Bresner Gregg A.'s Form 4 filing
CION Investment Corp (CICB) · filed Nov 19, 2021
- Accession no.
- 0001104659-21-142054
- Filed
- Nov 19, 2021
- Trade date
- Nov 17-18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $156.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bresner Gregg A.CIK 0001681896 | Officer (President & CIO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2021 | Common Stock, $0.001 par value | PPurchaseAcquired | +5,269 | $13.21F2 | +$69,603.49 | 5,269 | Direct | |
| Nov 18, 2021 | Common Stock, $0.001 par value | PPurchaseAcquired | +5,130 | $13.06F3 | +$66,997.8 | 10,399 | Direct | |
| Nov 18, 2021 | Common Stock, $0.001 par value | PPurchaseAcquired | +1,500 | $13.31F4 | +$19,965 | 11,899 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.20 to $13.21 per share.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.05 to $13.25 per share.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.25 to $13.31 per share.
Referenced by the price of 1 transaction in Table I.
Remarks
Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.