Minta-Jacobs Esi's Form 4 filing
AssetMark Financial Holdings, Inc. (AMK) · filed Jun 12, 2023
- Accession no.
- 0001591587-23-000019
- Filed
- Jun 12, 2023
- Trade date
- Jun 8-9, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $40.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Minta-Jacobs EsiCIK 0001806039 | Officer (EVP, HR & Project Management) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2023 | Common Stock | AGrant or awardAcquired | +12,056 | $0.00 | $0 | 70,652 | Direct | |
| Jun 8, 2023 | Common Stock | SSaleDisposed | −1,057 | $30.04 | −$31,752.28 | 69,595 | Direct | |
| Jun 9, 2023 | Common Stock | SSaleDisposed | −300 | $29.61 | −$8,883 | 69,295 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.