ArrowMark Financial Corp.
BANX- Exchange
- Nasdaq
- SEC CIK
- 0001578987
No open-market purchases or sales by ArrowMark Financial Corp. insiders were filed in the last 90 days; 35 institutions reported holding it in 13F filings for Q2 2026, worth $34.4M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in ArrowMark Financial Corp. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- +1 vs. Q3 2022
- Shares held
- 1.85M
- +24.3K (+1.3%) vs. Q3 2022
- Total value
- $31.6M
- +$7.46K (0.0%) vs. Q3 2022
- New holders
- 4
- 12 more added
- Sold out
- 3
- 6 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BANX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 35 | $34.4M |
| Q1 2026 | 34 | $36.5M |
| Q4 2025 | 33 | $33.9M |
| Q3 2025 | 36 | $19.3M |
| Q2 2025 | 32 | $20.8M |
| Q1 2025 | 31 | $22.1M |
| Q4 2024 | 31 | $19.9M |
| Q3 2024 | 27 | $19.1M |
| Q2 2024 | 25 | $24.3M |
| Q1 2024 | 25 | $33.6M |
| Q4 2023 | 28 | $32.4M |
| Q3 2023 | 26 | $32.8M |
| Q2 2023 | 26 | $32.6M |
| Q1 2023 | 31 | $34.3M |
| Q4 2022 | 31 | $31.6M |
| Q3 2022 | 31 | $31.5M |
| Q2 2022 | 29 | $36.8M |
| Q1 2022 | 30 | $41.0M |
| Q4 2021 | 32 | $42.9M |
| Q3 2021 | 30 | $37.3M |
| Q2 2021 | 32 | $29.3M |
| Q1 2021 | 30 | $26.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding ArrowMark Financial Corp.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 136 | $2.00K | 0.00% | −24−15.0% | Reduced |
| Allworth Financial LP | 200 | $3.41K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 450 | $7.67K | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 750 | $12.8K | 0.01% | +750 | New |
| Wells Fargo & Company | 1,588 | $27.1K | 0.00% | −1−0.1% | Reduced |
| Rockefeller Capital Management L.P. | 1,700 | $28.0K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,900 | $32.4K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 2,041 | $34.8K | 0.03% | +2,041 | New |
| Umb Bank N A | 2,700 | $46.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 2,887 | $49.2K | 0.00% | +2,887 | New |
| Royal Bank of Canada | 4,281 | $73.0K | 0.00% | +3,400+385.9% | Added |
| Acadian Asset Management LLC | 7,489 | $125.0K | 0.00% | +4,127+122.8% | Added |
| Belpointe Asset Management LLC | 9,626 | $164.0K | 0.01% | 00.0% | Unchanged |
| Magnus Financial Group LLC | 10,110 | $172.3K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 10,130 | $172.6K | 0.00% | −1,900−15.8% | Reduced |
| Citadel Advisors LLC | 11,821 | $201.0K | 0.00% | +11,821 | New |
| Morgan Stanley | 11,865 | $202.2K | 0.00% | +1,945+19.6% | Added |
| Capital Investment Advisors, LLC | 16,750 | $285.0K | 0.01% | +2,200+15.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 18,026 | $307.0K | 0.00% | +2,200+13.9% | Added |
| Punch & Associates Investment Management, Inc. | 20,300 | $345.9K | 0.02% | −142,766−87.6% | Reduced |
| Millennium Management LLC | 22,248 | $378.0K | 0.00% | +9,488+74.4% | Added |
| Raymond James & Associates | 25,288 | $430.9K | 0.00% | −9,115−26.5% | Reduced |
| United Capital Financial Advisers, LLC | 38,500 | $656.0K | 0.00% | 00.0% | Unchanged |
| Bard Associates Inc | 43,211 | $757.0K | 0.33% | +200+0.5% | Added |
| The PNC Financial Services Group, Inc. | 66,000 | $1.12M | 0.00% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 126,908 | $2.16M | 0.41% | +88,731+232.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 160,037 | $2.73M | 0.01% | +16,720+11.7% | Added |
| Stifel Financial Corp | 170,695 | $2.91M | 0.00% | +34,171+25.0% | Added |
| Advisor Group Holdings, Inc. | 248,583 | $4.24M | 0.01% | +9,860+4.1% | Added |
| Greenwich Investment Management, Inc. | 310,086 | $5.28M | 4.21% | −9,951−3.1% | Reduced |
| ArrowMark Colorado Holdings LLC | 505,709 | $8.60M | 0.10% | +2,847+0.6% | Added |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −4,300−100.0% | Sold out |
| West Bancorporation Inc | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |