Applied UV, Inc.
AUVIDelisted Jun 28, 2024- Industry
- Electric Lighting & Wiring Equipment
- SEC CIK
- 0001811109
Applied UV, Inc. was delisted on Jun 28, 2024; its insiders filed their last Form 4 on Jul 21, 2023; 11 institutions reported holding it in 13F filings for Q3 2023, worth $92.5K in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Applied UV, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 17
- +2 vs. Q3 2021
- Shares held
- 317.5K
- +41.3K (+15.0%) vs. Q3 2021
- Total value
- $857.0K
- −$1.10M (−56.3%) vs. Q3 2021
- New holders
- 5
- 4 more added
- Sold out
- 3
- 5 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AUVI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 10 | $403.7K |
| Q4 2023 | 5 | $6.45K |
| Q3 2023 | 11 | $92.5K |
| Q2 2023 | 9 | $135.8K |
| Q1 2023 | 16 | $353.6K |
| Q4 2022 | 15 | $319.6K |
| Q3 2022 | 15 | $437.0K |
| Q2 2022 | 18 | $928.8K |
| Q1 2022 | 14 | $589.0K |
| Q4 2021 | 17 | $857.0K |
| Q3 2021 | 15 | $1.96M |
| Q2 2021 | 16 | $2.65M |
| Q1 2021 | 12 | $2.38M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Applied UV, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1 | $0 | 0.00% | −3,591−100.0% | Reduced |
| Wells Fargo & Company | 21 | $0 | 0.00% | −1,000−97.9% | Reduced |
| Bank of America Corp | 6 | $0 | 0.00% | −153−96.2% | Reduced |
| Captrust Financial Advisors | 2 | $0 | 0.00% | +2 | New |
| EverSource Wealth Advisors, LLC | 100 | $0 | 0.00% | +100 | New |
| Tower Research Capital LLC (TRC) | 956 | $3.00K | 0.00% | +227+31.1% | Added |
| Royal Bank of Canada | 2,000 | $5.00K | 0.00% | +1,000+100.0% | Added |
| UBS Group AG | 6,316 | $17.0K | 0.00% | +2,793+79.3% | Added |
| BlackRock Inc. | 8,826 | $24.0K | 0.00% | −2,288−20.6% | Reduced |
| State Street Corp | 11,732 | $32.0K | 0.00% | −1,400−10.7% | Reduced |
| Warberg Asset Management LLC | 12,500 | $34.0K | 0.01% | +12,500 | New |
| LPL Financial LLC | 13,000 | $35.0K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 13,447 | $36.0K | 0.00% | +13,447 | New |
| Geode Capital Management, LLC | 29,111 | $78.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 30,262 | $82.0K | 0.00% | +30,262 | New |
| Advisor Group Holdings, Inc. | 43,364 | $117.0K | 0.00% | +6,958+19.1% | Added |
| Vanguard Group Inc | 145,898 | $394.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 0 | $0 | 0.00% | −15,860−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Carmichael Hill & Associates, Inc. | 0 | $0 | 0.00% | −186−100.0% | Sold out |