Nick Mosich's Form 4 filing
Axos Financial, Inc.AX · filed Sep 3, 2025
- Accession no.
- 0001299709-25-000128
- Filed
- Sep 3, 2025
- Trade date
- Sep 2-3, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $450.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nick MosichCIK 0001464919 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2025 | Common Stock | SSaleDisposed | −4,380 | $90.01F1 | −$394,243.8 | 80,115 | Direct | |
| Sep 3, 2025 | Common Stock | SSaleDisposed | −620 | $90.50 | −$56,110 | 79,495 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These transactions were executed in multiple trades, at prices ranging from $89.80 to $90.10. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
Referenced by the price of 1 transaction in Table I.