Axos Financial, Inc.
AX- Exchange
- NYSE
- Industry
- Savings Institution, Federally Chartered
- SEC CIK
- 0001299709
In the last 90 days, Axos Financial, Inc. insiders filed 0 open-market purchases and 2 sales; 386 institutions reported holding it in 13F filings for Q2 2026, worth $4.71B in total; no superinvestor holds it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by Axos Financial, Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 2 filings
- 2 insiders, $177.6K in total
- Insiders trading
- 2
- Net value
- −$177.6K
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for Axos Financial, Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Thiele Candace L | Other: EVP, Chief Administrative Offi | 1,583 | Sep 16, 2026 | 3 |
| Walsh Derrick | EVP, Chief Financial Officer | 42,058 | Sep 16, 2026 | 5 |
| Tolla John Charles | EVP, Chief Risk Officer | 30,911 | Sep 16, 2026 | 4 |
| Watson Michael James | Other: EVP, Head of Axos Securities | 6,183 | Sep 16, 2026 | 4 |
| Matsumoto Raymond D | Other: EVP, Chief Operating Officer | 43,911 | Sep 16, 2026 | 3 |
| Gill Ann | Other: SVP, Chief Accounting Officer | 11,340 | Sep 16, 2026 | 4 |
| Bar-Adon Eshel | EVP, Strategic Partnerships an | 131,051 | Sep 16, 2026 | 3 |
| Constantine Thomas M | Other: EVP, Chief Credit Officer | 17,998 | Sep 16, 2026 | 5 |
| Swanson Brian D | Other: President, Consumer Bank | 59,582 | Sep 16, 2026 | 3 |
| Nick Mosich | Director | 64,849 | Sep 16, 2026 | 3 |
| Garrabrants Gregory | President and CEO | 1,509,266 | Sep 4, 2026 | 3 |
| Santi Roque A | Director | 7,146 | Aug 7, 2026 | 3 |
| Argalas James S | Director | 71,240 | May 14, 2026 | 2 |
| Crow David M | EVP, Head of Clearing | 1,716 | Mar 24, 2026 | 2 |
| Court James John | Director | 32,169 | Feb 6, 2026 | 2 |
| Bohlig Tamara N | Director | 12,919 | Dec 10, 2025 | 2 |
| Ratinoff Edward James | Director | 46,209 | Dec 8, 2025 | 2 |
| Grinberg Paul | Director | 119,728 | Nov 18, 2025 | 1 |
| Carter Stefani D | Director | 11,148 | Nov 18, 2025 | 1 |
| Dada Uzair | Director | 31,555 | Nov 18, 2025 | 1 |
| Wardell-Smith Sara | Director | 12,395 | Nov 18, 2025 | 1 |
| Park David X | Other: President, Commercial Bank | 19,581 | Sep 25, 2025 | 0 |
| Micheletti Andrew J | EVP, Finance | 67,460 | Aug 5, 2025 | 0 |
| Pitters Ron | Other: SVP, Head of Axos Securities | 14,592 | Sep 26, 2023 | 0 |
| Sime Jeffrey | Other: President and CFO | 595 | Sep 27, 2021 | 0 |
| Black J Brandon | Director | 14,241 | Sep 9, 2021 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Sep 3, 2025 (view filing) | Sep 2-3 | 1 day | Nick MosichDirector | SSale | −5.00K | $90.07 | −$450.4K | −5.9%79.5K after | 2 lots |
| Sep 3, 2025 (view filing) | Sep 3 | Same day | Thiele Candace LOther: EVP, Chief Administrative Offi | SSale | −700 | $90.14 | −$63.1K | −96.8%23 after | |
| Sep 12, 2025 (view filing) | Sep 10 | 2 days | Constantine Thomas MOther: EVP, Chief Credit Officer | SSale | −1.48K | $92.00 | −$135.8K | −8.0%17.0K after | |
| Dec 8, 2025 (view filing) | Dec 5 | 3 days | Ratinoff Edward JamesDirector | SSale | −2.15K | $84.59 | −$181.4K | −4.4%46.2K after | |
| Dec 10, 2025 (view filing) | Dec 8 | 2 days | Bohlig Tamara NDirector | SSale | −2.15K | $86.23 | −$185.0K | −14.2%12.9K after | |
| Feb 6, 2026 (view filing) | Feb 4 | 2 days | Garrabrants GregoryPresident and CEO | SSale | −43.3K | $99.10 | −$4.29M | −3.0%1.42M after | |
| Feb 6, 2026 (view filing) | Feb 6 | Same day | Court James JohnDirector | SSale | −11.2K | $101.01 | −$1.13M | −25.8%32.2K after | |
| Feb 6, 2026 (view filing) | Feb 6 | Same day | Walsh DerrickEVP, Chief Financial Officer | SSale | −4.85K | $101.21 | −$490.5K | −11.3%37.9K after | |
| Feb 9, 2026 (view filing) | Feb 6 | 3 days | Constantine Thomas MOther: EVP, Chief Credit Officer | SSale | −3.26K | $100.00 | −$326.0K | −16.9%16.1K after | |
| Feb 13, 2026 (view filing) | Feb 11 | 2 days | Nick MosichDirector | SSale | −1.00K | $97.00 | −$97.0K | −1.2%81.2K after | |
| May 12, 2026 (view filing) | May 8 | 4 days | Santi Roque ADirector | SSale | −500 | $87.77 | −$43.9K | −6.1%7.65K after | |
| May 21, 2026 (view filing) | May 19 | 2 days | Watson Michael JamesOther: EVP, Head of Axos Securities | SSale | −1.65K | $83.77 | −$138.5K | −26.5%4.59K after | |
| Jun 9, 2026 (view filing) | Jun 8 | 1 day | Constantine Thomas MOther: EVP, Chief Credit Officer | SSale | −1.99K | $88.55 | −$176.6K | −11.0%16.2K after | |
| Aug 7, 2026 (view filing)10:42 AM ET | Aug 5 | 2 days | Santi Roque ADirector | SSale | −500 | $105.30 | −$52.6K | −6.5%7.15K after | |
| Sep 16, 2026 (view filing)6:44 PM ET | Feb 17 | 211 days | Nick MosichDirector | SSale | −1.27K | $98.00 | −$125.0K | −1.9%64.8K after | Amended |