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Henderson Joseph Sean-Walsh's Form 4 filing

Bakkt, Inc. (BKKT) · filed Nov 13, 2025

Accession no.
0002030505-25-000004
Filed
Nov 13, 2025
Trade date
Jul 15-Nov 12, 2025
Filing delay
121 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $5.41K. It was filed 121 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Henderson Joseph Sean-WalshCIK 0002030505Officer (Chief Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 15, 2025Class A Common StockSSaleDisposed−95$18.75−$1,781.2513,566Direct
Nov 12, 2025Class A Common StockSSaleDisposed−169$21.50−$3,633.513,397Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)