Axos Financial, Inc.
AX- Exchange
- NYSE
- Industry
- Savings Institution, Federally Chartered
- SEC CIK
- 0001299709
In the last 90 days, Axos Financial, Inc. insiders filed 0 open-market purchases and 2 sales; 386 institutions reported holding it in 13F filings for Q2 2026, worth $4.71B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Axos Financial, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 232
- 0 vs. Q2 2021
- Shares held
- 46.3M
- +671.6K (+1.5%) vs. Q2 2021
- Total value
- $2.38B
- +$264.1M (+12.5%) vs. Q2 2021
- New holders
- 18
- 72 more added
- Sold out
- 18
- 80 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 386 | $4.71B |
| Q1 2026 | 387 | $4.05B |
| Q4 2025 | 379 | $3.96B |
| Q3 2025 | 382 | $3.82B |
| Q2 2025 | 365 | $3.41B |
| Q1 2025 | 352 | $2.96B |
| Q4 2024 | 356 | $3.30B |
| Q3 2024 | 335 | $3.01B |
| Q2 2024 | 318 | $2.79B |
| Q1 2024 | 310 | $2.64B |
| Q4 2023 | 303 | $2.70B |
| Q3 2023 | 261 | $1.82B |
| Q2 2023 | 260 | $1.90B |
| Q1 2023 | 256 | $1.75B |
| Q4 2022 | 244 | $1.80B |
| Q3 2022 | 251 | $1.61B |
| Q2 2022 | 239 | $1.68B |
| Q1 2022 | 248 | $2.13B |
| Q4 2021 | 244 | $2.54B |
| Q3 2021 | 232 | $2.38B |
| Q2 2021 | 233 | $2.11B |
| Q1 2021 | 233 | $2.11B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Axos Financial, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Eaton Vance Management | 1,200 | $0 | 0.00% | −67−5.3% | Reduced |
| Clearview Wealth Advisors LLC | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Kowal Investment Group, LLC | 2 | $0 | 0.00% | +2 | New |
| Gradient Investments LLC | 24 | $1.00K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 24 | $1.00K | 0.00% | +24 | New |
| Bell Investment Advisors, Inc | 18 | $1.00K | 0.00% | +18 | New |
| Patriot Financial Group Insurance Agency, LLC | 37 | $2.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 68 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 86 | $4.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 79 | $4.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 100 | $5.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 119 | $6.00K | 0.00% | 00.0% | Unchanged |
| Bank Julius Baer & Co. Ltd, Zurich | 112 | $6.00K | 0.00% | +4+3.7% | Added |
| Truvestments Capital LLC | 110 | $6.00K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 130 | $7.00K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 160 | $8.00K | 0.00% | +10+6.7% | Added |
| Quadrant Capital Group LLC | 181 | $9.00K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 174 | $9.00K | 0.00% | +174 | New |
| Fieldpoint Private Securities, LLC | 190 | $10.0K | 0.00% | 00.0% | Unchanged |
| Pacitti Group Inc. | 200 | $10.0K | 0.01% | – | – |
| TCI Wealth Advisors, Inc. | 207 | $11.0K | 0.00% | +37+21.8% | Added |
| Signaturefd, LLC | 225 | $12.0K | 0.00% | +4+1.8% | Added |
| O'Shaughnessy Asset Management, LLC | 257 | $13.0K | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co | 290 | $15.0K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 286 | $15.0K | 0.00% | +155+118.3% | Added |
| Federation des caisses Desjardins du Quebec | 320 | $16.5K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 351 | $18.0K | 0.00% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 365 | $19.0K | 0.00% | +365 | New |
| PrairieView Partners, LLC | 400 | $21.0K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 448 | $23.0K | 0.00% | 00.0% | Unchanged |
| Thompson Siegel & Walmsley LLC | 475 | $24.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 527 | $29.0K | 0.00% | +365+225.3% | Added |
| Harbour Investments, Inc. | 718 | $37.0K | 0.00% | +98+15.8% | Added |
| Toronto Dominion Bank | 746 | $38.0K | 0.00% | −233−23.8% | Reduced |
| Macquarie Group Ltd | 845 | $44.0K | 0.00% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 910 | $46.9K | 0.02% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,190 | $61.0K | 0.00% | +70+6.3% | Added |
| Mark Sheptoff Financial Planning, LLC | 1,200 | $62.0K | 0.03% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,420 | $66.0K | 0.00% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 1,305 | $67.0K | 0.01% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 1,385 | $71.0K | 0.00% | −18−1.3% | Reduced |
| Financial Management Professionals, Inc. | 1,499 | $77.0K | 0.02% | +1,499 | New |
| State of Wyoming | 1,696 | $87.0K | 0.06% | +606+55.6% | Added |
| Hanseatic Management Services Inc | 1,788 | $92.0K | 0.16% | +341+23.6% | Added |
| Captrust Financial Advisors | 2,016 | $104.0K | 0.00% | −16−0.8% | Reduced |
| Tower Research Capital LLC (TRC) | 2,980 | $154.0K | 0.00% | −7,332−71.1% | Reduced |
| The PNC Financial Services Group, Inc. | 3,260 | $168.0K | 0.00% | −6−0.2% | Reduced |
| US Bancorp | 3,321 | $171.0K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 3,600 | $186.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 3,898 | $201.0K | 0.01% | +3,898 | New |
| First Eagle Investment Management, LLC | 3,968 | $205.0K | 0.00% | +3,200+416.7% | Added |
| Raymond James Trust N.A. | 4,195 | $216.0K | 0.01% | +4,195 | New |
| 6 Meridian | 4,196 | $216.0K | 0.02% | +4,196 | New |
| Engineers Gate Manager LP | 4,225 | $218.0K | 0.01% | +4,225 | New |
| Alethea Capital Management, LLC | 4,400 | $227.0K | 0.20% | 00.0% | Unchanged |
| Algert Global LLC | 4,467 | $230.0K | 0.03% | +4,467 | New |
| Ameritas Investment Partners, Inc. | 4,474 | $231.0K | 0.01% | 00.0% | Unchanged |
| Intelligence Driven Advisers, LLC | 4,421 | $237.0K | 0.05% | 00.0% | Unchanged |
| Choate Investment Advisors | 4,759 | $245.0K | 0.02% | 00.0% | Unchanged |
| Cetera Advisors LLC | 4,810 | $248.0K | 0.00% | −500−9.4% | Reduced |
| Synovus Financial Corp | 5,000 | $258.0K | 0.00% | 00.0% | Unchanged |
| Private Asset Management Inc | 5,000 | $258.0K | 0.04% | 00.0% | Unchanged |
| Profund Advisors LLC | 5,274 | $272.0K | 0.01% | −504−8.7% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,369 | $277.0K | 0.00% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 5,800 | $299.0K | 0.00% | −1,600−21.6% | Reduced |
| Cim Investment Mangement Inc | 5,891 | $304.0K | 0.10% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 5,961 | $307.0K | 0.00% | −3,413−36.4% | Reduced |
| Barnett & Company, Inc. | 6,150 | $317.0K | 0.24% | −300−4.7% | Reduced |
| Prudent Man Advisors, LLC | 6,146 | $317.0K | 0.12% | −30−0.5% | Reduced |
| Bank Hapoalim BM | 6,142 | $317.0K | 0.03% | 00.0% | Unchanged |
| Blueshift Asset Management, LLC | 6,239 | $322.0K | 0.02% | +6,239 | New |
| HRT Financial LP | 6,376 | $328.0K | 0.00% | −10,526−62.3% | Reduced |
| Mutual Advisors, LLC | 6,598 | $340.0K | 0.02% | 00.0% | Unchanged |
| HSBC Holdings PLC | 6,707 | $349.0K | 0.00% | −614−8.4% | Reduced |
| Clearstead Advisors, LLC | 7,020 | $362.0K | 0.03% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 7,119 | $367.0K | 0.00% | −208−2.8% | Reduced |
| Creative Planning | 7,934 | $409.0K | 0.00% | −5,712−41.9% | Reduced |
| Susquehanna International Group, LLP | 8,003 | $412.0K | 0.00% | −6,423−44.5% | Reduced |
| AlphaCrest Capital Management LLC | 8,131 | $419.0K | 0.02% | +8,131 | New |
| Public Employees Retirement Association of Colorado | 8,494 | $438.0K | 0.00% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 8,562 | $441.0K | 0.00% | +1,459+20.5% | Added |
| Everence Capital Management Inc | 8,590 | $443.0K | 0.04% | 00.0% | Unchanged |
| Mission Creek Capital Partners, Inc. | 8,590 | $443.0K | 0.08% | 00.0% | Unchanged |
| ProShare Advisors LLC | 8,689 | $448.0K | 0.00% | −7,515−46.4% | Reduced |
| Kovitz Investment Group Partners, LLC | 9,021 | $465.0K | 0.01% | −1,000−10.0% | Reduced |
| Hancock Whitney Corp | 9,531 | $491.0K | 0.02% | +25+0.3% | Added |
| IndexIQ Advisors LLC | 9,564 | $493.0K | 0.02% | +958+11.1% | Added |
| Pinnacle Associates Ltd | 9,800 | $505.0K | 0.01% | 00.0% | Unchanged |
| Eqis Capital Management, Inc. | 10,249 | $528.0K | 0.04% | −28−0.3% | Reduced |
| Jaffetilchin Investment Partners, LLC | 10,525 | $542.0K | 0.06% | 00.0% | Unchanged |
| Alpha Cubed Investments, LLC | 10,800 | $557.0K | 0.04% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 11,436 | $589.0K | 0.00% | −9,674−45.8% | Reduced |
| Jane Street Group, LLC | 11,862 | $611.0K | 0.00% | −1,334−10.1% | Reduced |
| UBS Group AG | 12,016 | $620.0K | 0.00% | +805+7.2% | Added |
| Commonwealth Equity Services, LLC | 12,098 | $623.0K | 0.00% | +550+4.8% | Added |
| Nisa Investment Advisors, LLC | 12,300 | $634.0K | 0.00% | 00.0% | Unchanged |
| Orion Capital Management LLC | 12,300 | $634.0K | 0.38% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 12,392 | $639.0K | 0.00% | +6,766+120.3% | Added |
| Crossmark Global Holdings, Inc. | 12,822 | $661.0K | 0.02% | −60−0.5% | Reduced |
| Advisor Group Holdings, Inc. | 12,859 | $662.0K | 0.00% | +1,999+18.4% | Added |