Capstead Mortgage Corp
CMODelisted Oct 19, 2021- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0000766701
Capstead Mortgage Corp was delisted on Oct 19, 2021; its insiders filed their last Form 4 on Oct 21, 2021; 136 institutions reported holding it in 13F filings for Q3 2021, worth $484.9M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Capstead Mortgage Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
CMO is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 136
- −5 vs. Q2 2021
- Shares held
- 72.4M
- +3.18M (+4.6%) vs. Q2 2021
- Total value
- $484.9M
- +$59.1M (+13.9%) vs. Q2 2021
- New holders
- 18
- 51 more added
- Sold out
- 23
- 41 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CMO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 136 | $484.9M |
| Q2 2021 | 143 | $425.9M |
| Q1 2021 | 148 | $449.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Capstead Mortgage Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 47 | $0 | 0.00% | −307,688−100.0% | Reduced |
| Eaton Vance Management | 6,149 | $0 | 0.00% | +2,071+50.8% | Added |
| Parkside Financial Bank & Trust | 48 | $0 | 0.00% | +24+100.0% | Added |
| Meridian Wealth Partners, LLC | 68 | $0 | 0.00% | +68 | New |
| Quadrant Capital Group LLC | 142 | $1.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 92 | $1.00K | 0.00% | +28+43.8% | Added |
| US Bancorp | 286 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 231 | $2.00K | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co | 410 | $3.00K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 475 | $3.00K | 0.00% | +45+10.5% | Added |
| Fifth Third Bancorp | 489 | $3.00K | 0.00% | +319+187.6% | Added |
| Pacitti Group Inc. | 633 | $4.00K | 0.00% | – | – |
| Fieldpoint Private Securities, LLC | 642 | $4.00K | 0.00% | +642 | New |
| American Portfolios Advisors | 647 | $4.33K | 0.00% | +200+44.7% | Added |
| NEXT Financial Group, Inc | 700 | $5.00K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 908 | $6.00K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,886 | $11.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,600 | $11.0K | 0.00% | +509+46.7% | Added |
| Founders Capital Management | 2,000 | $13.0K | 0.01% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 2,016 | $13.0K | 0.00% | +49+2.5% | Added |
| Group One Trading, L.P. | 1,868 | $13.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 3,848 | $26.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 4,194 | $28.0K | 0.00% | +99+2.4% | Added |
| Tower Research Capital LLC (TRC) | 4,488 | $30.0K | 0.00% | −2,785−38.3% | Reduced |
| Berman Capital Advisors, LLC | 4,633 | $30.0K | 0.00% | +1,897+69.3% | Added |
| Geneos Wealth Management Inc. | 4,893 | $33.0K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 6,527 | $44.0K | 0.00% | +1,133+21.0% | Added |
| Spire Wealth Management | 8,020 | $54.0K | 0.00% | +8,020 | New |
| Ameritas Investment Partners, Inc. | 8,164 | $55.0K | 0.00% | 00.0% | Unchanged |
| Catalyst Capital Advisors LLC | 8,690 | $58.0K | 0.00% | +1,270+17.1% | Added |
| Hunter Associates Investment Management LLC | 10,000 | $67.0K | 0.02% | 00.0% | Unchanged |
| Profund Advisors LLC | 10,337 | $69.0K | 0.00% | −2,825−21.5% | Reduced |
| Harbour Investments, Inc. | 10,371 | $69.0K | 0.00% | −709−6.4% | Reduced |
| The PNC Financial Services Group, Inc. | 11,017 | $73.0K | 0.00% | +365+3.4% | Added |
| Public Employees Retirement System of Ohio | 10,948 | $73.0K | 0.00% | +1,005+10.1% | Added |
| Victory Capital Management Inc | 11,190 | $75.0K | 0.00% | +354+3.3% | Added |
| Great Lakes Advisors, LLC | 11,409 | $76.0K | 0.00% | −15,142−57.0% | Reduced |
| Citadel Advisors LLC | 11,636 | $78.0K | 0.00% | −260,544−95.7% | Reduced |
| CIBC Asset Management Inc | 11,967 | $80.0K | 0.00% | +1,211+11.3% | Added |
| Mutual of America Capital Management LLC | 12,919 | $86.0K | 0.00% | −850−6.2% | Reduced |
| Royal Bank of Canada | 12,979 | $86.0K | 0.00% | +1,459+12.7% | Added |
| ProShare Advisors LLC | 14,724 | $99.0K | 0.00% | −12,654−46.2% | Reduced |
| Teacher Retirement System of Texas | 15,612 | $104.0K | 0.00% | +2,928+23.1% | Added |
| Crossmark Global Holdings, Inc. | 15,860 | $106.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 16,587 | $111.0K | 0.00% | +16,587 | New |
| HighTower Advisors, LLC | 17,057 | $114.0K | 0.00% | +17,057 | New |
| Metropolitan Life Insurance Co | 18,714 | $125.2K | 0.00% | −5,962−24.2% | Reduced |
| D. E. Shaw & Co., Inc. | 19,064 | $128.0K | 0.00% | −234,734−92.5% | Reduced |
| Bridgefront Capital, LLC | 19,595 | $131.0K | 0.14% | +19,595 | New |
| KBC Group NV | 21,124 | $141.0K | 0.00% | 00.0% | Unchanged |
| STRS Ohio | 23,400 | $156.0K | 0.00% | 00.0% | Unchanged |
| MetLife Investment Management | 24,036 | $160.8K | 0.00% | −11,849−33.0% | Reduced |
| Arizona State Retirement System | 26,381 | $176.0K | 0.00% | +73+0.3% | Added |
| Quadrature Capital Ltd | 26,704 | $179.0K | 0.01% | −236−0.9% | Reduced |
| Everence Capital Management Inc | 27,500 | $184.0K | 0.02% | 00.0% | Unchanged |
| Caxton Associates LP | 27,627 | $185.0K | 0.03% | +27,627 | New |
| Teachers Retirement System of the State of Kentucky | 30,400 | $203.0K | 0.00% | 00.0% | Unchanged |
| Bank of Montreal | 31,193 | $215.0K | 0.00% | +693+2.3% | Added |
| Wellington Management Group LLP | 32,659 | $218.0K | 0.00% | +32,659 | New |
| Public Employees Retirement Association of Colorado | 35,922 | $240.0K | 0.00% | 00.0% | Unchanged |
| New York State Teachers Retirement System | 35,999 | $241.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 36,761 | $246.0K | 0.00% | +511+1.4% | Added |
| Maryland State Retirement & Pension System | 38,403 | $260.0K | 0.01% | +38,403 | New |
| Oregon Public Employees Retirement Fund | 39,496 | $264.0K | 0.00% | −200−0.5% | Reduced |
| Voya Investment Management LLC | 42,432 | $284.0K | 0.00% | −124,910−74.6% | Reduced |
| Alliancebernstein L.P. | 43,257 | $289.0K | 0.00% | −9,880−18.6% | Reduced |
| Louisiana State Employees Retirement System | 46,700 | $312.0K | 0.01% | +3,000+6.9% | Added |
| Amalgamated Bank | 46,826 | $313.0K | 0.00% | −798−1.7% | Reduced |
| State of Tennessee, Treasury Department | 54,688 | $367.0K | 0.00% | −2,197−3.9% | Reduced |
| Nisa Investment Advisors, LLC | 56,800 | $380.0K | 0.00% | −3,492−5.8% | Reduced |
| Norges Bank | 58,273 | $390.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 59,966 | $401.0K | 0.00% | −14,514−19.5% | Reduced |
| American International Group, Inc. | 59,982 | $401.0K | 0.00% | −2,087−3.4% | Reduced |
| Independent Financial Group, LLC | 60,450 | $404.4K | 0.04% | +60,450 | New |
| State of Alaska, Department of Revenue | 70,668 | $472.0K | 0.00% | +3,645+5.4% | Added |
| Texas Permanent School Fund | 71,662 | $479.0K | 0.01% | −512−0.7% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 73,453 | $491.0K | 0.01% | −870−1.2% | Reduced |
| Deutsche Bank AG | 75,425 | $505.0K | 0.00% | +4,249+6.0% | Added |
| State Board of Administration of Florida Retirement System | 76,644 | $513.0K | 0.00% | +5,435+7.6% | Added |
| Thrivent Financial for Lutherans | 78,306 | $524.0K | 0.00% | −867−1.1% | Reduced |
| LSV Asset Management | 79,900 | $534.0K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 88,053 | $572.0K | 0.00% | −2,800−3.1% | Reduced |
| Great West Life Assurance Co | 84,812 | $573.0K | 0.00% | +5,814+7.4% | Added |
| UBS Asset Management Americas Inc | 100,131 | $669.9K | 0.00% | −31,101−23.7% | Reduced |
| BNP Paribas Arbitrage, SA | 103,397 | $691.7K | 0.00% | +57,787+126.7% | Added |
| Winton Group Ltd | 115,541 | $773.0K | 0.04% | +10,194+9.7% | Added |
| Penn Mutual Asset Management, LLC | 121,478 | $813.0K | 1.29% | +29,178+31.6% | Added |
| HSBC Holdings PLC | 122,076 | $822.0K | 0.00% | +108,176+778.2% | Added |
| Wells Fargo & Company | 126,202 | $845.0K | 0.00% | −546,911−81.3% | Reduced |
| UBS Group AG | 127,513 | $852.0K | 0.00% | +24,124+23.3% | Added |
| Concorde Asset Management, LLC | 129,773 | $868.0K | 0.50% | +88,256+212.6% | Added |
| California State Teachers Retirement System | 131,097 | $877.0K | 0.00% | −349−0.3% | Reduced |
| Advisor Group Holdings, Inc. | 134,547 | $900.0K | 0.00% | +15,859+13.4% | Added |
| First Trust Advisors LP | 137,731 | $921.0K | 0.00% | +137,731 | New |
| Keebeck Alpha, LP | 143,988 | $963.0K | 0.30% | +143,988 | New |
| Prudential Financial Inc | 150,988 | $1.01M | 0.00% | −610−0.4% | Reduced |
| Ergoteles LLC | 151,322 | $1.01M | 0.04% | +151,322 | New |
| Centiva Capital, LP | 160,721 | $1.07M | 0.09% | +160,721 | New |
| Barclays PLC | 191,906 | $1.28M | 0.00% | +137,599+253.4% | Added |
| Public Sector Pension Investment Board | 211,950 | $1.42M | 0.01% | −36,426−14.7% | Reduced |