Naheta Akshay Sudhir's Form 4 filing
Bakkt, Inc. (BKKT) · filed Aug 25, 2025
- Accession no.
- 0002062543-25-000001
- Filed
- Aug 25, 2025
- Trade date
- Aug 21-22, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $1.47M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Naheta Akshay SudhirCIK 0002062543 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 21, 2025 | Class A Common Stock | PPurchaseAcquired | +100,000 | $8.18F1 | +$818,000 | 111,426 | Direct | |
| Aug 21, 2025 | Class A Common Stock | PPurchaseAcquired | +50,000 | $8.00F3 | +$400,000 | 161,426 | Direct | |
| Aug 22, 2025 | Class A Common Stock | PPurchaseAcquired | +30,000 | $8.55F4 | +$256,500 | 191,426 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices ranging from $8.04 to $8.41 per share. The price reported represents the weighted average price. The reporting person undertakes to provide to the staff of the SEC the number of shares purchased by the reporting person at each separate price within the ranges set forth in this footnote and in the other footnotes in this Form 4 indicating a weighted average price.
Referenced by the price of 1 transaction in Table I.
- F3
The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices ranging from $7.97 to $8.00 per share. The price reported represents the weighted average price. The reporting person undertakes to provide to the staff of the SEC the number of shares purchased by the reporting person at each separate price within the ranges set forth in this footnote and in the other footnotes in this Form 4 indicating a weighted average price.
Referenced by the price of 1 transaction in Table I.
- F4
The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices ranging from $7.985 to $8.70 per share. The price reported represents the weighted average price. The reporting person undertakes to provide to the staff of the SEC the number of shares purchased by the reporting person at each separate price within the ranges set forth in this footnote and in the other footnotes in this Form 4 indicating a weighted average price.
Referenced by the price of 1 transaction in Table I.