Applied UV, Inc.
AUVIDelisted Jun 28, 2024- Industry
- Electric Lighting & Wiring Equipment
- SEC CIK
- 0001811109
Applied UV, Inc. was delisted on Jun 28, 2024; its insiders filed their last Form 4 on Jul 21, 2023; 11 institutions reported holding it in 13F filings for Q3 2023, worth $92.5K in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Applied UV, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
AUVI is no longer listed, so this page shows Q3 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 11
- +3 vs. Q2 2023
- Shares held
- 287.6K
- +142.5K (+98.2%) vs. Q2 2023
- Total value
- $92.5K
- −$42.6K (−31.5%) vs. Q2 2023
- New holders
- 6
- 4 more added
- Sold out
- 3
- 1 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AUVI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 10 | $403.7K |
| Q4 2023 | 5 | $6.45K |
| Q3 2023 | 11 | $92.5K |
| Q2 2023 | 9 | $135.8K |
| Q1 2023 | 16 | $353.6K |
| Q4 2022 | 15 | $319.6K |
| Q3 2022 | 15 | $437.0K |
| Q2 2022 | 18 | $928.8K |
| Q1 2022 | 14 | $589.0K |
| Q4 2021 | 17 | $857.0K |
| Q3 2021 | 15 | $1.96M |
| Q2 2021 | 16 | $2.65M |
| Q1 2021 | 12 | $2.38M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Applied UV, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 7 | $2 | 0.00% | +7 | New |
| Wells Fargo & Company | 57 | $18 | 0.00% | +38+200.0% | Added |
| Tower Research Capital LLC (TRC) | 4,583 | $1.48K | 0.00% | +579+14.5% | Added |
| PSI Advisors, LLC | 6,000 | $1.93K | 0.00% | −17,900−74.9% | Reduced |
| XTX Topco Ltd | 11,356 | $3.66K | 0.00% | +11,356 | New |
| Two Sigma Securities, LLC | 14,452 | $4.66K | 0.00% | +14,452 | New |
| LPL Financial LLC | 22,356 | $7.21K | 0.00% | +4,456+24.9% | Added |
| HRT Financial LP | 28,495 | $9.00K | 0.00% | +28,495 | New |
| Advisor Group Holdings, Inc. | 34,573 | $11.1K | 0.00% | +128+0.4% | Added |
| Geode Capital Management, LLC | 45,590 | $14.7K | 0.00% | +45,590 | New |
| Citadel Advisors LLC | 120,112 | $38.7K | 0.00% | +120,112 | New |
| Virtu Financial LLC | 0 | $0 | 0.00% | −39,360−100.0% | Sold out |
| Vanguard Group Inc | 0 | $0 | 0.00% | −15,844−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −9,593−100.0% | Sold out |
| BDO Wealth Advisors, LLC | – | – | – | – | Not filed |