Bresner Gregg A.'s Form 4 filing
CION Investment Corp (CICB) · filed Sep 1, 2022
- Accession no.
- 0001104659-22-096955
- Filed
- Sep 1, 2022
- Trade date
- Aug 30-31, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $49.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bresner Gregg A.CIK 0001681896 | Officer (President & CIO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +1,000 | $10.20 | +$10,200 | 31,099 | Indirect | |
| Aug 31, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +4,000 | $9.69 | +$38,760 | 35,099 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.