ArrowMark Financial Corp.
BANX- Exchange
- Nasdaq
- SEC CIK
- 0001578987
No open-market purchases or sales by ArrowMark Financial Corp. insiders were filed in the last 90 days; 35 institutions reported holding it in 13F filings for Q2 2026, worth $34.4M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in ArrowMark Financial Corp. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- +4 vs. Q2 2025
- Shares held
- 879.0K
- −113.5K (−11.4%) vs. Q2 2025
- Total value
- $19.3M
- −$1.52M (−7.3%) vs. Q2 2025
- New holders
- 8
- 8 more added
- Sold out
- 4
- 8 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BANX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 35 | $34.4M |
| Q1 2026 | 34 | $36.5M |
| Q4 2025 | 33 | $33.9M |
| Q3 2025 | 36 | $19.3M |
| Q2 2025 | 32 | $20.8M |
| Q1 2025 | 31 | $22.1M |
| Q4 2024 | 31 | $19.9M |
| Q3 2024 | 27 | $19.1M |
| Q2 2024 | 25 | $24.3M |
| Q1 2024 | 25 | $33.6M |
| Q4 2023 | 28 | $32.4M |
| Q3 2023 | 26 | $32.8M |
| Q2 2023 | 26 | $32.6M |
| Q1 2023 | 31 | $34.3M |
| Q4 2022 | 31 | $31.6M |
| Q3 2022 | 31 | $31.5M |
| Q2 2022 | 29 | $36.8M |
| Q1 2022 | 30 | $41.0M |
| Q4 2021 | 32 | $42.9M |
| Q3 2021 | 30 | $37.3M |
| Q2 2021 | 32 | $29.3M |
| Q1 2021 | 30 | $26.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding ArrowMark Financial Corp.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James Financial Inc | 179,070 | $3.93M | 0.00% | +1,414+0.8% | Added |
| Stifel Financial Corp | 153,523 | $3.37M | 0.00% | −1,147−0.7% | Reduced |
| ArrowMark Colorado Holdings LLC | 137,327 | $3.01M | 0.06% | −59,562−30.3% | Reduced |
| Noble Wealth Management PBC | 77,679 | $1.70M | 0.91% | +77,679 | New |
| Everstar Asset Management, LLC | 44,188 | $968.6K | 0.55% | +3,766+9.3% | Added |
| Advisor Group Holdings, Inc. | 34,208 | $742.0K | 0.00% | +11,487+50.6% | Added |
| Morgan Stanley | 30,940 | $678.2K | 0.00% | +12,221+65.3% | Added |
| Capital Investment Advisors, LLC | 27,496 | $602.7K | 0.01% | 00.0% | Unchanged |
| Bard Associates Inc | 27,155 | $595.2K | 0.16% | −13,880−33.8% | Reduced |
| Marshall Wace, LLP | 25,821 | $566.0K | 0.00% | +7,398+40.2% | Added |
| Oppenheimer & Co Inc | 22,293 | $488.7K | 0.01% | +6,284+39.3% | Added |
| Falcon Wealth Planning | 18,862 | $413.5K | 0.04% | 00.0% | Unchanged |
| Catalina Capital Group, LLC | 15,678 | $343.7K | 0.21% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 14,762 | $323.6K | 0.00% | +14,762 | New |
| Accurate Wealth Management, LLC | 14,374 | $311.1K | 0.04% | +14,374 | New |
| Oxbow Advisors, LLC | 10,890 | $238.7K | 0.02% | −100−0.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 10,137 | $222.0K | 0.00% | +160+1.6% | Added |
| Private Advisor Group, LLC | 9,350 | $205.0K | 0.00% | +9,350 | New |
| Belpointe Asset Management LLC | 9,300 | $203.9K | 0.01% | +9,300 | New |
| MAI Capital Management | 5,250 | $115.1K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 3,050 | $66.9K | 0.00% | −4−0.1% | Reduced |
| Umb Bank N A | 2,700 | $59.2K | 0.00% | 00.0% | Unchanged |
| Trust Co of Vermont | 1,750 | $38.4K | 0.00% | −575−24.7% | Reduced |
| Caldwell Sutter Capital, Inc. | 693 | $15.2K | 0.01% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 557 | $12.2K | 0.00% | +557 | New |
| Bryn Mawr Trust Co | 500 | $11.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 445 | $9.75K | 0.00% | −574−56.3% | Reduced |
| Sound Income Strategies, LLC | 449 | $9.70K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 200 | $4.38K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 200 | $4.38K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 120 | $2.00K | 0.00% | +120 | New |
| Creekmur Asset Management LLC | 10 | $227 | 0.00% | 00.0% | Unchanged |
| SBI Securities Co., Ltd. | 10 | $219 | 0.00% | −1−9.1% | Reduced |
| FMR LLC | 6 | $132 | 0.00% | +4+200.0% | Added |
| Russell Investments Group, Ltd. | 5 | $110 | 0.00% | +5 | New |
| Wells Fargo & Company | 1 | $15 | 0.00% | 00.0% | Unchanged |
| Round Rock Advisors, LLC | 0 | $0 | 0.00% | −174,809−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −15,939−100.0% | Sold out |
| Principal Street Partners, LLC | 0 | $0 | 0.00% | −10,940−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −4,804−100.0% | Sold out |