Axos Financial, Inc.
AX- 交易所
- NYSE
- 產業
- Savings Institution, Federally Chartered
- SEC CIK
- 0001299709
近 90 天，Axos Financial, Inc. 內部人申報 0 筆公開市場買進、2 筆賣出；2026 年第 2 季末有 391 家機構在 13F 申報持有，市值合計 $47.1 億；沒有大師持有。
持有 AX 5% 以上的大股東
最新一份 Schedule 13D 或 13G 申報持有 Axos Financial, Inc. 5% 以上的持有人，依持股比例由大到小；變化是跟這位持有人的上一份申報比。
| 持有人 | 最新表單 | 持股 | 變化 | 首次申報 | 最新申報 | 原文 |
|---|---|---|---|---|---|---|
| Vanguard Portfolio Management LLC | 13G | 5.50%股數 311.8 萬 | 新申報 | 2026/4/281 份 | 2026/4/28 | SEC |
| State Street Corp | 13G | 5.30%股數 302.4 萬 | +0.60 個百分點原本 4.70% | 2024/1/243 份 | 2026/8/7 | SEC |
| Vanguard Capital Management LLC | 13G | 5.09%股數 288.6 萬 | 新申報 | 2026/4/291 份 | 2026/4/29 | SEC |
持股是每位持有人最新一份申報的數字。最後一份是舊格式（2024 年 12 月 18 日以前）的持有人沒有持股比例紀錄，不列在這裡；公司被收購或下市之後，持有人通常就不再申報。
13D 與 13G 申報
Axos Financial, Inc. 的 19 份 Schedule 13D、13G 申報，由新到舊，包括沒有持股比例的舊格式申報。
| 申報時間（美東） | 申報人 | 表單 | 持股 | 變化 | 事件日 | 原文 |
|---|---|---|---|---|---|---|
| 2026/11/513:10 ET | FMR LLC等 2 位 | 13G/A | 4.00%股數 226.4 萬 | −1.20 個百分點原本 5.20%低於 5% | 2026/9/30 | SEC |
| 2026/8/708:45 ET | State Street Corp | 13G | 5.30%股數 302.4 萬 | +0.60 個百分點原本 4.70% | 2026/6/30 | SEC |
| 2026/8/610:14 ET | FMR LLC等 2 位 | 13G | 5.20%股數 296.9 萬 | 新申報 | 2026/6/30 | SEC |
| 2026/4/2916:54 ET | Vanguard Capital Management LLC | 13G | 5.09%股數 288.6 萬 | 新申報 | 2026/3/31 | SEC |
| 2026/4/2816:08 ET | Vanguard Portfolio Management LLC | 13G | 5.50%股數 311.8 萬 | 新申報 | 2026/3/31 | SEC |
| 2026/3/2616:10 ET | Vanguard Group Inc | 13G/A | 0.00%股數 0 | –低於 5% | 2026/3/13 | SEC |
| 2025/8/1107:03 ET | State Street Corp | 13G | 4.70%股數 265.2 萬 | –低於 5% | 2025/6/30 | SEC |
| 2024/2/13 | Vanguard Group Inc | 13G/A舊制 | – | – | – | SEC |
| 2024/1/24 | State Street Corp | 13G舊制 | – | 新申報 | – | SEC |
| 2024/1/2311:52 ET | BlackRock Inc. | 13G/A舊制 | – | – | – | SEC |
| 2023/9/25 | Hankey Don | 13D/A舊制 | – | – | – | SEC |
| 2023/2/9 | Vanguard Group Inc | 13G/A舊制 | – | – | – | SEC |
| 2023/1/2608:52 ET | BlackRock Inc. | 13G/A舊制 | – | – | – | SEC |
| 2023/1/2009:43 ET | BlackRock Inc. | 13G/A舊制 | – | – | – | SEC |
| 2022/11/10 | Vanguard Group Inc | 13G/A舊制 | – | – | – | SEC |
| 2022/2/9 | Vanguard Group Inc | 13G/A舊制 | – | – | – | SEC |
| 2022/1/2813:54 ET | BlackRock Inc. | 13G/A舊制 | – | – | – | SEC |
| 2021/2/10 | Vanguard Group Inc | 13G/A舊制 | – | – | – | SEC |
| 2021/1/2614:22 ET | BlackRock Inc. | 13G/A舊制 | – | – | – | SEC |
Form 144：內部人預計賣出
高階主管、董事與其他關係人預計賣出 Axos Financial, Inc. 股票的 42 份通知，由新到舊。
| 申報時間（美東） | 賣方 | 預計賣出股數 | 市值 | 預計賣出日 | 券商 | 原文 |
|---|---|---|---|---|---|---|
| 2026/11/916:07 ET | Thomas Constantine高階主管 | 913 | $8.65 萬 | 2026/11/9 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/8/516:16 ET | Roque Santi董事 | 500 | $5.26 萬 | 2026/8/5 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/6/917:32 ET | Thomas Constantine高階主管 | 400 | $3.60 萬 | 2026/6/9 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/6/816:39 ET | Thomas Constantine高階主管 | 1,594 | $14.1 萬 | 2026/6/8 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/5/1916:23 ET | Michael Watson高階主管 | 1,653 | $13.8 萬 | 2026/5/19 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/1717:45 ET | Nicholas Mosich董事 | 1,275 | $12.5 萬 | 2026/2/17 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/1018:56 ET | Nicholas Mosich董事 | 1,000 | $9.70 萬 | 2026/2/10 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/617:26 ET | Derrick Walsh高階主管 | 4,846 | $49.0 萬 | 2026/2/6 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/616:15 ET | James J Court董事 | 1.12 萬 | $112.8 萬 | 2026/2/6 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/616:08 ET | Thomas Constantine高階主管 | 3,260 | $32.6 萬 | 2026/2/6 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/416:13 ET | Gregory Garrabrants高階主管 · 董事 | 4.33 萬 | $429.0 萬 | 2026/2/4 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/316:17 ET | Paul Grinberg高階主管 | 3.27 萬 | $322.5 萬 | 2026/2/3 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/1/3016:05 ET | David Park高階主管 | 1.82 萬 | $176.4 萬 | 2026/1/30 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2025/12/817:06 ET | Tamara N Bohlig董事 | 2,145 | $18.5 萬 | 2025/12/8 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2025/12/517:33 ET | Edward Ratinoff董事 | 2,145 | $18.1 萬 | 2025/12/5 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2025/9/1017:20 ET | Thomas Constantine高階主管 | 1,476 | $13.6 萬 | 2025/9/10 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2025/9/317:25 ET | Candace Thiele高階主管 | 700 | $6.31 萬 | 2025/9/3 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2025/9/316:26 ET | Nicholas Mosich董事 | 620 | $5.61 萬 | 2025/9/3 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2025/9/217:15 ET | Nicholas Mosich董事 | 4,380 | $39.4 萬 | 2025/9/2 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2025/8/416:44 ET | Andrew Micheletti高階主管 | 1.40 萬 | $119.2 萬 | 2025/8/4 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2025/5/1417:28 ET | Constantine Thomas M高階主管 | 1,717 | $12.5 萬 | 2025/5/14 | Morgan Stanley Smith Barney LLC Executive Services | SEC |
| 2025/5/516:18 ET | Paul Grinberg高階主管 | 3.00 萬 | $204.3 萬 | 2025/5/5 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2024/11/2619:28 ET | Park David X高階主管 | 1,427 | $12.5 萬 | 2024/11/26 | Morgan Stanley Smith Barney LLC Executive Services | SEC |
| 2024/11/2615:19 ET | Micheletti Andrew J高階主管 | 5.87 萬 | $499.5 萬 | 2024/11/26 | Charles Schwab Corp. | SEC |
| 2024/11/1909:34 ET | Nick Mosich董事 | 2,862 | $22.9 萬 | 2024/11/19 | Charles Schwab & Co., Inc. | SEC |
只列最新的 25 份。看 AX 近 12 個月的全部通知