ArrowMark Financial Corp.
BANX- Exchange
- Nasdaq
- SEC CIK
- 0001578987
No open-market purchases or sales by ArrowMark Financial Corp. insiders were filed in the last 90 days; 35 institutions reported holding it in 13F filings for Q2 2026, worth $34.4M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in ArrowMark Financial Corp. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 26
- 0 vs. Q2 2023
- Shares held
- 1.87M
- −78.1K (−4.0%) vs. Q2 2023
- Total value
- $32.8M
- +$207.7K (+0.6%) vs. Q2 2023
- New holders
- 4
- 6 more added
- Sold out
- 4
- 8 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BANX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 35 | $34.4M |
| Q1 2026 | 34 | $36.5M |
| Q4 2025 | 33 | $33.9M |
| Q3 2025 | 36 | $19.3M |
| Q2 2025 | 32 | $20.8M |
| Q1 2025 | 31 | $22.1M |
| Q4 2024 | 31 | $19.9M |
| Q3 2024 | 27 | $19.1M |
| Q2 2024 | 25 | $24.3M |
| Q1 2024 | 25 | $33.6M |
| Q4 2023 | 28 | $32.4M |
| Q3 2023 | 26 | $32.8M |
| Q2 2023 | 26 | $32.6M |
| Q1 2023 | 31 | $34.3M |
| Q4 2022 | 31 | $31.6M |
| Q3 2022 | 31 | $31.5M |
| Q2 2022 | 29 | $36.8M |
| Q1 2022 | 30 | $41.0M |
| Q4 2021 | 32 | $42.9M |
| Q3 2021 | 30 | $37.3M |
| Q2 2021 | 32 | $29.3M |
| Q1 2021 | 30 | $26.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding ArrowMark Financial Corp.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 1 | $13 | 0.00% | −2,387−100.0% | Reduced |
| Allworth Financial LP | 200 | $3.50K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 210 | $3.67K | 0.00% | +210 | New |
| Sound Income Strategies, LLC | 450 | $7.87K | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 750 | $13.1K | 0.01% | +750 | New |
| Highlander Capital Management, LLC | 1,600 | $28.0K | 0.01% | +1,600 | New |
| Caldwell Sutter Capital, Inc. | 2,041 | $35.7K | 0.02% | 00.0% | Unchanged |
| Umb Bank N A | 2,700 | $47.2K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 4,550 | $79.6K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 4,731 | $83.0K | 0.00% | 00.0% | Unchanged |
| RMB Capital Management, LLC | 10,000 | $174.9K | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 10,540 | $184.3K | 0.00% | −3,900−27.0% | Reduced |
| Magnus Financial Group LLC | 11,170 | $195.4K | 0.03% | +281+2.6% | Added |
| Oxbow Advisors, LLC | 20,220 | $353.6K | 0.06% | −63,156−75.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 20,930 | $366.0K | 0.00% | +2,472+13.4% | Added |
| United Capital Financial Advisers, LLC | 24,500 | $428.5K | 0.00% | −22,000−47.3% | Reduced |
| Capital Investment Advisors, LLC | 31,000 | $542.2K | 0.02% | +6,250+25.3% | Added |
| Bard Associates Inc | 44,091 | $771.2K | 0.32% | +980+2.3% | Added |
| Beacon Pointe Advisors, LLC | 63,162 | $1.10M | 0.01% | +63,162 | New |
| The PNC Financial Services Group, Inc. | 66,000 | $1.15M | 0.00% | 00.0% | Unchanged |
| Punch & Associates Investment Management, Inc. | 68,070 | $1.19M | 0.08% | +14,128+26.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 205,626 | $3.60M | 0.01% | +29,184+16.5% | Added |
| Stifel Financial Corp | 219,140 | $3.83M | 0.01% | −17,886−7.5% | Reduced |
| Advisor Group Holdings, Inc. | 259,507 | $4.54M | 0.01% | −3,356−1.3% | Reduced |
| Greenwich Investment Management, Inc. | 321,466 | $5.62M | 4.45% | −6,140−1.9% | Reduced |
| ArrowMark Colorado Holdings LLC | 480,609 | $8.41M | 0.10% | −27,834−5.5% | Reduced |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −21,887−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −15,222−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −11,809−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |