Applied UV, Inc.
AUVIDelisted Jun 28, 2024- Industry
- Electric Lighting & Wiring Equipment
- SEC CIK
- 0001811109
Applied UV, Inc. was delisted on Jun 28, 2024; its insiders filed their last Form 4 on Jul 21, 2023; 11 institutions reported holding it in 13F filings for Q3 2023, worth $92.5K in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Applied UV, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 16
- +4 vs. Q1 2021
- Shares held
- 269.0K
- +29.9K (+12.5%) vs. Q1 2021
- Total value
- $2.65M
- +$273.0K (+11.5%) vs. Q1 2021
- New holders
- 7
- 4 more added
- Sold out
- 3
- 4 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AUVI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 10 | $403.7K |
| Q4 2023 | 5 | $6.45K |
| Q3 2023 | 11 | $92.5K |
| Q2 2023 | 9 | $135.8K |
| Q1 2023 | 16 | $353.6K |
| Q4 2022 | 15 | $319.6K |
| Q3 2022 | 15 | $437.0K |
| Q2 2022 | 18 | $928.8K |
| Q1 2022 | 14 | $589.0K |
| Q4 2021 | 17 | $857.0K |
| Q3 2021 | 15 | $1.96M |
| Q2 2021 | 16 | $2.65M |
| Q1 2021 | 12 | $2.38M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Applied UV, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Captrust Financial Advisors | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 186 | $2.00K | 0.00% | −114−38.0% | Reduced |
| UBS Group AG | 358 | $4.00K | 0.00% | −2,719−88.4% | Reduced |
| Wells Fargo & Company | 1,026 | $10.0K | 0.00% | +10+1.0% | Added |
| Spire Wealth Management | 1,000 | $10.0K | 0.00% | +1,000 | New |
| Tower Research Capital LLC (TRC) | 5,080 | $50.0K | 0.00% | +5,080 | New |
| Morgan Stanley | 5,168 | $51.0K | 0.00% | +5,168 | New |
| Jane Street Group, LLC | 10,303 | $101.0K | 0.00% | +10,303 | New |
| BlackRock Inc. | 11,350 | $111.0K | 0.00% | +11,350 | New |
| HRT Financial LP | 12,661 | $124.0K | 0.00% | +12,661 | New |
| LPL Financial LLC | 13,000 | $128.0K | 0.00% | −5,800−30.9% | Reduced |
| Citadel Advisors LLC | 14,720 | $144.0K | 0.00% | +14,720 | New |
| Bank of Montreal | 15,000 | $162.0K | 0.00% | −5,000−25.0% | Reduced |
| Geode Capital Management, LLC | 25,907 | $254.0K | 0.00% | +9,024+53.5% | Added |
| Advisor Group Holdings, Inc. | 27,589 | $271.0K | 0.00% | +5,073+22.5% | Added |
| Vanguard Group Inc | 125,698 | $1.23M | 0.00% | +940+0.8% | Added |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −6,695−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −150−100.0% | Sold out |