Axos Financial, Inc.
AX- Exchange
- NYSE
- Industry
- Savings Institution, Federally Chartered
- SEC CIK
- 0001299709
In the last 90 days, Axos Financial, Inc. insiders filed 0 open-market purchases and 2 sales; 386 institutions reported holding it in 13F filings for Q2 2026, worth $4.71B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Axos Financial, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 232
- 0 vs. Q2 2021
- Shares held
- 46.3M
- +671.6K (+1.5%) vs. Q2 2021
- Total value
- $2.38B
- +$264.1M (+12.5%) vs. Q2 2021
- New holders
- 18
- 72 more added
- Sold out
- 18
- 80 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 386 | $4.71B |
| Q1 2026 | 387 | $4.05B |
| Q4 2025 | 379 | $3.96B |
| Q3 2025 | 382 | $3.82B |
| Q2 2025 | 365 | $3.41B |
| Q1 2025 | 352 | $2.96B |
| Q4 2024 | 356 | $3.30B |
| Q3 2024 | 335 | $3.01B |
| Q2 2024 | 318 | $2.79B |
| Q1 2024 | 310 | $2.64B |
| Q4 2023 | 303 | $2.70B |
| Q3 2023 | 261 | $1.82B |
| Q2 2023 | 260 | $1.90B |
| Q1 2023 | 256 | $1.75B |
| Q4 2022 | 244 | $1.80B |
| Q3 2022 | 251 | $1.61B |
| Q2 2022 | 239 | $1.68B |
| Q1 2022 | 248 | $2.13B |
| Q4 2021 | 244 | $2.54B |
| Q3 2021 | 232 | $2.38B |
| Q2 2021 | 233 | $2.11B |
| Q1 2021 | 233 | $2.11B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Axos Financial, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Thompson Siegel & Walmsley LLC | 475 | $24.0K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 448 | $23.0K | 0.00% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 400 | $21.0K | 0.00% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 365 | $19.0K | 0.00% | +365 | New |
| Parallel Advisors, LLC | 351 | $18.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 320 | $16.5K | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co | 290 | $15.0K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 286 | $15.0K | 0.00% | +155+118.3% | Added |
| O'Shaughnessy Asset Management, LLC | 257 | $13.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 225 | $12.0K | 0.00% | +4+1.8% | Added |
| TCI Wealth Advisors, Inc. | 207 | $11.0K | 0.00% | +37+21.8% | Added |
| Fieldpoint Private Securities, LLC | 190 | $10.0K | 0.00% | 00.0% | Unchanged |
| Pacitti Group Inc. | 200 | $10.0K | 0.01% | – | – |
| Quadrant Capital Group LLC | 181 | $9.00K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 174 | $9.00K | 0.00% | +174 | New |
| Parkside Financial Bank & Trust | 160 | $8.00K | 0.00% | +10+6.7% | Added |
| Meeder Asset Management Inc | 130 | $7.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 119 | $6.00K | 0.00% | 00.0% | Unchanged |
| Bank Julius Baer & Co. Ltd, Zurich | 112 | $6.00K | 0.00% | +4+3.7% | Added |
| Truvestments Capital LLC | 110 | $6.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 100 | $5.00K | 0.00% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 86 | $4.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 79 | $4.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 68 | $3.00K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 37 | $2.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 24 | $1.00K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 24 | $1.00K | 0.00% | +24 | New |
| Bell Investment Advisors, Inc | 18 | $1.00K | 0.00% | +18 | New |
| Eaton Vance Management | 1,200 | $0 | 0.00% | −67−5.3% | Reduced |
| Clearview Wealth Advisors LLC | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Kowal Investment Group, LLC | 2 | $0 | 0.00% | +2 | New |
| Sofos Investments, Inc. | 220 | – | – | +220 | New |
| Proequities, Inc. | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Nomura Asset Management Co Ltd | 0 | $0 | 0.00% | −105,123−100.0% | Sold out |
| Grantham, Mayo, Van Otterloo & Co. LLC | 0 | $0 | 0.00% | −51,878−100.0% | Sold out |
| Premier Fund Managers Ltd | 0 | $0 | 0.00% | −34,100−100.0% | Sold out |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −28,994−100.0% | Sold out |
| APG Asset Management N.V. | 0 | $0 | 0.00% | −30,900−100.0% | Sold out |
| Affinity Investment Advisors, LLC | 0 | $0 | 0.00% | −22,016−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −13,821−100.0% | Sold out |
| First Hawaiian Bank | 0 | $0 | 0.00% | −11,770−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −8,585−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −7,600−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −7,415−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −6,655−100.0% | Sold out |
| Alps Advisors Inc | 0 | $0 | 0.00% | −6,533−100.0% | Sold out |
| KBC Group NV | 0 | $0 | 0.00% | −5,296−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −4,405−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −423−100.0% | Sold out |
| Massmutual Trust Co FSB | 0 | $0 | 0.00% | −31−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |