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Garrabrants Gregory's Form 4 filing

Axos Financial, Inc.AX · filed Feb 6, 2026

Accession no.
0001419425-26-000002
Filed
Feb 6, 2026
Trade date
Feb 4-5, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $4.29M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Garrabrants GregoryCIK 0001419425Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 4, 2026Common StockSSaleDisposed−43,294$99.10F2−$4,290,435.41,418,751Direct
Feb 5, 2026Common StockGGiftDisposed−1,513$98.97−$149,741.611,417,238Direct
Feb 5, 2026Common StockGGiftDisposed−1,009$98.97−$99,860.731,416,229Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

These transactions were executed in multiple trades, at prices ranging from $99.00 to $99.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)