Bakkt, Inc.
BKKT- Exchange
- NYSE
- Industry
- Finance Services
- SEC CIK
- 0001820302
In the last 90 days, Bakkt, Inc. insiders filed 1 open-market purchase and 6 sales; 98 institutions reported holding it in 13F filings for Q2 2026, worth $104.5M in total; no superinvestor holds it.
Other share classesBKKT.WT
13F holders, Q4 2021
Institutional positions in Bakkt, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 94
- +94 vs. Q3 2021
- Shares held
- 18.4M
- +18.4M vs. Q3 2021
- Total value
- $156.9M
- +$156.9M vs. Q3 2021
- New holders
- 94
- 0 more added
- Sold out
- 0
- 0 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 98 | $104.5M |
| Q1 2026 | 107 | $67.9M |
| Q4 2025 | 97 | $67.5M |
| Q3 2025 | 94 | $185.7M |
| Q2 2025 | 59 | $24.6M |
| Q1 2025 | 46 | $11.9M |
| Q4 2024 | 50 | $33.7M |
| Q3 2024 | 49 | $13.6M |
| Q2 2024 | 56 | $27.2M |
| Q1 2024 | 85 | $18.3M |
| Q4 2023 | 99 | $68.1M |
| Q3 2023 | 83 | $35.2M |
| Q2 2023 | 80 | $28.0M |
| Q1 2023 | 82 | $41.8M |
| Q4 2022 | 84 | $29.0M |
| Q3 2022 | 95 | $51.7M |
| Q2 2022 | 94 | $52.0M |
| Q1 2022 | 83 | $67.4M |
| Q4 2021 | 94 | $156.9M |
| Q3 2021 | 1 | $339.0K |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Bakkt, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Private Ocean, LLC | 50 | $0 | 0.00% | +50 | New |
| Investors Research Corp | 20 | $0 | 0.00% | +20 | New |
| Ionic Capital Management LLC | 100 | $1.00K | 0.00% | +100 | New |
| Optimum Investment Advisors | 180 | $2.00K | 0.00% | +180 | New |
| New York State Common Retirement Fund | 362 | $3.00K | 0.00% | +362 | New |
| Your Advocates Ltd., LLP | 410 | $3.00K | 0.00% | +410 | New |
| American Portfolios Advisors | 375 | $3.19K | 0.00% | +375 | New |
| Tower Research Capital LLC (TRC) | 600 | $5.00K | 0.00% | +600 | New |
| Oakworth Capital, Inc. | 1,000 | $9.00K | 0.00% | +1,000 | New |
| Hantz Financial Services, Inc. | 1,213 | $10.0K | 0.00% | +1,213 | New |
| Penserra Capital Management LLC | 1,342 | $11.0K | 0.00% | +1,342 | New |
| Captrust Financial Advisors | 1,560 | $13.0K | 0.00% | +1,560 | New |
| Signaturefd, LLC | 1,700 | $14.0K | 0.00% | +1,700 | New |
| Stephens Consulting, LLC | 2,000 | $17.0K | 0.01% | +2,000 | New |
| Rockefeller Capital Management L.P. | 2,243 | $19.0K | 0.00% | +2,243 | New |
| Triton Wealth Management, PLLC | 10,666 | $43.0K | 0.02% | +10,666 | New |
| UBS Group AG | 5,281 | $45.0K | 0.00% | +5,281 | New |
| Royal Bank of Canada | 7,613 | $66.0K | 0.00% | +7,613 | New |
| Exos Asset Management LLC | 9,459 | $80.0K | 0.04% | +9,459 | New |
| Advisor Group Holdings, Inc. | 10,767 | $92.0K | 0.00% | +10,767 | New |
| Quantbot Technologies LP | 11,349 | $96.0K | 0.01% | +11,349 | New |
| Clear Street Markets LLC | 11,317 | $96.0K | 0.01% | +11,317 | New |
| Cetera Investment Advisers | 11,670 | $99.0K | 0.00% | +11,670 | New |
| Federation des caisses Desjardins du Quebec | 12,450 | $106.0K | 0.00% | +12,450 | New |
| International Assets Investment Management, LLC | 15,100 | $129.0K | 0.02% | +15,100 | New |
| Commonwealth Equity Services, LLC | 15,512 | $132.0K | 0.00% | +15,512 | New |
| Cubist Systematic Strategies, LLC | 15,800 | $134.0K | 0.00% | +15,800 | New |
| National Asset Management, Inc. | 18,625 | $159.0K | 0.00% | +18,625 | New |
| State Street Corp | 18,900 | $161.0K | 0.00% | +18,900 | New |
| HSBC Holdings PLC | 19,507 | $169.0K | 0.00% | +19,507 | New |
| Wolverine Trading, LLC | 19,531 | $173.0K | 0.00% | +19,531 | New |
| Gsa Capital Partners LLP | 22,236 | $189.0K | 0.02% | +22,236 | New |
| IMC-Chicago, LLC | 23,916 | $204.0K | 0.01% | +23,916 | New |
| Axel Capital Management, LLC | 30,000 | $255.0K | 0.25% | +30,000 | New |
| Privium Fund Management B.V. | 30,900 | $274.0K | 0.05% | +30,900 | New |
| Citigroup Inc | 32,626 | $278.0K | 0.00% | +32,626 | New |
| Natixis | 36,227 | $308.0K | 0.00% | +36,227 | New |
| Phoenix Holdings Ltd. | 38,183 | $326.0K | 0.01% | +38,183 | New |
| Cambridge Investment Research Advisors, Inc. | 38,539 | $328.0K | 0.00% | +38,539 | New |
| Wells Fargo & Company | 38,659 | $329.0K | 0.00% | +38,659 | New |
| Squarepoint Ops LLC | 39,630 | $337.0K | 0.00% | +39,630 | New |
| Citadel Advisors LLC | 44,766 | $381.0K | 0.00% | +44,766 | New |
| AtonRa Partners | 48,907 | $416.0K | 0.14% | +48,907 | New |
| FNY Investment Advisers, LLC | 50,000 | $425.0K | 0.23% | +50,000 | New |
| Shay Capital LLC | 51,512 | $438.0K | 0.16% | +51,512 | New |
| Nantahala Capital Management, LLC | 52,499 | $447.0K | 0.03% | +52,499 | New |
| HRT Financial LP | 52,621 | $447.0K | 0.00% | +52,621 | New |
| Northern Trust Corp | 53,050 | $451.0K | 0.00% | +53,050 | New |
| JPMorgan Chase & Co | 58,513 | $498.0K | 0.00% | +58,513 | New |
| Horizon Kinetics Asset Management LLC | 60,400 | $514.0K | 0.01% | +60,400 | New |
| Marathon Trading Investment Management LLC | 63,830 | $543.0K | 0.23% | +63,830 | New |
| Verition Fund Management LLC | 64,266 | $547.0K | 0.01% | +64,266 | New |
| Millennium Management LLC | 65,300 | $556.0K | 0.00% | +65,300 | New |
| Paloma Partners Management Co | 69,172 | $589.0K | 0.02% | +69,172 | New |
| Simplex Trading, LLC | 77,188 | $656.0K | 0.02% | +77,188 | New |
| Group One Trading, L.P. | 79,290 | $675.0K | 0.01% | +79,290 | New |
| Morgan Stanley | 83,124 | $708.0K | 0.00% | +83,124 | New |
| Guild Investment Management, Inc. | 88,860 | $756.0K | 0.76% | +88,860 | New |
| Schonfeld Strategic Advisors LLC | 103,200 | $878.0K | 0.01% | +103,200 | New |
| Bluefin Capital Management, LLC | 105,000 | $894.0K | 0.07% | +105,000 | New |
| Boothbay Fund Management, LLC | 115,000 | $979.0K | 0.03% | +115,000 | New |
| Magnetar Financial LLC | 124,500 | $1.06M | 0.01% | +124,500 | New |
| Bank of New York Mellon Corp | 125,878 | $1.07M | 0.00% | +125,878 | New |
| National Bank of Canada | 132,100 | $1.13M | 0.00% | +132,100 | New |
| Water Island Capital LLC | 141,200 | $1.20M | 0.07% | +141,200 | New |
| Charles Schwab Investment Management Inc | 146,326 | $1.25M | 0.00% | +146,326 | New |
| Two Sigma Investments, LP | 200,721 | $1.71M | 0.00% | +200,721 | New |
| Jane Street Group, LLC | 205,592 | $1.75M | 0.00% | +205,592 | New |
| Alpine Global Management, LLC | 228,400 | $1.94M | 0.29% | +228,400 | New |
| Cantor Fitzgerald, L. P. | 257,981 | $2.19M | 0.16% | +257,981 | New |
| Geode Capital Management, LLC | 258,431 | $2.20M | 0.00% | +258,431 | New |
| Van Eck Associates Corp | 279,415 | $2.38M | 0.01% | +279,415 | New |
| Seven Grand Managers, LLC | 283,982 | $2.42M | 2.32% | +283,982 | New |
| Pinz Capital Management, LP | 291,095 | $2.48M | 0.96% | +291,095 | New |
| Sculptor Capital LP | 292,666 | $2.49M | 0.02% | +292,666 | New |
| Diameter Capital Partners LP | 334,000 | $2.84M | 0.26% | +334,000 | New |
| Highbridge Capital Management LLC | 338,884 | $2.88M | 0.07% | +338,884 | New |
| Maso Capital Partners Ltd | 400,000 | $3.40M | 1.56% | +400,000 | New |
| BlackRock Inc. | 401,576 | $3.42M | 0.00% | +401,576 | New |
| SRN Advisors, LLC | 427,955 | $3.64M | 1.31% | +427,955 | New |
| Susquehanna International Group, LLP | 445,982 | $3.79M | 0.01% | +445,982 | New |
| Corbin Capital Partners, L.P. | 461,938 | $3.93M | 0.68% | +461,938 | New |
| Toroso Investments, LLC | 467,605 | $3.98M | 0.12% | +467,605 | New |
| Exchange Traded Concepts, LLC | 472,568 | $4.02M | 0.08% | +472,568 | New |
| Empyrean Capital Partners, LP | 625,000 | $5.32M | 0.14% | +625,000 | New |
| Luminus Management LLC | 648,197 | $5.52M | 1.29% | +648,197 | New |
| TimesSquare Capital Management, LLC | 800,000 | $6.81M | 0.06% | +800,000 | New |
| Alyeska Investment Group, L.P. | 810,103 | $6.89M | 0.08% | +810,103 | New |
| Hudson Bay Capital Management LP | 870,000 | $7.40M | 0.08% | +870,000 | New |
| Luxor Capital Group, LP | 1,250,000 | $10.6M | 0.31% | +1,250,000 | New |
| Vanguard Group Inc | 1,290,009 | $11.0M | 0.00% | +1,290,009 | New |
| Invesco Ltd. | 3,488,609 | $29.7M | 0.01% | +3,488,609 | New |
| IFP Advisors, Inc | 1,061 | – | – | +1,061 | New |
| Castleview Partners, LLC | 919 | – | – | +919 | New |
| Omni Partners US LLC | – | – | – | – | Not filed |