Applied UV, Inc.
AUVIDelisted Jun 28, 2024- Industry
- Electric Lighting & Wiring Equipment
- SEC CIK
- 0001811109
Applied UV, Inc. was delisted on Jun 28, 2024; its insiders filed their last Form 4 on Jul 21, 2023; 11 institutions reported holding it in 13F filings for Q3 2023, worth $92.5K in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Applied UV, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
AUVI is no longer listed, and 13F filings after Q3 2023 list far fewer holders. See Q3 2023
- Institutional holders
- 5
- −6 vs. Q3 2023
- Shares held
- 2.73K
- −284.8K (−99.0%) vs. Q3 2023
- Total value
- $6.45K
- −$86.0K (−93.0%) vs. Q3 2023
- New holders
- 1
- 0 more added
- Sold out
- 7
- 4 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AUVI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 10 | $403.7K |
| Q4 2023 | 5 | $6.45K |
| Q3 2023 | 11 | $92.5K |
| Q2 2023 | 9 | $135.8K |
| Q1 2023 | 16 | $353.6K |
| Q4 2022 | 15 | $319.6K |
| Q3 2022 | 15 | $437.0K |
| Q2 2022 | 18 | $928.8K |
| Q1 2022 | 14 | $589.0K |
| Q4 2021 | 17 | $857.0K |
| Q3 2021 | 15 | $1.96M |
| Q2 2021 | 16 | $2.65M |
| Q1 2021 | 12 | $2.38M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Applied UV, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisor Group Holdings, Inc. | 1,799 | $4.25K | 0.00% | −32,774−94.8% | Reduced |
| Tower Research Capital LLC (TRC) | 686 | $1.62K | 0.00% | −3,897−85.0% | Reduced |
| PSI Advisors, LLC | 240 | $567 | 0.00% | −5,760−96.0% | Reduced |
| Wells Fargo & Company | 4 | $9 | 0.00% | −53−93.0% | Reduced |
| Qube Research & Technologies Ltd | 4 | $9 | 0.00% | +4 | New |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −120,112−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −45,590−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −28,495−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −22,356−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −14,452−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −11,356−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −7−100.0% | Sold out |