ArrowMark Financial Corp.
BANX- Exchange
- Nasdaq
- SEC CIK
- 0001578987
No open-market purchases or sales by ArrowMark Financial Corp. insiders were filed in the last 90 days; 35 institutions reported holding it in 13F filings for Q2 2026, worth $34.4M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in ArrowMark Financial Corp. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 26
- 0 vs. Q2 2023
- Shares held
- 1.87M
- −78.1K (−4.0%) vs. Q2 2023
- Total value
- $32.8M
- +$207.7K (+0.6%) vs. Q2 2023
- New holders
- 4
- 6 more added
- Sold out
- 4
- 8 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BANX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 35 | $34.4M |
| Q1 2026 | 34 | $36.5M |
| Q4 2025 | 33 | $33.9M |
| Q3 2025 | 36 | $19.3M |
| Q2 2025 | 32 | $20.8M |
| Q1 2025 | 31 | $22.1M |
| Q4 2024 | 31 | $19.9M |
| Q3 2024 | 27 | $19.1M |
| Q2 2024 | 25 | $24.3M |
| Q1 2024 | 25 | $33.6M |
| Q4 2023 | 28 | $32.4M |
| Q3 2023 | 26 | $32.8M |
| Q2 2023 | 26 | $32.6M |
| Q1 2023 | 31 | $34.3M |
| Q4 2022 | 31 | $31.6M |
| Q3 2022 | 31 | $31.5M |
| Q2 2022 | 29 | $36.8M |
| Q1 2022 | 30 | $41.0M |
| Q4 2021 | 32 | $42.9M |
| Q3 2021 | 30 | $37.3M |
| Q2 2021 | 32 | $29.3M |
| Q1 2021 | 30 | $26.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding ArrowMark Financial Corp.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ArrowMark Colorado Holdings LLC | 480,609 | $8.41M | 0.10% | −27,834−5.5% | Reduced |
| Greenwich Investment Management, Inc. | 321,466 | $5.62M | 4.45% | −6,140−1.9% | Reduced |
| Advisor Group Holdings, Inc. | 259,507 | $4.54M | 0.01% | −3,356−1.3% | Reduced |
| Stifel Financial Corp | 219,140 | $3.83M | 0.01% | −17,886−7.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 205,626 | $3.60M | 0.01% | +29,184+16.5% | Added |
| Punch & Associates Investment Management, Inc. | 68,070 | $1.19M | 0.08% | +14,128+26.2% | Added |
| The PNC Financial Services Group, Inc. | 66,000 | $1.15M | 0.00% | 00.0% | Unchanged |
| Beacon Pointe Advisors, LLC | 63,162 | $1.10M | 0.01% | +63,162 | New |
| Bard Associates Inc | 44,091 | $771.2K | 0.32% | +980+2.3% | Added |
| Capital Investment Advisors, LLC | 31,000 | $542.2K | 0.02% | +6,250+25.3% | Added |
| United Capital Financial Advisers, LLC | 24,500 | $428.5K | 0.00% | −22,000−47.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 20,930 | $366.0K | 0.00% | +2,472+13.4% | Added |
| Oxbow Advisors, LLC | 20,220 | $353.6K | 0.06% | −63,156−75.7% | Reduced |
| Magnus Financial Group LLC | 11,170 | $195.4K | 0.03% | +281+2.6% | Added |
| Morgan Stanley | 10,540 | $184.3K | 0.00% | −3,900−27.0% | Reduced |
| RMB Capital Management, LLC | 10,000 | $174.9K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 4,731 | $83.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 4,550 | $79.6K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 2,700 | $47.2K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 2,041 | $35.7K | 0.02% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 1,600 | $28.0K | 0.01% | +1,600 | New |
| Pathway Financial Advisers, LLC | 750 | $13.1K | 0.01% | +750 | New |
| Sound Income Strategies, LLC | 450 | $7.87K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 210 | $3.67K | 0.00% | +210 | New |
| Allworth Financial LP | 200 | $3.50K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1 | $13 | 0.00% | −2,387−100.0% | Reduced |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −21,887−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −15,222−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −11,809−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |