CION Investment Corp
CICC- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; no institution reported holding it in 13F filings for Q2 2026; no superinvestor holds it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by CION Investment Corp insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 0 filings
- Insiders trading
- 0
- Net value
- $0
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for CION Investment Corp, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Reisner Michael A | Co-Chairman & Co-CEO | 46,474 | Aug 13, 2025 | 0 |
| Finlay Peter I. | Director | 2,750Indirect | May 28, 2025 | 0 |
| Roman Stephen | CCO & Secretary | 12,891 | May 22, 2025 | 0 |
| Breakstone Robert A | Director | 15,782Indirect | May 19, 2025 | 0 |
| Gatto Mark | Co-Chairman & Co-CEO | 3,070Indirect | May 13, 2025 | 0 |
| Bresner Gregg A. | President & CIO | 64,599 | Apr 2, 2025 | 0 |
| Pinero Eric A. | Chief Legal Officer | 9,127 | Mar 18, 2025 | 0 |
| Arestia Charlie | See Remarks | 1,213Indirect | Nov 13, 2024 | 0 |
| Franz Keith S | CFO & Treasurer | 71,612 | Jun 5, 2023 | 0 |
| Choi Catherine | Director | 2,000 | May 23, 2023 | 0 |
| Schwartz Aron I | Director | 2,000Indirect | May 16, 2023 | 0 |
| Estrada Edward J. | Director | 3,695 | Nov 24, 2021 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| May 15, 2023 (view filing) | May 12 | 3 days | Pinero Eric A.Chief Legal Officer | PPurchaseCommon Stock, $0.001 par value | +1.07K | $9.42 | +$10.1K | +22.1%5.92K after | |
| Dec 2, 2022 (view filing) | Nov 30 | 2 days | Breakstone Robert ADirector | PPurchaseCommon Stock, $0.001 par value | +1.00K | $10.10 | +$10.1K | +20.0%6.00K after | |
| Dec 1, 2022 (view filing) | Nov 30 | 1 day | Franz Keith SCFO & Treasurer | PPurchaseCommon stock, $0.001 par value | +10.0K | $10.01 | +$100.1K | +22.0%55.5K after | |
| Nov 25, 2022 (view filing) | Nov 23 | 2 days | Reisner Michael ACo-Chairman & Co-CEO | PPurchaseCommon stock, $0.001 par value | +1.00K | $10.35 | +$10.3K | +2.7%38.4K after | |
| Nov 22, 2022 (view filing) | Nov 22 | Same day | Finlay Peter I.Director | PPurchaseCommon Stock, $0.001 par value | +1.00K | $10.25 | +$10.3K | +100.0%2.00K after | |
| Sep 2, 2022 (view filing) | Sep 1 | 1 day | Bresner Gregg A.President & CIO | PPurchaseCommon Stock, $0.001 par value | +2.00K | $9.16 | +$18.3K | +5.7%37.1K after | |
| Sep 2, 2022 (view filing) | Sep 1 | 1 day | Bresner Gregg A.President & CIO | PPurchaseCommon Stock, $0.001 par value | +3.00K | $9.17 | +$27.5K | +8.1%40.1K after | |
| Sep 1, 2022 (view filing) | Aug 30 | 2 days | Bresner Gregg A.President & CIO | PPurchaseCommon Stock, $0.001 par value | +1.00K | $10.20 | +$10.2K | +3.3%31.1K after | |
| Sep 1, 2022 (view filing) | Aug 31 | 1 day | Bresner Gregg A.President & CIO | PPurchaseCommon Stock, $0.001 par value | +4.00K | $9.69 | +$38.8K | +12.9%35.1K after | |
| Sep 1, 2022 (view filing) | Aug 30 | 2 days | Franz Keith SCFO & Treasurer | PPurchaseCommon stock, $0.001 par value | +8.00K | $10.28 | +$82.2K | +21.3%45.5K after | |
| Sep 1, 2022 (view filing) | Sep 1 | Same day | Pinero Eric A.Chief Legal Officer | PPurchaseCommon Stock, $0.001 par value | +3.00K | $9.32 | +$28.0K | +200.0%4.50K after | |
| Aug 24, 2022 (view filing) | Aug 22 | 2 days | Gatto MarkCo-Chairman & Co-CEO | PPurchaseCommon stock, $0.001 par value | +5.00K | $10.29 | +$51.5K | +15.2%37.8K after | |
| Aug 23, 2022 (view filing) | Aug 23 | Same day | Reisner Michael ACo-Chairman & Co-CEO | PPurchaseCommon stock, $0.001 par value | +5.00K | $10.47 | +$52.4K | +15.4%37.4K after | |
| Aug 19, 2022 (view filing) | Aug 18 | 1 day | Finlay Peter I.Director | PPurchaseCommon Stock, $0.001 par value | +640 | $10.50 | +$6.72K | +177.8%1.00K after | |
| Aug 17, 2022 (view filing) | Aug 15 | 2 days | Bresner Gregg A.President & CIO | PPurchaseCommon Stock, $0.001 par value | +5.00K | $10.29 | +$51.5K | +19.9%30.1K after | |
| Aug 17, 2022 (view filing) | Aug 17 | Same day | Roman StephenCCO & Secretary | PPurchaseCommon stock, $0.001 par value | +3.00K | $10.22 | +$30.7K | +100.0%6.00K after | |
| Aug 17, 2022 (view filing) | Aug 16 | 1 day | Breakstone Robert ADirector | PPurchaseCommon Stock, $0.001 par value | +2.00K | $10.08 | +$20.2K | +66.7%5.00K after | |
| Jun 6, 2022 (view filing) | Jun 2 | 4 days | Breakstone Robert ADirector | PPurchaseCommon Stock, $0.001 par value | +3.00K | $10.76 | +$32.3K | New position3.00K after | |
| Jun 1, 2022 (view filing) | May 31 | 1 day | Finlay Peter I.Director | PPurchaseCommon Stock, $0.001 par value | +360 | $10.97 | +$3.95K | New position360 after | |
| May 23, 2022 (view filing) | May 19 | 4 days | Gatto MarkCo-Chairman & Co-CEO | PPurchaseCommon stock, $0.001 par value | +5.00K | $10.98 | +$54.9K | +18.0%32.8K after | |
| May 23, 2022 (view filing) | May 19 | 4 days | Reisner Michael ACo-Chairman & Co-CEO | PPurchaseCommon stock, $0.001 par value | +4.59K | $10.95 | +$50.3K | +16.5%32.4K after | |
| May 19, 2022 (view filing) | May 18 | 1 day | Bresner Gregg A.President & CIO | PPurchaseCommon Stock, $0.001 par value | +9.00K | $11.08 | +$99.7K | +59.6%24.1K after | |
| May 19, 2022 (view filing) | May 18 | 1 day | Bresner Gregg A.President & CIO | PPurchaseCommon Stock, $0.001 par value | +1.00K | $11.20 | +$11.2K | +4.1%25.1K after | |
| May 17, 2022 (view filing) | May 13 | 4 days | Franz Keith SCFO & Treasurer | PPurchaseCommon stock, $0.001 par value | +20.0K | $10.50 | +$210.0K | +133.3%35.0K after | |
| May 17, 2022 (view filing) | May 13 | 4 days | Franz Keith SCFO & Treasurer | PPurchaseCommon stock, $0.001 par value | +2.50K | $10.53 | +$26.3K | +7.1%37.5K after | |
| Mar 14, 2022 (view filing) | Mar 11 | 3 days | Pinero Eric A.Chief Legal Officer | PPurchaseCommon Stock, $0.001 par value | +1.50K | $12.74 | +$19.1K | New position1.50K after | |
| Nov 26, 2021 (view filing) | Nov 23-24 | 3 days | Franz Keith SCFO & Treasurer | PPurchaseCommon stock, $0.001 par value | +15.0K | $13.92 | +$208.8K | New position15.0K after | 2 lots |
| Nov 24, 2021 (view filing) | Nov 23 | 1 day | Estrada Edward J.Director | PPurchaseCommon Stock, $0.001 par value | +3.69K | $13.57 | +$50.1K | New position3.69K after | |
| Nov 23, 2021 (view filing) | Nov 23 | Same day | Bresner Gregg A.President & CIO | PPurchaseCommon Stock, $0.001 par value | +3.20K | $13.54 | +$43.3K | +26.9%15.1K after | |
| Nov 19, 2021 (view filing) | Nov 17-18 | 2 days | Bresner Gregg A.President & CIO | PPurchaseCommon Stock, $0.001 par value | +10.4K | $13.14 | +$136.6K | New position10.4K after | 2 lots |
| Nov 19, 2021 (view filing) | Nov 18 | 1 day | Bresner Gregg A.President & CIO | PPurchaseCommon Stock, $0.001 par value | +1.50K | $13.31 | +$20.0K | +14.4%11.9K after | |
| Nov 18, 2021 (view filing) | Nov 17 | 1 day | Roman StephenCCO & Secretary | PPurchaseCommon stock, $0.001 par value | +3.00K | $13.32 | +$40.0K | New position3.00K after |