Skip to main content
Livermore
Livermore
US stocksTW
ZHEN

Axos Financial, Inc.

AX
Exchange
NYSE
Industry
Savings Institution, Federally Chartered
SEC CIK
0001299709

In the last 90 days, Axos Financial, Inc. insiders filed 0 open-market purchases and 2 sales; 391 institutions reported holding it in 13F filings for Q2 2026, worth $4.71B in total; no superinvestor holds it.

Holders of 5% or more of AX

Holders whose latest Schedule 13D or 13G filing reports 5% or more of Axos Financial, Inc., largest stake first. The change is against the holder's previous filing.

Holders of 5% or more of AX
HolderLatest formStakeChangeFirst filedLatest filingFiling
Vanguard Portfolio Management LLC13G5.50%3.12M sharesNewApr 28, 20261 filingApr 28, 2026SEC
State Street Corp13G5.30%3.02M shares+0.60 ppfrom 4.70%Jan 24, 20243 filingsAug 7, 2026SEC
Vanguard Capital Management LLC13G5.09%2.89M sharesNewApr 29, 20261 filingApr 29, 2026SEC

Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.

13D and 13G filings

19 Schedule 13D and 13G filings on Axos Financial, Inc., newest first, including old-format filings without a stake.

Schedule 13D and 13G filings on AX
Filed (ET)FilerFormStakeChangeEvent dateFiling
Nov 5, 20261:10 PM ETFMR LLCand 1 other13G/A4.00%2.26M shares−1.20 ppfrom 5.20%Below 5%Sep 30, 2026SEC
Aug 7, 20268:45 AM ETState Street Corp13G5.30%3.02M shares+0.60 ppfrom 4.70%Jun 30, 2026SEC
Aug 6, 202610:14 AM ETFMR LLCand 1 other13G5.20%2.97M sharesNewJun 30, 2026SEC
Apr 29, 20264:54 PM ETVanguard Capital Management LLC13G5.09%2.89M sharesNewMar 31, 2026SEC
Apr 28, 20264:08 PM ETVanguard Portfolio Management LLC13G5.50%3.12M sharesNewMar 31, 2026SEC
Mar 26, 20264:10 PM ETVanguard Group Inc13G/A0.00%0 shares–Below 5%Mar 13, 2026SEC
Aug 11, 20257:03 AM ETState Street Corp13G4.70%2.65M shares–Below 5%Jun 30, 2025SEC
Feb 13, 2024Vanguard Group Inc13G/AOld format–––SEC
Jan 24, 2024State Street Corp13GOld format–New–SEC
Jan 23, 202411:52 AM ETBlackRock Inc.13G/AOld format–––SEC
Sep 25, 2023Hankey Don13D/AOld format–––SEC
Feb 9, 2023Vanguard Group Inc13G/AOld format–––SEC
Jan 26, 20238:52 AM ETBlackRock Inc.13G/AOld format–––SEC
Jan 20, 20239:43 AM ETBlackRock Inc.13G/AOld format–––SEC
Nov 10, 2022Vanguard Group Inc13G/AOld format–––SEC
Feb 9, 2022Vanguard Group Inc13G/AOld format–––SEC
Jan 28, 20221:54 PM ETBlackRock Inc.13G/AOld format–––SEC
Feb 10, 2021Vanguard Group Inc13G/AOld format–––SEC
Jan 26, 20212:22 PM ETBlackRock Inc.13G/AOld format–––SEC

Form 144: proposed insider sales

42 notices from officers, directors and other affiliates planning to sell Axos Financial, Inc. shares, newest first.

Form 144 notices for AX
Filed (ET)SellerShares to sellMarket valuePlanned saleBrokerFiling
Nov 9, 20264:07 PM ETThomas ConstantineOfficer913$86.5KNov 9, 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Aug 5, 20264:16 PM ETRoque SantiDirector500$52.6KAug 5, 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Jun 9, 20265:32 PM ETThomas ConstantineOfficer400$36.0KJun 9, 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Jun 8, 20264:39 PM ETThomas ConstantineOfficer1.59K$140.6KJun 8, 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
May 19, 20264:23 PM ETMichael WatsonOfficer1.65K$138.5KMay 19, 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Feb 17, 20265:45 PM ETNicholas MosichDirector1.27K$125.0KFeb 17, 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Feb 10, 20266:56 PM ETNicholas MosichDirector1.00K$97.0KFeb 10, 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Feb 6, 20265:26 PM ETDerrick WalshOfficer4.85K$490.4KFeb 6, 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Feb 6, 20264:15 PM ETJames J CourtDirector11.2K$1.13MFeb 6, 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Feb 6, 20264:08 PM ETThomas ConstantineOfficer3.26K$326.0KFeb 6, 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Feb 4, 20264:13 PM ETGregory GarrabrantsOfficer · Director43.3K$4.29MFeb 4, 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Feb 3, 20264:17 PM ETPaul GrinbergOfficer32.7K$3.22MFeb 3, 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Jan 30, 20264:05 PM ETDavid ParkOfficer18.2K$1.76MJan 30, 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Dec 8, 20255:06 PM ETTamara N BohligDirector2.15K$185.0KDec 8, 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Dec 5, 20255:33 PM ETEdward RatinoffDirector2.15K$181.4KDec 5, 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 10, 20255:20 PM ETThomas ConstantineOfficer1.48K$135.8KSep 10, 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 3, 20255:25 PM ETCandace ThieleOfficer700$63.1KSep 3, 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 3, 20254:26 PM ETNicholas MosichDirector620$56.1KSep 3, 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 2, 20255:15 PM ETNicholas MosichDirector4.38K$394.3KSep 2, 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Aug 4, 20254:44 PM ETAndrew MichelettiOfficer14.0K$1.19MAug 4, 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
May 14, 20255:28 PM ETConstantine Thomas MOfficer1.72K$125.0KMay 14, 2025Morgan Stanley Smith Barney LLC Executive ServicesSEC
May 5, 20254:18 PM ETPaul GrinbergOfficer30.0K$2.04MMay 5, 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Nov 26, 20247:28 PM ETPark David XOfficer1.43K$125.0KNov 26, 2024Morgan Stanley Smith Barney LLC Executive ServicesSEC
Nov 26, 20243:19 PM ETMicheletti Andrew JOfficer58.7K$5.00MNov 26, 2024Charles Schwab Corp.SEC
Nov 19, 20249:34 AM ETNick MosichDirector2.86K$228.8KNov 19, 2024Charles Schwab & Co., Inc.SEC

Showing the latest 25. See the AX notices from the last 12 months