Bakkt, Inc.
BKKT- Exchange
- NYSE
- Industry
- Finance Services
- SEC CIK
- 0001820302
In the last 90 days, Bakkt, Inc. insiders filed 1 open-market purchase and 6 sales; 98 institutions reported holding it in 13F filings for Q2 2026, worth $104.5M in total; no superinvestor holds it.
Other share classesBKKT.WT
13F holders, Q4 2022
Institutional positions in Bakkt, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 84
- −8 vs. Q3 2022
- Shares held
- 24.5M
- +1.69M (+7.4%) vs. Q3 2022
- Total value
- $29.0M
- −$22.7M (−43.9%) vs. Q3 2022
- New holders
- 12
- 34 more added
- Sold out
- 20
- 21 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 98 | $104.5M |
| Q1 2026 | 107 | $67.9M |
| Q4 2025 | 97 | $67.5M |
| Q3 2025 | 94 | $185.7M |
| Q2 2025 | 59 | $24.6M |
| Q1 2025 | 46 | $11.9M |
| Q4 2024 | 50 | $33.7M |
| Q3 2024 | 49 | $13.6M |
| Q2 2024 | 56 | $27.2M |
| Q1 2024 | 85 | $18.3M |
| Q4 2023 | 99 | $68.1M |
| Q3 2023 | 83 | $35.2M |
| Q2 2023 | 80 | $28.0M |
| Q1 2023 | 82 | $41.8M |
| Q4 2022 | 84 | $29.0M |
| Q3 2022 | 95 | $51.7M |
| Q2 2022 | 94 | $52.0M |
| Q1 2022 | 83 | $67.4M |
| Q4 2021 | 94 | $156.9M |
| Q3 2021 | 1 | $339.0K |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Bakkt, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lazard Asset Management LLC | 343 | $0 | 0.00% | +52+17.9% | Added |
| Credit Suisse AG | 2 | $2 | 0.00% | −359−99.4% | Reduced |
| Private Advisor Group, LLC | 13,050 | $16 | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 20 | $24 | 0.00% | 00.0% | Unchanged |
| Rebalance, LLC | 80 | $95 | 0.00% | +80 | New |
| Richard W. Paul & Associates, LLC | 201 | $239 | 0.00% | +201 | New |
| Your Advocates Ltd., LLP | 410 | $488 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 500 | $595 | 0.00% | −1,000−66.7% | Reduced |
| Simplex Trading, LLC | 920 | $1.00K | 0.00% | 00.0% | Unchanged |
| Stephens Consulting, LLC | 1,000 | $1.19K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,700 | $2.02K | 0.00% | 00.0% | Unchanged |
| Headlands Technologies LLC | 2,827 | $3.00K | 0.00% | +2,827 | New |
| Clear Street Markets LLC | 3,000 | $4.00K | 0.00% | −4,000−57.1% | Reduced |
| FMR LLC | 3,691 | $4.39K | 0.00% | −2,505−40.4% | Reduced |
| Wells Fargo & Company | 5,245 | $6.24K | 0.00% | +2,357+81.6% | Added |
| Legal & General Group Plc | 6,252 | $7.44K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 6,440 | $7.66K | 0.00% | +5,474+566.7% | Added |
| Ameritas Investment Partners, Inc. | 4,263 | $8.19K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 7,834 | $9.00K | 0.00% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 8,000 | $9.52K | 0.00% | +2,500+45.5% | Added |
| Price T Rowe Associates Inc | 11,222 | $13.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 10,936 | $13.0K | 0.00% | +7,667+234.5% | Added |
| International Assets Investment Management, LLC | 11,600 | $13.8K | 0.00% | −9,500−45.0% | Reduced |
| Royal Bank of Canada | 11,182 | $14.0K | 0.00% | +10,007+851.7% | Added |
| Manufacturers Life Insurance Company, The | 11,838 | $14.1K | 0.00% | +1,371+13.1% | Added |
| Federation des caisses Desjardins du Quebec | 12,660 | $15.1K | 0.00% | 00.0% | Unchanged |
| Lineweaver Wealth Advisors, LLC | 13,170 | $15.7K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 13,056 | $16.0K | 0.00% | +1,906+17.1% | Added |
| Cetera Investment Advisers | 14,970 | $17.8K | 0.00% | −11,000−42.4% | Reduced |
| Engineers Gate Manager LP | 16,278 | $19.4K | 0.00% | +16,278 | New |
| Barclays PLC | 17,083 | $20.3K | 0.00% | +13,084+327.2% | Added |
| SG Americas Securities, LLC | 19,276 | $23.0K | 0.00% | +8,691+82.1% | Added |
| Redwood Wealth Management Group, LLC | 20,011 | $23.8K | 0.03% | +20,011 | New |
| Moors & Cabot, Inc. | 21,000 | $25.0K | 0.00% | −5,450−20.6% | Reduced |
| California State Teachers Retirement System | 23,330 | $27.8K | 0.00% | −1,796−7.1% | Reduced |
| Cutler Group LP | 26,590 | $31.0K | 0.00% | −6,410−19.4% | Reduced |
| Voya Investment Management LLC | 26,896 | $32.0K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 27,644 | $32.9K | 0.00% | −2,576−8.5% | Reduced |
| Harvest Portfolios Group Inc. | 27,804 | $33.1K | 0.00% | +27,804 | New |
| Advisor Group Holdings, Inc. | 30,062 | $35.5K | 0.00% | −4,846−13.9% | Reduced |
| Arete Wealth Advisors, LLC | 30,000 | $35.7K | 0.00% | 00.0% | Unchanged |
| Bank of Montreal | 34,074 | $40.5K | 0.00% | +34,074 | New |
| Envestnet Asset Management Inc | 34,926 | $41.6K | 0.00% | −315−0.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 38,190 | $45.0K | 0.00% | −2,500−6.1% | Reduced |
| JPMorgan Chase & Co | 39,714 | $47.0K | 0.00% | +5,205+15.1% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 42,468 | $49.3K | 0.00% | +42,468 | New |
| Citadel Advisors LLC | 41,667 | $49.6K | 0.00% | +41,667 | New |
| Two Sigma Securities, LLC | 43,214 | $51.4K | 0.01% | +43,214 | New |
| Alliancebernstein L.P. | 45,000 | $53.5K | 0.00% | +16,800+59.6% | Added |
| National Bank of Canada | 45,000 | $53.5K | 0.00% | +31,600+235.8% | Added |
| New York State Common Retirement Fund | 46,776 | $55.7K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 47,622 | $57.0K | 0.00% | +47,622 | New |
| Goldman Sachs Group Inc | 56,762 | $67.5K | 0.00% | +15,174+36.5% | Added |
| UBS Group AG | 57,227 | $68.1K | 0.00% | +23,982+72.1% | Added |
| Group One Trading, L.P. | 57,586 | $68.5K | 0.00% | −48,006−45.5% | Reduced |
| Bank of America Corp | 66,742 | $79.4K | 0.00% | +56,207+533.5% | Added |
| Wellington Management Group LLP | 70,390 | $83.8K | 0.00% | −1,677−2.3% | Reduced |
| Deutsche Bank AG | 79,051 | $94.1K | 0.00% | +55,973+242.5% | Added |
| Penserra Capital Management LLC | 83,192 | $98.0K | 0.00% | +83,192 | New |
| Jane Street Group, LLC | 84,224 | $100.2K | 0.00% | +69,169+459.4% | Added |
| Alpine Global Management, LLC | 85,586 | $102.0K | 0.03% | +65,586+327.9% | Added |
| Rhumbline Advisers | 88,791 | $106.0K | 0.00% | −10.0% | Reduced |
| Invesco Ltd. | 89,659 | $106.7K | 0.00% | +15,176+20.4% | Added |
| Commonwealth Equity Services, LLC | 116,302 | $138.0K | 0.00% | +2,000+1.7% | Added |
| Nuveen Asset Management, LLC | 120,655 | $143.0K | 0.00% | −5,652−4.5% | Reduced |
| State of Wyoming | 140,063 | $166.7K | 0.06% | +120,958+633.1% | Added |
| Charles Schwab Investment Management Inc | 164,214 | $195.4K | 0.00% | −53,491−24.6% | Reduced |
| Highbridge Capital Management LLC | 240,000 | $286.0K | 0.01% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 251,700 | $300.0K | 0.00% | +7,800+3.2% | Added |
| Sculptor Capital LP | 315,900 | $375.9K | 0.01% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 449,381 | $534.8K | 0.01% | +227,032+102.1% | Added |
| Vident Investment Advisory, LLC | 467,058 | $555.8K | 0.02% | +28,873+6.6% | Added |
| Northern Trust Corp | 469,740 | $559.0K | 0.00% | −41,592−8.1% | Reduced |
| Bank of New York Mellon Corp | 719,134 | $855.8K | 0.00% | +82,603+13.0% | Added |
| Corbin Capital Partners, L.P. | 791,065 | $941.4K | 0.29% | −167,662−17.5% | Reduced |
| Morgan Stanley | 833,367 | $991.7K | 0.00% | +152,870+22.5% | Added |
| Van Eck Associates Corp | 927,268 | $1.10M | 0.00% | +211,577+29.6% | Added |
| HBK Sorce Advisory LLC | 1,040,000 | $1.11M | 0.03% | +825,000+383.7% | Added |
| Exchange Traded Concepts, LLC | 1,071,658 | $1.28M | 0.04% | −169,337−13.6% | Reduced |
| Geode Capital Management, LLC | 1,461,988 | $1.74M | 0.00% | +55,127+3.9% | Added |
| State Street Corp | 1,480,882 | $1.76M | 0.00% | +340,288+29.8% | Added |
| Mirae Asset Global Investments Co., Ltd. | 1,904,399 | $2.27M | 0.01% | +444,041+30.4% | Added |
| BlackRock Inc. | 4,226,590 | $5.03M | 0.00% | +536,294+14.5% | Added |
| Vanguard Group Inc | 5,556,625 | $6.61M | 0.00% | +223,677+4.2% | Added |
| SRN Advisors, LLC | 0 | $0 | 0.00% | −626,787−100.0% | Sold out |
| Maso Capital Partners Ltd | 0 | $0 | 0.00% | −337,340−100.0% | Sold out |
| Guild Investment Management, Inc. | 0 | $0 | 0.00% | −129,340−100.0% | Sold out |
| Ionic Capital Management LLC | 0 | $0 | 0.00% | −91,009−100.0% | Sold out |
| Toroso Investments, LLC | 0 | $0 | 0.00% | −84,440−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −70,791−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −67,071−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −64,393−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −62,723−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −48,454−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −40,700−100.0% | Sold out |
| Emerald Mutual Fund Advisers Trust | 0 | $0 | 0.00% | −37,105−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −34,618−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −28,312−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −21,600−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −20,242−100.0% | Sold out |