Kim Michael's Form 4 filing
AssetMark Financial Holdings, Inc. (AMK) · filed Jun 12, 2023
- Accession no.
- 0001591587-23-000025
- Filed
- Jun 12, 2023
- Trade date
- Jun 8-9, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $189.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kim MichaelCIK 0001782762 | Officer (President & CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2023 | Common Stock | AGrant or awardAcquired | +18,085 | $0.00 | $0 | 340,635 | Direct | |
| Jun 8, 2023 | Common Stock | SSaleDisposed | −4,979 | $30.04 | −$149,569.16 | 335,656 | Direct | |
| Jun 9, 2023 | Common Stock | SSaleDisposed | −1,348 | $29.61 | −$39,914.28 | 334,308 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2023 | Common Stock | AGrant or awardAcquired | 0 | $0.00 | $0 | 117,057 | Direct | |
| Jun 8, 2023 | Common Stock | AGrant or awardAcquired | +37,955 | $0.00 | $0 | 37,955 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.