Applied UV, Inc.
AUVIDelisted Jun 28, 2024- Industry
- Electric Lighting & Wiring Equipment
- SEC CIK
- 0001811109
Applied UV, Inc. was delisted on Jun 28, 2024; its insiders filed their last Form 4 on Jul 21, 2023; 11 institutions reported holding it in 13F filings for Q3 2023, worth $92.5K in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Applied UV, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 16
- +1 vs. Q4 2022
- Shares held
- 402.2K
- +48.6K (+13.7%) vs. Q4 2022
- Total value
- $353.6K
- +$33.9K (+10.6%) vs. Q4 2022
- New holders
- 5
- 4 more added
- Sold out
- 4
- 3 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AUVI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 10 | $403.7K |
| Q4 2023 | 5 | $6.45K |
| Q3 2023 | 11 | $92.5K |
| Q2 2023 | 9 | $135.8K |
| Q1 2023 | 16 | $353.6K |
| Q4 2022 | 15 | $319.6K |
| Q3 2022 | 15 | $437.0K |
| Q2 2022 | 18 | $928.8K |
| Q1 2022 | 14 | $589.0K |
| Q4 2021 | 17 | $857.0K |
| Q3 2021 | 15 | $1.96M |
| Q2 2021 | 16 | $2.65M |
| Q1 2021 | 12 | $2.38M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Applied UV, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 72 | $63 | 0.00% | +27+60.0% | Added |
| Morgan Stanley | 538 | $473 | 0.00% | −3,225−85.7% | Reduced |
| BDO Wealth Advisors, LLC | 3,800 | $3.34K | 0.00% | +3,800 | New |
| UBS Group AG | 6,492 | $5.71K | 0.00% | +5,497+552.5% | Added |
| Tower Research Capital LLC (TRC) | 8,355 | $7.00K | 0.00% | +3,407+68.9% | Added |
| Two Sigma Securities, LLC | 10,519 | $9.26K | 0.00% | +10,519 | New |
| Northern Trust Corp | 12,073 | $10.6K | 0.00% | 00.0% | Unchanged |
| Ergoteles LLC | 14,540 | $12.8K | 0.00% | +14,540 | New |
| Two Sigma Investments, LP | 17,542 | $15.4K | 0.00% | +17,542 | New |
| LPL Financial LLC | 19,500 | $17.2K | 0.00% | +19,500 | New |
| Samalin Investment Counsel, LLC | 24,300 | $21.4K | 0.01% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 25,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 27,684 | $24.4K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 34,378 | $30.3K | 0.00% | −585−1.7% | Reduced |
| Vanguard Group Inc | 72,723 | $64.0K | 0.00% | −34,060−31.9% | Reduced |
| Advisor Group Holdings, Inc. | 124,688 | $109.7K | 0.00% | +43,080+52.8% | Added |
| Virtu Financial LLC | 0 | $0 | 0.00% | −17,205−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,335−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −1,909−100.0% | Sold out |