Bakkt, Inc.
BKKT- Exchange
- NYSE
- Industry
- Finance Services
- SEC CIK
- 0001820302
In the last 90 days, Bakkt, Inc. insiders filed 1 open-market purchase and 6 sales; 98 institutions reported holding it in 13F filings for Q2 2026, worth $104.5M in total; no superinvestor holds it.
Other share classesBKKT.WT
13F holders, Q1 2023
Institutional positions in Bakkt, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- −2 vs. Q4 2022
- Shares held
- 24.4M
- −120.1K (−0.5%) vs. Q4 2022
- Total value
- $41.8M
- +$12.8M (+44.3%) vs. Q4 2022
- New holders
- 12
- 30 more added
- Sold out
- 14
- 26 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 98 | $104.5M |
| Q1 2026 | 107 | $67.9M |
| Q4 2025 | 97 | $67.5M |
| Q3 2025 | 94 | $185.7M |
| Q2 2025 | 59 | $24.6M |
| Q1 2025 | 46 | $11.9M |
| Q4 2024 | 50 | $33.7M |
| Q3 2024 | 49 | $13.6M |
| Q2 2024 | 56 | $27.2M |
| Q1 2024 | 85 | $18.3M |
| Q4 2023 | 99 | $68.1M |
| Q3 2023 | 83 | $35.2M |
| Q2 2023 | 80 | $28.0M |
| Q1 2023 | 82 | $41.8M |
| Q4 2022 | 84 | $29.0M |
| Q3 2022 | 95 | $51.7M |
| Q2 2022 | 94 | $52.0M |
| Q1 2022 | 83 | $67.4M |
| Q4 2021 | 94 | $156.9M |
| Q3 2021 | 1 | $339.0K |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Bakkt, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nisa Investment Advisors, LLC | 190 | $0 | 0.00% | −12,866−98.5% | Reduced |
| Lazard Asset Management LLC | 382 | $0 | 0.00% | +39+11.4% | Added |
| VitalStone Financial, LLC | 40 | $0 | 0.00% | +40 | New |
| Richard W. Paul & Associates, LLC | 206 | $354 | 0.00% | +5+2.5% | Added |
| Your Advocates Ltd., LLP | 410 | $705 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 470 | $808 | 0.00% | −5,970−92.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 500 | $860 | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 500 | $860 | 0.00% | +500 | New |
| Stephens Consulting, LLC | 1,000 | $1.72K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,700 | $2.92K | 0.00% | 00.0% | Unchanged |
| Clear Street Markets LLC | 3,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 3,547 | $6.00K | 0.00% | −7,635−68.3% | Reduced |
| Ameritas Investment Partners, Inc. | 4,263 | $7.33K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 5,975 | $10.0K | 0.00% | −1,859−23.7% | Reduced |
| Legal & General Group Plc | 6,252 | $10.8K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 8,605 | $14.8K | 0.00% | −4,055−32.0% | Reduced |
| International Assets Investment Management, LLC | 10,600 | $18.2K | 0.00% | −1,000−8.6% | Reduced |
| Tower Research Capital LLC (TRC) | 11,229 | $19.0K | 0.00% | +293+2.7% | Added |
| Price T Rowe Associates Inc | 11,222 | $20.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 11,821 | $20.3K | 0.00% | −29,846−71.6% | Reduced |
| Manufacturers Life Insurance Company, The | 11,838 | $20.4K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 13,043 | $22.4K | 0.00% | +7,798+148.7% | Added |
| Private Advisor Group, LLC | 13,050 | $22.4K | 0.00% | 00.0% | Unchanged |
| Lineweaver Wealth Advisors, LLC | 13,170 | $22.7K | 0.01% | 00.0% | Unchanged |
| Simplex Trading, LLC | 13,599 | $23.0K | 0.00% | +12,679+1,378.2% | Added |
| Coastal Investment Advisors, Inc. | 13,500 | $23.2K | 0.01% | +5,500+68.8% | Added |
| FMR LLC | 13,687 | $23.5K | 0.00% | +9,996+270.8% | Added |
| Cetera Investment Advisers | 13,970 | $24.0K | 0.00% | −1,000−6.7% | Reduced |
| Captrust Financial Advisors | 16,573 | $28.5K | 0.00% | +16,573 | New |
| HRT Financial LP | 18,146 | $31.0K | 0.00% | +18,146 | New |
| Tamar Securities, LLC | 18,062 | $31.1K | 0.01% | +18,062 | New |
| Alpine Global Management, LLC | 20,000 | $34.4K | 0.01% | −65,586−76.6% | Reduced |
| Redwood Wealth Management Group, LLC | 20,746 | $35.7K | 0.04% | +735+3.7% | Added |
| SG Americas Securities, LLC | 20,832 | $36.0K | 0.00% | +1,556+8.1% | Added |
| California State Teachers Retirement System | 21,727 | $37.4K | 0.00% | −1,603−6.9% | Reduced |
| Squarepoint Ops LLC | 22,492 | $38.7K | 0.00% | +22,492 | New |
| Cutler Group LP | 24,128 | $41.0K | 0.01% | −2,462−9.3% | Reduced |
| Voya Investment Management LLC | 26,896 | $46.3K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 28,205 | $48.5K | 0.00% | +561+2.0% | Added |
| SEI Investments Co | 28,276 | $48.6K | 0.00% | +28,276 | New |
| Arete Wealth Advisors, LLC | 28,500 | $49.0K | 0.00% | −1,500−5.0% | Reduced |
| Advisor Group Holdings, Inc. | 28,537 | $49.1K | 0.00% | −1,525−5.1% | Reduced |
| Barclays PLC | 29,425 | $50.6K | 0.00% | +12,342+72.2% | Added |
| Tudor Investment Corp Et Al | 36,774 | $63.0K | 0.00% | +36,774 | New |
| Cambridge Investment Research Advisors, Inc. | 37,690 | $65.0K | 0.00% | −500−1.3% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 42,468 | $73.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 44,977 | $77.0K | 0.00% | +5,263+13.3% | Added |
| Harvest Portfolios Group Inc. | 45,526 | $78.3K | 0.00% | +17,722+63.7% | Added |
| Bank of America Corp | 46,446 | $79.9K | 0.00% | −20,296−30.4% | Reduced |
| New York State Common Retirement Fund | 46,776 | $80.5K | 0.00% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 47,300 | $81.4K | 0.01% | +26,300+125.2% | Added |
| Deutsche Bank AG | 53,476 | $92.0K | 0.00% | −25,575−32.4% | Reduced |
| State of Wyoming | 61,595 | $105.9K | 0.03% | −78,468−56.0% | Reduced |
| UBS Group AG | 62,712 | $107.9K | 0.00% | +5,485+9.6% | Added |
| Wellington Management Group LLP | 66,508 | $114.4K | 0.00% | −3,882−5.5% | Reduced |
| Goldman Sachs Group Inc | 72,684 | $125.0K | 0.00% | +15,922+28.1% | Added |
| Alliancebernstein L.P. | 72,700 | $125.0K | 0.00% | +27,700+61.6% | Added |
| Rhumbline Advisers | 91,203 | $157.0K | 0.00% | +2,412+2.7% | Added |
| Group One Trading, L.P. | 99,565 | $171.3K | 0.01% | +41,979+72.9% | Added |
| Commonwealth Equity Services, LLC | 118,302 | $203.0K | 0.00% | +2,000+1.7% | Added |
| Invesco Ltd. | 128,059 | $220.3K | 0.00% | +38,400+42.8% | Added |
| National Bank of Canada | 141,400 | $243.2K | 0.00% | +96,400+214.2% | Added |
| Charles Schwab Investment Management Inc | 155,455 | $267.4K | 0.00% | −8,759−5.3% | Reduced |
| XTX Topco Ltd | 160,280 | $275.7K | 0.06% | +160,280 | New |
| Morgan Stanley | 191,493 | $329.4K | 0.00% | −641,874−77.0% | Reduced |
| Northern Trust Corp | 465,872 | $801.3K | 0.00% | −3,868−0.8% | Reduced |
| Horizon Kinetics Asset Management LLC | 482,738 | $830.3K | 0.02% | +33,357+7.4% | Added |
| Corbin Capital Partners, L.P. | 500,837 | $861.4K | 0.48% | −290,228−36.7% | Reduced |
| Renaissance Technologies LLC | 535,200 | $921.0K | 0.00% | +283,500+112.6% | Added |
| Susquehanna International Group, LLP | 562,092 | $966.8K | 0.00% | +562,092 | New |
| Vident Investment Advisory, LLC | 663,263 | $1.14M | 0.04% | +196,205+42.0% | Added |
| Bank of New York Mellon Corp | 672,894 | $1.16M | 0.00% | −46,240−6.4% | Reduced |
| SRN Advisors, LLC | 824,473 | $1.35M | 1.24% | +824,473 | New |
| Nuveen Asset Management, LLC | 939,155 | $1.61M | 0.00% | +818,500+678.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 1,426,961 | $2.45M | 0.01% | −477,438−25.1% | Reduced |
| Van Eck Associates Corp | 1,460,612 | $2.51M | 0.01% | +533,344+57.5% | Added |
| State Street Corp | 1,594,184 | $2.74M | 0.00% | +113,302+7.7% | Added |
| Geode Capital Management, LLC | 1,634,314 | $2.81M | 0.00% | +172,326+11.8% | Added |
| Exchange Traded Concepts, LLC | 1,717,543 | $2.95M | 0.08% | +645,885+60.3% | Added |
| BlackRock Inc. | 4,073,480 | $7.01M | 0.00% | −153,110−3.6% | Reduced |
| Vanguard Group Inc | 4,450,812 | $7.66M | 0.00% | −1,105,813−19.9% | Reduced |
| IFP Advisors, Inc | 33 | – | – | +33 | New |
| HBK Sorce Advisory LLC | 0 | $0 | 0.00% | −1,040,000−100.0% | Sold out |
| Sculptor Capital LP | 0 | $0 | 0.00% | −315,900−100.0% | Sold out |
| Highbridge Capital Management LLC | 0 | $0 | 0.00% | −240,000−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −84,224−100.0% | Sold out |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −83,192−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −47,622−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −43,214−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −34,926−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −34,074−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −16,278−100.0% | Sold out |
| Headlands Technologies LLC | 0 | $0 | 0.00% | −2,827−100.0% | Sold out |
| Rebalance, LLC | 0 | $0 | 0.00% | −80−100.0% | Sold out |
| Investors Research Corp | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −2−100.0% | Sold out |