Breakstone Robert A's Form 4 filing
CION Investment Corp (CICB) · filed Jun 6, 2022
- Accession no.
- 0001104659-22-068436
- Filed
- Jun 6, 2022
- Trade date
- Jun 2, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $32.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Breakstone Robert ACIK 0001553171 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +3,000 | $10.76F2 | +$32,280 | 3,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average purchase price per Share. The Shares were purchased at prices of $10.74 and $10.76 per Share.
Referenced by the price of 1 transaction in Table I.
Remarks
Full information regarding the number of Shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Director Exhibit List: Exhibit 24.0 - Power of Attorney