Bakkt, Inc.
BKKT- Exchange
- NYSE
- Industry
- Finance Services
- SEC CIK
- 0001820302
In the last 90 days, Bakkt, Inc. insiders filed 1 open-market purchase and 6 sales; 98 institutions reported holding it in 13F filings for Q2 2026, worth $104.5M in total; no superinvestor holds it.
Other share classesBKKT.WT
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by Bakkt, Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 1 filing
- 1 insider, $2.11M in total
- Open-market sells
- 6 filings
- 4 insiders, $35.2K in total
- Insiders trading
- 5
- Net value
- +$2.08M
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for Bakkt, Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Henderson Joseph Sean-Walsh | Chief Accounting Officer | 12,672 | Sep 25, 2026 | 5 |
| D'Annunzio Marc | General Counsel & Secretary | 107,006 | Sep 25, 2026 | 10 |
| Baes Nicholas | Chief Operating Officer | 104,103 | Sep 25, 2026 | 8 |
| Alfred Michael | Director | 1,201,567Indirect | Aug 19, 2026 | 5 |
| Alexander Karen | Chief Financial Officer | 53,542 | Jul 17, 2026 | 7 |
| Naheta Akshay Sudhir | Chief Executive Officer | 9,093,522 | May 18, 2026 | 5 |
| Intercontinental Exchange Holdings, Inc. | 10% Owner | 7,919,002Indirect | Dec 5, 2025 | 2 |
| Intercontinental Exchange, Inc. | 10% Owner | 7,919,002Indirect | Dec 5, 2025 | 3 |
| Main Andrew A | Co-CEO & President | 431,963 | Jul 16, 2025 | 0 |
| Brown Colleen B | Director | 31,499 | Jun 20, 2025 | 0 |
| Dow De'Ana | Director | 39,271 | Jun 20, 2025 | 0 |
| Simeone Jill | Director | 37,806 | Jun 20, 2025 | 0 |
| Goldberg Michelle J | Director | 37,608 | Jun 20, 2025 | 0 |
| Watson Gordon | Director | 46,910 | Jun 20, 2025 | 0 |
| Collins Sean Roberts | Director | 63,431 | Jun 20, 2025 | 0 |
| Lumb Richard | Director | 21,065 | Jul 1, 2024 | 0 |
| Goodroe Charles | Chief Accounting Officer | 32,789 | Apr 11, 2024 | 0 |
| Michael Gavin Constantine | CEO and President | 4,218,666 | Mar 20, 2024 | 0 |
| Levy Richard N | Director, Other: See Remarks | 2,195,441 | Dec 29, 2023 | 0 |
| VPC Impact Acquisition Holdings Sponsor, LLC | Director, Other: See Remarks | 2,195,441 | Dec 29, 2023 | 0 |
| Lewis Michael Leroy | Chief Engineering Officer | 470,125 | Feb 28, 2023 | 0 |
| O'Prey Daniel | Chief Product Officer, Crypto | 441,238 | Feb 28, 2023 | 0 |
| Spatz Meredith | Chief Client Officer | 290,992 | Feb 28, 2023 | 0 |
| Elliot Mark Sonbolian | Chief Sales & Mktg Officer | 449,260 | Feb 28, 2023 | 0 |
| Gordon Nancy | Chief Product Officer, Loyalty | 283,155 | Feb 14, 2023 | 0 |
| Cook Kristyn | Director | 124,350 | Jun 16, 2022 | 0 |
| LaBenne Andrew | Chief Financial Officer | 320,414 | Apr 19, 2022 | 0 |
| Zemlin Sheela | EVP, Chief Revenue Officer | 321,147 | Apr 19, 2022 | 0 |
| Cabrera Nicolas | Chief Product Officer | 187,491 | Feb 23, 2022 | 0 |
| Schmitz Kai | Director | 20,000 | Oct 15, 2021 | 0 |
| Summers Kurt | Director | 20,000 | Oct 15, 2021 | 0 |
| White Adam Lee | President | – | Oct 15, 2021 | 0 |
| Clifton David C | Director | – | Oct 15, 2021 | 0 |
| Johnson Matthew Alan | Chief Technology Officer | – | Oct 15, 2021 | 0 |
| Alpine Global Management, LLC | 10% Owner | 1,013,820 | Jul 8, 2021 | 0 |
| Alpine Partners (BVI), L.P. | 10% Owner | 1,013,820 | Jul 8, 2021 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Aug 25, 2025 (view filing) | Aug 21-22 | 4 days | Naheta Akshay SudhirCEO and President | PPurchaseClass A Common Stock | +180.0K | $8.19 | +$1.47M | +1,575.4%191.4K after | 3 lots |
| Nov 13, 2025 (view filing) | Jul 15-Nov 12 | 121 daysLate | Henderson Joseph Sean-WalshChief Accounting Officer | SSaleClass A Common Stock | −264 | $20.51 | −$5.41K | −1.9%13.4K after | 2 lots |
| Dec 23, 2025 (view filing) | Dec 19 | 4 days | Henderson Joseph Sean-WalshChief Accounting Officer | SSaleClass A Common Stock | −2.46K | $10.01 | −$24.6K | −18.4%10.9K after | |
| Feb 27, 2026 (view filing) | Feb 24 | 3 daysLate | D'Annunzio MarcGeneral Counsel and Secretary | SSaleClass A Common Stock | −785 | $10.09 | −$7.92K | −0.7%117.8K after | 10b5-1 |
| Mar 31, 2026 (view filing) | Mar 27-30 | 4 days | D'Annunzio MarcGeneral Counsel and Secretary | SSaleClass A Common Stock | −11.8K | $7.88 | −$92.7K | −10.0%106.1K after | 2 lots10b5-1 |
| Apr 8, 2026 (view filing) | Apr 6 | 2 days | Baes NicholasChief Operating Officer | SSaleClass A Common Stock | −711 | $7.56 | −$5.38K | −0.7%101.3K after | |
| Apr 29, 2026 (view filing) | Apr 28 | 1 day | Alexander KarenChief Financial Officer | SSaleClass A Common Stock | −4.68K | $9.13 | −$42.8K | −7.7%55.8K after | |
| Apr 29, 2026 (view filing) | Apr 28 | 1 day | D'Annunzio MarcGeneral Counsel & Secretary | SSaleClass A Common Stock | −7.78K | $8.86 | −$68.9K | −6.6%110.1K after | 2 lots10b5-1 |
| Apr 29, 2026 (view filing) | Apr 28 | 1 day | Baes NicholasChief Operating Officer | SSaleClass A Common Stock | −2.35K | $9.13 | −$21.5K | −2.2%106.3K after | |
| May 18, 2026 (view filing) | May 15-18 | 3 days | Alfred MichaelDirector | PPurchaseClass A Common Stock | +585.0K | $8.29 | +$4.85M | +1,462.5%625.0K after | 2 lots |
| Jun 11, 2026 (view filing) | Jun 9-10 | 2 days | Alfred MichaelDirector | PPurchaseClass A Common Stock | +280.0K | $7.75 | +$2.17M | +44.8%905.0K after | 2 lots |
| Jun 29, 2026 (view filing) | Jun 25 | 4 days | Alexander KarenChief Financial Officer | SSaleClass A Common Stock | −1.91K | $7.93 | −$15.1K | −3.4%54.2K after | |
| Jun 29, 2026 (view filing) | Jun 25 | 4 days | Baes NicholasChief Operating Officer | SSaleClass A Common Stock | −1.56K | $7.93 | −$12.4K | −1.5%105.4K after | |
| Jun 29, 2026 (view filing) | Jun 25-26 | 4 days | D'Annunzio MarcGeneral Counsel & Secretary | SSaleClass A Common Stock | −2.92K | $7.83 | −$22.8K | −2.6%108.8K after | 2 lots10b5-1 |
| Jun 29, 2026 (view filing) | Jun 25 | 4 days | Henderson Joseph Sean-WalshChief Accounting Officer | SSaleClass A Common Stock | −349 | $7.93 | −$2.77K | −2.6%13.0K after | |
| Jul 17, 2026 (view filing)1:21 PM ET | Jul 15 | 2 days | Henderson Joseph Sean-WalshChief Accounting Officer | SSaleClass A Common Stock | −94 | $8.33 | −$783.02 | −0.7%13.0K after | |
| Jul 17, 2026 (view filing)1:24 PM ET | Jul 15 | 2 days | Alexander KarenChief Financial Officer | SSaleClass A Common Stock | −657 | $8.44 | −$5.55K | −1.2%53.5K after | |
| Jul 17, 2026 (view filing)1:26 PM ET | Jul 15 | 2 days | D'Annunzio MarcGeneral Counsel & Secretary | SSaleClass A Common Stock | −539 | $8.44 | −$4.55K | −0.5%108.3K after | |
| Aug 19, 2026 (view filing)2:22 PM ET | Aug 18 | 1 day | Alfred MichaelDirector | PPurchaseClass A Common Stock | +296.6K | $7.12 | +$2.11M | +32.8%1.20M after | |
| Sep 25, 2026 (view filing)6:07 PM ET | Sep 23 | 2 days | Baes NicholasChief Operating Officer | SSaleClass A Common Stock | −1.27K | $8.61 | −$11.0K | −1.2%104.1K after | |
| Sep 25, 2026 (view filing)6:10 PM ET | Sep 23 | 2 days | D'Annunzio MarcGeneral Counsel & Secretary | SSaleClass A Common Stock | −1.27K | $8.61 | −$11.0K | −1.2%107.0K after | |
| Sep 25, 2026 (view filing)6:11 PM ET | Sep 23 | 2 days | Henderson Joseph Sean-WalshChief Accounting Officer | SSaleClass A Common Stock | −282 | $8.61 | −$2.43K | −2.2%12.7K after |