ArrowMark Financial Corp.
BANX- Exchange
- Nasdaq
- SEC CIK
- 0001578987
No open-market purchases or sales by ArrowMark Financial Corp. insiders were filed in the last 90 days; 35 institutions reported holding it in 13F filings for Q2 2026, worth $34.4M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in ArrowMark Financial Corp. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 30
- −2 vs. Q2 2021
- Shares held
- 1.69M
- +363.5K (+27.3%) vs. Q2 2021
- Total value
- $37.3M
- +$8.07M (+27.6%) vs. Q2 2021
- New holders
- 1
- 7 more added
- Sold out
- 3
- 10 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BANX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 35 | $34.4M |
| Q1 2026 | 34 | $36.5M |
| Q4 2025 | 33 | $33.9M |
| Q3 2025 | 36 | $19.3M |
| Q2 2025 | 32 | $20.8M |
| Q1 2025 | 31 | $22.1M |
| Q4 2024 | 31 | $19.9M |
| Q3 2024 | 27 | $19.1M |
| Q2 2024 | 25 | $24.3M |
| Q1 2024 | 25 | $33.6M |
| Q4 2023 | 28 | $32.4M |
| Q3 2023 | 26 | $32.8M |
| Q2 2023 | 26 | $32.6M |
| Q1 2023 | 31 | $34.3M |
| Q4 2022 | 31 | $31.6M |
| Q3 2022 | 31 | $31.5M |
| Q2 2022 | 29 | $36.8M |
| Q1 2022 | 30 | $41.0M |
| Q4 2021 | 32 | $42.9M |
| Q3 2021 | 30 | $37.3M |
| Q2 2021 | 32 | $29.3M |
| Q1 2021 | 30 | $26.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding ArrowMark Financial Corp.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Deutsche Bank AG | 1 | $0 | 0.00% | +1 | New |
| RPG Investment Advisory, LLC | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 891 | $20.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,181 | $26.0K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 1,250 | $27.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,588 | $35.0K | 0.00% | −1−0.1% | Reduced |
| Rockefeller Capital Management L.P. | 1,700 | $37.0K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,900 | $42.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,883 | $63.6K | 0.00% | +212+7.9% | Added |
| Bank of America Corp | 7,230 | $160.0K | 0.00% | −400−5.2% | Reduced |
| Acadian Asset Management LLC | 7,385 | $162.0K | 0.00% | −4,585−38.3% | Reduced |
| Morgan Stanley | 7,955 | $175.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 8,903 | $197.0K | 0.01% | +1,783+25.0% | Added |
| Magnus Financial Group LLC | 9,298 | $205.0K | 0.04% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 9,495 | $209.0K | 0.00% | −297−3.0% | Reduced |
| Tiedemann Advisors, LLC | 11,863 | $262.0K | 0.01% | 00.0% | Unchanged |
| Clear Harbor Asset Management, LLC | 13,844 | $305.0K | 0.04% | 00.0% | Unchanged |
| Van Hulzen Asset Management, LLC | 16,500 | $364.0K | 0.05% | 00.0% | Unchanged |
| Lineweaver Wealth Advisors, LLC | 17,862 | $393.0K | 0.12% | +1,073+6.4% | Added |
| Oak Grove Capital LLC | 19,000 | $419.0K | 0.09% | −2,281−10.7% | Reduced |
| Oxbow Advisors, LLC | 22,216 | $490.0K | 0.05% | −425−1.9% | Reduced |
| Cadent Capital Advisors, LLC | 23,893 | $527.0K | 0.23% | +2,521+11.8% | Added |
| Raymond James & Associates | 25,613 | $565.0K | 0.00% | −5,557−17.8% | Reduced |
| Bard Associates Inc | 31,240 | $689.0K | 0.23% | +1,810+6.2% | Added |
| United Capital Financial Advisers, LLC | 50,500 | $1.11M | 0.01% | −9,000−15.1% | Reduced |
| The PNC Financial Services Group, Inc. | 66,000 | $1.46M | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 169,591 | $3.74M | 0.01% | +1,548+0.9% | Added |
| Advisor Group Holdings, Inc. | 227,526 | $5.02M | 0.01% | −5,444−2.3% | Reduced |
| Punch & Associates Investment Management, Inc. | 432,079 | $9.53M | 0.55% | −82,550−16.0% | Reduced |
| ArrowMark Colorado Holdings LLC | 503,402 | $11.1M | 0.09% | +492,234+4,407.5% | Added |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −14,336−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −12,591−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −237−100.0% | Sold out |