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Latest Schedule 13D filings

An investor that buys more than 5% of a company's voting shares and may try to influence it (an activist, a would-be acquirer, a founder or another large holder) must file Schedule 13D within 5 business days, and amend it within 2 business days of any material change. 13D, 13G and Form 144 explained

13D filings

Newest first. The stake is the largest one reported by any member of the filing group; the change is against the same holder's previous filing on the same shares.

Filed in the last 30 days (US Eastern dates).

Schedule 13D filings on Livermore: Jan 4, 2021 to Nov 10, 2026.

Filings
426
Original filings
94
Amendments
332
Companies
332
Filers
330
Schedule 13D filings
CompanyFiled (ET)FilerFormStakeChangeEvent dateFiling
NWTGNewton Golf Company, Inc.Nov 10, 20269:53 PM ETHoge Brett Widneyand 2 others13D/A10.90%724.4K shares+4.20 ppfrom 6.70%Nov 6, 2026SEC
DINOHF Sinclair CorpNov 10, 20269:47 PM ETREH Advisors Inc.13D/A2.70%4.43M shares−2.40 ppfrom 5.10%Below 5%Oct 29, 2026SEC
TXOTXO Partners, L.P.Nov 10, 20269:20 PM ETSimpson Bob R13D/A17.60%9.73M shares+1.40 ppfrom 16.20%Nov 6, 2026SEC
BOOMDMC Global Inc.Nov 10, 20269:03 PM ETSteel Connect LLCand 6 others13D/A4.00%817.2K shares−1.80 ppfrom 5.80%Below 5%Nov 9, 2026SEC
MRCYMercury Systems IncNov 10, 20269:00 PM ETJANA Partners Management, LP13D/A6.40%3.88M shares−0.50 ppfrom 6.90%Nov 10, 2026SEC
TRIBTrinity Biotech PLCNov 10, 20268:00 PM ETPerceptive Advisors LLCand 4 others13D/A9.99%54.1M shares+0.09 ppfrom 9.90%Nov 6, 2026SEC
JAGUJaguar Uranium Corp.Nov 10, 20267:43 PM ETIsoEnergy Ltd.and 1 other13D/A16.10%3.25M shares0.00 ppfrom 16.10%Nov 9, 2026SEC
MXFMexico Fund IncNov 10, 20267:37 PM ETSaba Capital Management, L.P.and 2 others13D/A17.64%2.54M shares+1.04 ppfrom 16.60%Nov 9, 2026SEC
HGTXUHugoton Royalty TrustNov 10, 20267:35 PM ETWandel John P. Jr.13D5.20%2.07M sharesNewOct 30, 2026SEC
GFRGreenfire Resources Ltd.Nov 10, 20266:37 PM ETWaterous Energy Fund III (US) LPand 11 others13D/A72.45%177.0M shares+0.33 ppfrom 72.12%Nov 8, 2026SEC
LRNStride, Inc.Nov 10, 20266:20 PM ETFivespan Partners, LPand 2 others13D5.30%2.24M sharesNewNov 3, 2026SEC
PMAXPowell Max LtdNov 10, 20266:10 PM ETHyperscale Data, Inc.and 6 others13D21.70%610.6K sharesNewNov 2, 2026SEC
CONConcentra Group Holdings Parent, Inc.Nov 10, 20265:45 PM ETOrtenzio Robert A13D/A4.63%5.85M shares−0.57 ppfrom 5.20%Below 5%Nov 6, 2026SEC
CMMBChemomab Therapeutics Ltd.Nov 10, 20265:30 PM ETScipher Medicine Corp13D10.40%74.6M sharesNewNov 3, 2026SEC
MNKTQKeenova Therapeutics plcNov 10, 20264:57 PM ETGoldentree Asset Management LPand 3 others13D/A22.40%8.88M shares+1.10 ppfrom 21.30%Nov 6, 2026SEC
EVMNEvommune, Inc.Nov 10, 20264:45 PM ETRa Capital Management, L.P.and 3 others13D/A8.50%3.49M shares−1.20 ppfrom 9.70%Nov 6, 2026SEC
HERZHerzfeld Credit Income Fund, IncNov 10, 20264:30 PM ETHerzfeld Thomas J13D/A38.16%733.1K shares−1.25 ppfrom 39.41%Nov 6, 2026SEC
HERZHerzfeld Credit Income Fund, IncNov 10, 20264:30 PM ETHerzfeld Erik Mervin13D/A31.83%611.5K shares−1.26 ppfrom 33.09%Nov 6, 2026SEC
AUTLAutolus Therapeutics plcNov 10, 20264:30 PM ETBlackstone Group Inc.and 7 others13D/A7.60%20.5M shares–Nov 6, 2026SEC
FIGSFIGS, Inc.Nov 10, 20264:12 PM ETSpear Catherine Eva13D/A11.20%19.5M shares−3.80 ppfrom 15.00%Nov 9, 2026SEC
VREOFVireo Growth Inc.Nov 10, 20264:05 PM ETChicago Atlantic Credit Opportunities, LLCand 11 others13D/A14.50%7.47M shares–Nov 9, 2026SEC
TACTTransact Technologies IncNov 10, 20263:47 PM ETGillman Charles M13D/A5.10%521.8K shares0.00 ppfrom 5.10%Nov 9, 2026SEC
NMCONuveen Municipal Credit Opportunities FundNov 10, 20263:09 PM ETBank of America Corpand 1 other13D/A50.70%2.05K shares0.00 ppfrom 50.70%Nov 6, 2026SEC
AEONAEON Biopharma, Inc.Nov 10, 202612:12 PM ETDaewoong Co., Ltdand 1 other13D/A30.60%23.2M shares–Oct 30, 2026SEC
Sixth Street Lending PartnersCommon shares of beneficial interest, par value $0.001 per shareNov 10, 202612:00 PM ETPublic Institution for Social Security13D/A6.90%12.5M shares0.00 ppfrom 6.90%Nov 6, 2026SEC
ENHAEnhanced Group Inc.Nov 10, 20268:38 AM ETApeiron Investment Group Ltd.and 3 others13D/A34.30%4.87M shares–Nov 4, 2026SEC
YFORYYForce Inc.Nov 10, 20268:00 AM ETRen Yinan13D/A50.24%3.94M shares+1.91 ppfrom 48.33%Nov 9, 2026SEC
MYIBlackRock Muniyield Quality Fund III, Inc.Nov 9, 20269:59 PM ETToronto Dominion Investments, Inc.and 3 others13D/A100.00%5.88K shares0.00 ppfrom 100.00%Nov 9, 2026SEC
MIYBlackRock Muniyield Michigan Quality Fund, Inc.Nov 9, 20269:51 PM ETToronto Dominion Investments, Inc.and 3 others13D/A100.00%2.32K shares–Nov 9, 2026SEC
MYNBlackRock Muniyield New York Quality Fund, Inc.Nov 9, 20269:49 PM ETToronto Dominion Investments, Inc.and 3 others13D/A39.80%2.01K shares0.00 ppfrom 39.80%Nov 9, 2026SEC
MPABlackRock Muniyield Pennsylvania Quality FundNov 9, 20269:46 PM ETToronto Dominion Investments, Inc.and 3 others13D/A100.00%826 shares–Nov 9, 2026SEC
BHVBlackRock Virginia Municipal Bond TrustNov 9, 20269:40 PM ETToronto Dominion Investments, Inc.and 3 others13D/A100.00%116 shares–Nov 9, 2026SEC
CTRNCiti Trends IncNov 9, 20268:30 PM ETFund 1 Investments, LLC13D/A12.90%1.07M shares−9.00 ppfrom 21.90%Nov 5, 2026SEC
CRMLCritical Metals Corp.Nov 9, 20268:28 PM ETEuropean Lithium Ltd.13D/A0.00%45.5M shares−37.30 ppfrom 37.30%Below 5%Nov 5, 2026SEC
FRHCFreedom Holding Corp.Nov 9, 20267:30 PM ETTurlov Timur R13D/A64.91%41.4M shares0.00 ppfrom 64.91%Nov 5, 2026SEC
ASPEAspen Neuroscience, Inc.Nov 9, 20267:28 PM ETARCH Venture Fund X, L.P.and 12 others13D12.90%3.75M sharesNewNov 2, 2026SEC
Core University Living Real Estate Income TrustCommon shares of beneficial interest, par value $0.01 per shareNov 9, 20267:14 PM ETCS RE Holdings, LLCand 2 others13D/A19.10%2.63M shares−4.41 ppfrom 23.51%Oct 1, 2026SEC
EXELExelixis, Inc.Nov 9, 20267:10 PM ETFarallon Capital Management, L.L.C.and 15 others13D/A4.90%12.0M shares−0.70 ppfrom 5.60%Below 5%Nov 6, 2026SEC
FATEFate Therapeutics IncNov 9, 20267:08 PM ETRedmile Group, LLCand 3 others13D/A14.99%19.2M shares+0.09 ppfrom 14.90%Nov 5, 2026SEC
GAMEGameSquare Holdings, Inc.Nov 9, 20266:49 PM ETCredenza, Inc.13D5.40%979.1K sharesNewOct 26, 2026SEC
LTCHLatch, Inc.Nov 9, 20266:48 PM ETTS Innovation Acquisitions Sponsor, L.L.C.and 4 others13D/A4.20%7.02M shares–Below 5%Jun 4, 2026SEC
SIRISirius XM Holdings Inc.Nov 9, 20266:12 PM ETMalone John C13D/A4.80%16.1M shares−0.70 ppfrom 5.50%Below 5%Nov 6, 2026SEC
MERCMercer International Inc.Nov 9, 20265:57 PM ETRedwood Capital Management, LLCand 4 others13D0.00%0 shares−6.90 ppfrom 6.90%Below 5%Nov 2, 2026SEC
ETDEthan Allen Interiors IncNov 9, 20265:54 PM ETDGB Investment, Inc.and 4 others13D/A5.10%1.27M shares+0.10 ppfrom 5.00%Nov 6, 2026SEC
SUNSSunrise Realty Trust, Inc.Nov 9, 20265:44 PM ETTannenbaum Leonard M13D/A28.50%6.27M shares+1.30 ppfrom 27.20%Nov 5, 2026SEC
CLYMClimb Bio, Inc.Nov 9, 20265:32 PM ETRa Capital Management, L.P.and 4 others13D/A33.00%23.9M shares0.00 ppfrom 33.00%Nov 5, 2026SEC
SLESuper League Enterprise, Inc.Nov 9, 20265:32 PM ETeSports Now LLCand 1 other13D/A9.90%342.1K shares0.00 ppfrom 9.90%Nov 5, 2026SEC
SLESuper League Enterprise, Inc.Nov 9, 20265:30 PM ETEvo Fundand 2 others13D/A9.90%530.7K shares0.00 ppfrom 9.90%Nov 5, 2026SEC
AFCGAdvanced Flower Capital Inc.Nov 9, 20265:20 PM ETTannenbaum Leonard M13D/A32.60%7.31M shares+1.00 ppfrom 31.60%Nov 6, 2026SEC
SLSNSolesence, Inc.Nov 9, 20265:02 PM ETWhitmore Bradford Tand 6 others13D/A70.50%49.8M shares−0.50 ppfrom 71.00%Nov 5, 2026SEC