Applied UV, Inc.
AUVIDelisted Jun 28, 2024- Industry
- Electric Lighting & Wiring Equipment
- SEC CIK
- 0001811109
Applied UV, Inc. was delisted on Jun 28, 2024; its insiders filed their last Form 4 on Jul 21, 2023; 11 institutions reported holding it in 13F filings for Q3 2023, worth $92.5K in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Applied UV, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 15
- −1 vs. Q2 2021
- Shares held
- 276.2K
- +7.18K (+2.7%) vs. Q2 2021
- Total value
- $1.96M
- −$695.0K (−26.2%) vs. Q2 2021
- New holders
- 4
- 5 more added
- Sold out
- 5
- 4 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AUVI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 10 | $403.7K |
| Q4 2023 | 5 | $6.45K |
| Q3 2023 | 11 | $92.5K |
| Q2 2023 | 9 | $135.8K |
| Q1 2023 | 16 | $353.6K |
| Q4 2022 | 15 | $319.6K |
| Q3 2022 | 15 | $437.0K |
| Q2 2022 | 18 | $928.8K |
| Q1 2022 | 14 | $589.0K |
| Q4 2021 | 17 | $857.0K |
| Q3 2021 | 15 | $1.96M |
| Q2 2021 | 16 | $2.65M |
| Q1 2021 | 12 | $2.38M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Applied UV, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carmichael Hill & Associates, Inc. | 186 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 159 | $1.00K | 0.00% | +159 | New |
| Tower Research Capital LLC (TRC) | 729 | $5.00K | 0.00% | −4,351−85.6% | Reduced |
| Wells Fargo & Company | 1,021 | $7.00K | 0.00% | −5−0.5% | Reduced |
| Royal Bank of Canada | 1,000 | $7.00K | 0.00% | +1,000 | New |
| Spire Wealth Management | 1,500 | $11.0K | 0.00% | +500+50.0% | Added |
| UBS Group AG | 3,523 | $25.0K | 0.00% | +3,165+884.1% | Added |
| Morgan Stanley | 3,592 | $26.0K | 0.00% | −1,576−30.5% | Reduced |
| BlackRock Inc. | 11,114 | $79.0K | 0.00% | −236−2.1% | Reduced |
| LPL Financial LLC | 13,000 | $92.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 13,132 | $93.0K | 0.00% | +13,132 | New |
| Virtu Financial LLC | 15,860 | $113.0K | 0.01% | +15,860 | New |
| Geode Capital Management, LLC | 29,111 | $206.0K | 0.00% | +3,204+12.4% | Added |
| Advisor Group Holdings, Inc. | 36,406 | $258.0K | 0.00% | +8,817+32.0% | Added |
| Vanguard Group Inc | 145,898 | $1.04M | 0.00% | +20,200+16.1% | Added |
| Bank of Montreal | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −14,720−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −12,661−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −10,303−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −1−100.0% | Sold out |