Applied UV, Inc.
AUVIDelisted Jun 28, 2024- Industry
- Electric Lighting & Wiring Equipment
- SEC CIK
- 0001811109
Applied UV, Inc. was delisted on Jun 28, 2024; its insiders filed their last Form 4 on Jul 21, 2023; 11 institutions reported holding it in 13F filings for Q3 2023, worth $92.5K in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Applied UV, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 9
- −7 vs. Q1 2023
- Shares held
- 145.8K
- −256.4K (−63.7%) vs. Q1 2023
- Total value
- $135.8K
- −$217.8K (−61.6%) vs. Q1 2023
- New holders
- 2
- 1 more added
- Sold out
- 9
- 6 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AUVI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 10 | $403.7K |
| Q4 2023 | 5 | $6.45K |
| Q3 2023 | 11 | $92.5K |
| Q2 2023 | 9 | $135.8K |
| Q1 2023 | 16 | $353.6K |
| Q4 2022 | 15 | $319.6K |
| Q3 2022 | 15 | $437.0K |
| Q2 2022 | 18 | $928.8K |
| Q1 2022 | 14 | $589.0K |
| Q4 2021 | 17 | $857.0K |
| Q3 2021 | 15 | $1.96M |
| Q2 2021 | 16 | $2.65M |
| Q1 2021 | 12 | $2.38M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Applied UV, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Virtu Financial LLC | 39,360 | $37.0K | 0.00% | +39,360 | New |
| Advisor Group Holdings, Inc. | 34,445 | $32.0K | 0.00% | −90,243−72.4% | Reduced |
| PSI Advisors, LLC | 23,900 | $22.2K | 0.01% | +23,900 | New |
| LPL Financial LLC | 17,900 | $16.6K | 0.00% | −1,600−8.2% | Reduced |
| Vanguard Group Inc | 15,844 | $14.7K | 0.00% | −56,879−78.2% | Reduced |
| Morgan Stanley | 9,593 | $8.90K | 0.00% | +9,055+1,683.1% | Added |
| Tower Research Capital LLC (TRC) | 4,004 | $3.72K | 0.00% | −4,351−52.1% | Reduced |
| BDO Wealth Advisors, LLC | 760 | $705 | 0.00% | −3,040−80.0% | Reduced |
| Wells Fargo & Company | 19 | $18 | 0.00% | −53−73.6% | Reduced |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −34,378−100.0% | Sold out |
| State Street Corp | 0 | $0 | 0.00% | −27,684−100.0% | Sold out |
| Mount Yale Investment Advisors, LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Samalin Investment Counsel, LLC | 0 | $0 | 0.00% | −24,300−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −17,542−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −14,540−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −12,073−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −10,519−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −6,492−100.0% | Sold out |