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AssetMark Financial Holdings, Inc.

AMKDelisted Sep 5, 2024
Industry
Investment Advice
SEC CIK
0001591587

AssetMark Financial Holdings, Inc. was delisted on Sep 5, 2024; its insiders filed their last Form 4 on Sep 6, 2024; 147 institutions reported holding it in 13F filings for Q2 2024, worth $809.2M in total; no superinvestor held it.

Open-market trades, last 90 days

Open-market purchases (P) and sales (S) by AssetMark Financial Holdings, Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.

Open-market buys
0 filings
Open-market sells
0 filings
Insiders trading
0
Net value
$0
Purchases minus sales

Insider roster

Directors, officers and 10% owners who have filed a Form 4 for AssetMark Financial Holdings, Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.

Insider roster for AssetMark Financial Holdings, Inc.
NameTitleLast reported holdingLast filingFilings, past year
Huatai International Financial Holdings Co Ltd10% Owner0IndirectSep 6, 20240
Huatai International Investment Holdings Ltd10% Owner0IndirectSep 6, 20240
Huatai Securities Co., Ltd.10% Owner0IndirectSep 6, 20240
Velli Joseph MDirector0Sep 6, 20240
Guinn Patricia LynnDirector0Sep 6, 20240
Bhagat RohitDirector0Sep 6, 20240
Angus Ted F.EVP, General Counsel0IndirectSep 6, 20240
Hansen Carrie E.EVP, Chief Operating Officer0IndirectSep 6, 20240
Mehta MukeshEVP, Chief Information Officer0IndirectSep 6, 20240
Zyla Gary G.EVP, Chief Financial Officer0Sep 6, 20240
Kim MichaelCEO and President0IndirectSep 6, 20240
Minta-Jacobs EsiHR & Digital Product Solutions0Sep 6, 20240
McNatt Joel David JREVP, Investment Solutions0IndirectSep 6, 20240
Wolfsen Natalie GraceEVP, Chief Executive Officer430,734Jun 12, 20230
Hahn JohnSVP, Finance & Reporting (PAO)13,053Feb 9, 20220
Chafkin Jeremiah HVice Chairman306,459IndirectSep 14, 20210

Insider trades

Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.

Insider trades
Filed (ET)Trade dateFiling delayInsiderTransactionSharesAvg priceValueHolding changeFlags
Sep 6, 2024 (view filing)4:07 PM ETSep 51 dayHuatai International Financial Holdings Co Ltd and 2 others10% OwnerSSale−50.9M$35.25−$1.79B−100.0%0 after
Jun 11, 2024 (view filing)Jun 101 dayZyla Gary G.EVP, Chief Financial OfficerSSale−7.79K$34.40−$267.8K−7.7%92.8K after2 lots
Jun 11, 2024 (view filing)Jun 101 dayMinta-Jacobs EsiHR & Digital Product SolutionsSSale−2.53K$34.40−$87.0K−3.6%66.8K after2 lots
Jun 11, 2024 (view filing)Jun 101 dayMehta MukeshEVP, Chief Information OfficerSSale−8.88K$34.40−$305.5K−2.8%304.8K after2 lots
Jun 11, 2024 (view filing)Jun 101 dayMcNatt Joel David JREVP, Investment SolutionsSSale−5.27K$34.40−$181.2K−8.9%53.9K after2 lots
Jun 11, 2024 (view filing)Jun 101 dayKim MichaelCEO and PresidentSSale−9.45K$34.40−$324.9K−2.6%355.3K after2 lots
Jun 11, 2024 (view filing)Jun 101 dayHansen Carrie E.EVP, Chief Operating OfficerSSale−10.6K$34.40−$365.0K−7.3%134.6K after2 lots
Jun 11, 2024 (view filing)Jun 101 dayAngus Ted F.EVP, General CounselSSale−9.63K$34.40−$331.4K−7.8%113.8K after2 lots
Mar 5, 2024 (view filing)Mar 41 dayKim MichaelCEO and PresidentSSale−11.8K$35.18−$416.3K−3.1%364.8K after
Jan 26, 2024 (view filing)Nov 17, 202370 daysLateMcNatt Joel David JREVP, Investment SolutionsSSale−4.00K$25.17−$100.7K−6.6%56.3K after
Dec 7, 2023 (view filing)Dec 61 dayHansen Carrie E.EVP, Chief Operating OfficerSSale−11.5K$26.18−$301.1K−7.3%145.2K after
Jun 15, 2023 (view filing)Jun 141 dayAngus Ted F.EVP, General CounselSSale−7.26K$28.16−$204.6K−5.6%123.4K after
Jun 12, 2023 (view filing)Jun 8-94 daysZyla Gary G.EVP, Chief Financial OfficerSSale−4.17K$29.95−$125.0K−4.0%100.6K after2 lots
Jun 12, 2023 (view filing)Jun 8-94 daysKim MichaelPresident & CCOSSale−6.33K$29.95−$189.5K−1.9%334.3K after2 lots
Jun 12, 2023 (view filing)Jun 8-94 daysWolfsen Natalie GraceEVP, Chief Executive OfficerSSale−8.53K$29.97−$255.8K−1.9%430.7K after2 lots
Jun 12, 2023 (view filing)Jun 8-94 daysHansen Carrie E.EVP, Chief Operating OfficerSSale−4.17K$29.95−$125.0K−2.6%156.7K after2 lots
Jun 12, 2023 (view filing)Jun 8-94 daysMehta MukeshEVP, Chief Information OfficerSSale−4.17K$29.95−$125.0K−1.3%313.7K after2 lots
Jun 12, 2023 (view filing)Jun 8-94 daysAngus Ted F.EVP, General CounselSSale−4.17K$29.95−$125.0K−3.1%130.7K after2 lots
Jun 12, 2023 (view filing)Jun 8-94 daysMcNatt Joel David JREVP, Investment SolutionsSSale−1.76K$29.97−$52.6K−2.8%60.3K after2 lots
Jun 12, 2023 (view filing)Jun 8-94 daysMinta-Jacobs EsiEVP, HR & Project ManagementSSale−1.36K$29.94−$40.6K−1.9%69.3K after2 lots
May 18, 2023 (view filing)May 171 dayAngus Ted F.EVP, General CounselSSale−5.64K$28.12−$158.5K−5.5%97.0K after
May 18, 2023 (view filing)May 171 dayMinta-Jacobs EsiEVP, HR & Project ManagementSSale−6.00K$28.12−$168.7K−9.3%58.6K after
May 10, 2023 (view filing)May 82 daysZyla Gary G.EVP, Chief Financial OfficerSSale−8.96K$26.83−$240.3K−9.1%89.6K after
Mar 7, 2023 (view filing)Mar 61 dayWolfsen Natalie GraceEVP, Chief Executive OfficerSSale−5.54K$31.66−$175.6K−1.3%412.6K after
Mar 7, 2023 (view filing)Mar 61 dayKim MichaelPresident & CCOSSale−4.04K$31.66−$128.0K−5.3%72.5K after
Jul 7, 2022 (view filing)Jun 9-1028 daysMcNatt Joel David JREVP, Investment SolutionsSSale−813$19.64−$16.0K−2.4%32.8K afterAmended2 lots
Jul 7, 2022 (view filing)Jun 9-1028 daysMinta-Jacobs EsiEVP, HR & Project ManagementSSale−813$19.64−$16.0K−1.2%64.6K afterAmended2 lots
Jun 10, 2022 (view filing)Jun 9-101 dayWolfsen Natalie GraceEVP, Chief Executive OfficerSSale−4.61K$19.72−$90.9K−1.1%418.1K afterFrom original2 lots
Jun 10, 2022 (view filing)Jun 9-101 dayKim MichaelPresident & CCOSSale−2.77K$19.67−$54.4K−0.7%373.8K afterFrom original2 lots
Jun 10, 2022 (view filing)Jun 9-101 dayZyla Gary G.EVP, Chief Financial OfficerSSale−2.46K$19.67−$48.4K−2.4%98.6K afterFrom original2 lots
Jun 10, 2022 (view filing)Jun 9-101 dayMehta MukeshEVP, Chief Information OfficerSSale−2.46K$19.67−$48.4K−0.9%280.0K afterFrom original2 lots
Jun 10, 2022 (view filing)Jun 9-101 dayHansen Carrie E.EVP, Chief Operating OfficerSSale−2.46K$19.67−$48.4K−2.0%123.0K afterFrom original2 lots
Jun 10, 2022 (view filing)Jun 9-101 dayAngus Ted F.EVP, General CounselSSale−2.46K$19.67−$48.4K−2.3%102.6K afterFrom original2 lots
Mar 8, 2022 (view filing)Mar 44 daysKim MichaelPresident & CCOSSale−4.11K$22.30−$91.7K−1.2%353.5K after
Mar 8, 2022 (view filing)Mar 44 daysWolfsen Natalie GraceEVP, Chief Executive OfficerSSale−5.08K$22.30−$113.2K−1.3%392.0K after
Feb 9, 2022 (view filing)Jun 10, 2020-Jun 11, 2021609 daysLateHahn JohnSVP, Finance & Reporting (PAO)SSale−37.9K$25.56−$969.5K−74.4%13.1K after9 lots
Nov 12, 2021 (view filing)Nov 10-122 daysMehta MukeshEVP, Chief Information OfficerSSale−30.0K$28.04−$841.1K−10.2%263.1K after3 lots
Sep 14, 2021 (view filing)Sep 13-141 dayChafkin Jeremiah HVice ChairmanSSale−50.0K$26.11−$1.31M−14.0%306.5K after2 lots
Sep 3, 2021 (view filing)Sep 21 dayMehta MukeshEVP, Chief Information OfficerSSale−9.38K$27.06−$253.7K−3.1%293.1K after
Sep 3, 2021 (view filing)Jun 986 daysAngus Ted F.EVP, General CounselSSale−859$25.68−$22.1K−1.0%85.8K afterAmended
Sep 3, 2021 (view filing)Jun 986 daysChafkin Jeremiah HEVP, Chief Investment OfficerSSale−430$25.68−$11.0K−0.1%406.5K afterAmended
Sep 3, 2021 (view filing)Jun 986 daysHansen Carrie E.EVP, Chief Operating OfficerSSale−859$25.68−$22.1K−0.8%106.1K afterAmended
Sep 3, 2021 (view filing)Jun 986 daysKim MichaelEVP, Chief Client OfficerSSale−945$25.68−$24.3K−0.3%357.6K afterAmended
Sep 3, 2021 (view filing)Jun 9-Aug 1986 daysMehta MukeshEVP, Chief Information OfficerSSale−17.2K$27.01−$465.4K−5.4%302.5K afterAmended3 lots
Sep 3, 2021 (view filing)Jun 986 daysMinta-Jacobs EsiEVP, HR & Project ManagementSSale−301$25.68−$7.73K−0.5%55.6K afterAmended
Sep 3, 2021 (view filing)Jun 986 daysWolfsen Natalie GraceEVP, Chief Solutions OfficerSSale−945$25.68−$24.3K−0.2%397.1K afterAmended
Sep 3, 2021 (view filing)Jun 986 daysZyla Gary G.EVP, Chief Financial OfficerSSale−859$25.68−$22.1K−1.0%81.7K afterAmended
Sep 2, 2021 (view filing)May 7-8, 2020483 daysLateMehta MukeshEVP, Chief Information OfficerSSale−20.0K$25.03−$500.5K−5.4%350.1K after2 lots
Aug 13, 2021 (view filing)Aug 112 daysChafkin Jeremiah HEVP, Chief Investment OfficerSSale−50.0K$26.55−$1.33M−12.3%356.9K after