ArrowMark Financial Corp.
BANX- Exchange
- Nasdaq
- SEC CIK
- 0001578987
No open-market purchases or sales by ArrowMark Financial Corp. insiders were filed in the last 90 days; 35 institutions reported holding it in 13F filings for Q2 2026, worth $34.4M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in ArrowMark Financial Corp. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- +4 vs. Q2 2025
- Shares held
- 879.0K
- −113.5K (−11.4%) vs. Q2 2025
- Total value
- $19.3M
- −$1.52M (−7.3%) vs. Q2 2025
- New holders
- 8
- 8 more added
- Sold out
- 4
- 8 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BANX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 35 | $34.4M |
| Q1 2026 | 34 | $36.5M |
| Q4 2025 | 33 | $33.9M |
| Q3 2025 | 36 | $19.3M |
| Q2 2025 | 32 | $20.8M |
| Q1 2025 | 31 | $22.1M |
| Q4 2024 | 31 | $19.9M |
| Q3 2024 | 27 | $19.1M |
| Q2 2024 | 25 | $24.3M |
| Q1 2024 | 25 | $33.6M |
| Q4 2023 | 28 | $32.4M |
| Q3 2023 | 26 | $32.8M |
| Q2 2023 | 26 | $32.6M |
| Q1 2023 | 31 | $34.3M |
| Q4 2022 | 31 | $31.6M |
| Q3 2022 | 31 | $31.5M |
| Q2 2022 | 29 | $36.8M |
| Q1 2022 | 30 | $41.0M |
| Q4 2021 | 32 | $42.9M |
| Q3 2021 | 30 | $37.3M |
| Q2 2021 | 32 | $29.3M |
| Q1 2021 | 30 | $26.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding ArrowMark Financial Corp.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 1 | $15 | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 5 | $110 | 0.00% | +5 | New |
| FMR LLC | 6 | $132 | 0.00% | +4+200.0% | Added |
| SBI Securities Co., Ltd. | 10 | $219 | 0.00% | −1−9.1% | Reduced |
| Creekmur Asset Management LLC | 10 | $227 | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 120 | $2.00K | 0.00% | +120 | New |
| Allworth Financial LP | 200 | $4.38K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 200 | $4.38K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 449 | $9.70K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 445 | $9.75K | 0.00% | −574−56.3% | Reduced |
| Bryn Mawr Trust Co | 500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 557 | $12.2K | 0.00% | +557 | New |
| Caldwell Sutter Capital, Inc. | 693 | $15.2K | 0.01% | 00.0% | Unchanged |
| Trust Co of Vermont | 1,750 | $38.4K | 0.00% | −575−24.7% | Reduced |
| Umb Bank N A | 2,700 | $59.2K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 3,050 | $66.9K | 0.00% | −4−0.1% | Reduced |
| MAI Capital Management | 5,250 | $115.1K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 9,300 | $203.9K | 0.01% | +9,300 | New |
| Private Advisor Group, LLC | 9,350 | $205.0K | 0.00% | +9,350 | New |
| Cambridge Investment Research Advisors, Inc. | 10,137 | $222.0K | 0.00% | +160+1.6% | Added |
| Oxbow Advisors, LLC | 10,890 | $238.7K | 0.02% | −100−0.9% | Reduced |
| Accurate Wealth Management, LLC | 14,374 | $311.1K | 0.04% | +14,374 | New |
| Rockefeller Capital Management L.P. | 14,762 | $323.6K | 0.00% | +14,762 | New |
| Catalina Capital Group, LLC | 15,678 | $343.7K | 0.21% | 00.0% | Unchanged |
| Falcon Wealth Planning | 18,862 | $413.5K | 0.04% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 22,293 | $488.7K | 0.01% | +6,284+39.3% | Added |
| Marshall Wace, LLP | 25,821 | $566.0K | 0.00% | +7,398+40.2% | Added |
| Bard Associates Inc | 27,155 | $595.2K | 0.16% | −13,880−33.8% | Reduced |
| Capital Investment Advisors, LLC | 27,496 | $602.7K | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 30,940 | $678.2K | 0.00% | +12,221+65.3% | Added |
| Advisor Group Holdings, Inc. | 34,208 | $742.0K | 0.00% | +11,487+50.6% | Added |
| Everstar Asset Management, LLC | 44,188 | $968.6K | 0.55% | +3,766+9.3% | Added |
| Noble Wealth Management PBC | 77,679 | $1.70M | 0.91% | +77,679 | New |
| ArrowMark Colorado Holdings LLC | 137,327 | $3.01M | 0.06% | −59,562−30.3% | Reduced |
| Stifel Financial Corp | 153,523 | $3.37M | 0.00% | −1,147−0.7% | Reduced |
| Raymond James Financial Inc | 179,070 | $3.93M | 0.00% | +1,414+0.8% | Added |
| Round Rock Advisors, LLC | 0 | $0 | 0.00% | −174,809−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −15,939−100.0% | Sold out |
| Principal Street Partners, LLC | 0 | $0 | 0.00% | −10,940−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −4,804−100.0% | Sold out |