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Herzfeld Credit Income Fund, Inc

HERZ
Exchange
Nasdaq
SEC CIK
0000880406

No open-market purchases or sales by Herzfeld Credit Income Fund, Inc insiders were filed in the last 90 days; 13 institutions reported holding it in 13F filings for Q2 2026, worth $20.8M in total; no superinvestor holds it.

Holders of 5% or more of HERZ

Holders whose latest Schedule 13D or 13G filing reports 5% or more of Herzfeld Credit Income Fund, Inc, largest stake first. The change is against the holder's previous filing.

Holders of 5% or more of HERZ
HolderLatest formStakeChangeFirst filedLatest filingFiling
Herzfeld Thomas J13D/A38.16%733.1K shares−1.25 ppfrom 39.41%Mar 19, 202129 filingsNov 10, 2026SEC
Herzfeld Erik Mervin13D/A31.83%611.5K shares−1.26 ppfrom 33.09%Mar 19, 202127 filingsNov 10, 2026SEC
Blue Bell Private Wealth Management, LLC13G12.40%823.0K sharesNewFeb 15, 20241 filingFeb 15, 2024SEC
CSS LLC13G5.49%110.8K sharesNewOct 20, 20261 filingOct 20, 2026SEC

Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.

13D and 13G filings

64 Schedule 13D and 13G filings on Herzfeld Credit Income Fund, Inc, newest first, including old-format filings without a stake.

Schedule 13D and 13G filings on HERZ
Filed (ET)FilerFormStakeChangeEvent dateFiling
Nov 10, 20264:30 PM ETHerzfeld Thomas J13D/A38.16%733.1K shares−1.25 ppfrom 39.41%Nov 6, 2026SEC
Nov 10, 20264:30 PM ETHerzfeld Erik Mervin13D/A31.83%611.5K shares−1.26 ppfrom 33.09%Nov 6, 2026SEC
Oct 22, 20265:57 PM ETHerzfeld Thomas J13D/A39.41%757.1K shares−1.18 ppfrom 40.59%Oct 20, 2026SEC
Oct 22, 20265:53 PM ETHerzfeld Erik Mervin13D/A33.09%635.6K shares−1.04 ppfrom 34.13%Oct 20, 2026SEC
Oct 20, 20264:40 PM ETCSS LLC13G5.49%110.8K sharesNewOct 7, 2026SEC
Oct 8, 20264:15 PM ETHerzfeld Thomas J13D/A40.59%820.8K shares−2.76 ppfrom 43.35%Oct 6, 2026SEC
Oct 8, 20264:15 PM ETHerzfeld Erik Mervin13D/A34.13%690.0K shares−3.37 ppfrom 37.50%Oct 6, 2026SEC
Sep 30, 20264:15 PM ETHerzfeld Thomas J13D/A43.35%874.6K shares−1.52 ppfrom 44.87%Sep 28, 2026SEC
Sep 28, 20264:15 PM ETHerzfeld Erik Mervin13D/A37.50%756.7K shares−1.09 ppfrom 38.59%Sep 24, 2026SEC
Apr 20, 20264:56 PM ETHerzfeld Thomas J13D/A44.87%898.8K shares+1.60 ppfrom 43.27%Apr 16, 2026SEC
Apr 20, 20264:50 PM ETHerzfeld Erik Mervin13D/A38.59%773.0K shares+1.02 ppfrom 37.57%Apr 16, 2026SEC
Mar 17, 20264:30 PM ETHerzfeld Erik Mervin13D/A37.57%752.4K shares+1.10 ppfrom 36.47%Mar 13, 2026SEC
Mar 5, 20265:18 PM ETHerzfeld Thomas J13D/A43.27%866.7K shares+1.10 ppfrom 42.17%Mar 3, 2026SEC
Feb 25, 20267:08 PM ETHerzfeld Erik Mervin13D/A36.47%730.5K shares−1.42 ppfrom 37.89%Feb 23, 2026SEC
Feb 25, 20266:20 PM ETHerzfeld Thomas J13D/A42.17%844.8K shares−1.58 ppfrom 43.75%Feb 23, 2026SEC
Feb 10, 20265:04 PM ETHerzfeld Erik Mervin13D/A37.89%7.38M shares−0.06 ppfrom 37.95%Jan 7, 2026SEC
Feb 10, 20265:00 PM ETHerzfeld Thomas J13D/A43.75%8.52M shares−0.44 ppfrom 44.19%Dec 30, 2025SEC
Jan 8, 20265:00 PM ETHerzfeld Erik Mervin13D/A37.95%7.39M shares−1.00 ppfrom 38.95%Jan 7, 2026SEC
Jan 2, 20264:47 PM ETHerzfeld Thomas J13D/A44.19%8.61M shares−1.18 ppfrom 45.37%Dec 30, 2025SEC
Dec 29, 20259:51 AM ETHerzfeld Erik Mervin13D/A38.95%6.26M shares−1.35 ppfrom 40.30%Dec 22, 2025SEC
Dec 22, 20254:15 PM ETHerzfeld Thomas J13D/A45.37%7.29M shares−1.03 ppfrom 46.40%Dec 18, 2025SEC
Dec 16, 20254:00 PM ETHerzfeld Erik Mervin13D/A40.30%6.47M shares−1.01 ppfrom 41.31%Dec 12, 2025SEC
Dec 11, 20255:07 PM ETHerzfeld Thomas J13D/A46.40%7.45M shares−1.20 ppfrom 47.60%Dec 9, 2025SEC
May 14, 202510:28 AM ETMatisse Capital13G/A0.00%0 shares−5.60 ppfrom 5.60%Below 5%Mar 5, 2025SEC
May 13, 20254:45 PM ETHerzfeld Erik Mervin13D/A41.31%6.49M shares+1.17 ppfrom 40.14%May 9, 2025SEC
May 13, 20254:40 PM ETHerzfeld Thomas J13D/A47.60%7.48M shares+1.17 ppfrom 46.43%May 9, 2025SEC
Apr 9, 20255:20 PM ETHerzfeld Erik Mervin13D/A40.14%6.31M shares+1.00 ppfrom 39.14%Apr 7, 2025SEC
Apr 9, 20255:15 PM ETHerzfeld Thomas J13D/A46.43%7.30M shares+1.02 ppfrom 45.41%Apr 7, 2025SEC
Apr 7, 20254:35 PM ETBulldog Investors, LLPand 2 others13G/A0.04%6.72K shares−4.98 ppfrom 5.02%Below 5%Mar 31, 2025SEC
Mar 27, 20255:00 PM ETHerzfeld Thomas J13D/A45.41%7.14M shares+2.34 ppfrom 43.07%Mar 25, 2025SEC
Mar 26, 20255:00 PM ETHerzfeld Erik Mervin13D/A39.14%6.15M shares+2.67 ppfrom 36.47%Mar 24, 2025SEC
Mar 18, 20255:00 PM ETHerzfeld Thomas J13D/A43.07%6.87M shares+1.00 ppfrom 42.07%Mar 14, 2025SEC
Mar 14, 20255:00 PM ETHerzfeld Erik Mervin13D/A36.47%5.73M shares+2.76 ppfrom 33.71%Mar 12, 2025SEC
Mar 14, 20255:00 PM ETHerzfeld Thomas J13D/A42.07%6.71M shares+2.18 ppfrom 39.89%Mar 11, 2025SEC
Mar 13, 20255:00 PM ETHerzfeld Erik Mervin13D/A33.71%5.30M shares+1.09 ppfrom 32.62%Mar 11, 2025SEC
Mar 13, 20255:00 PM ETHerzfeld Thomas J13D/A39.89%6.27M shares+1.10 ppfrom 38.79%Mar 11, 2025SEC
Mar 11, 20255:00 PM ETHerzfeld Thomas J13D/A38.79%6.10M shares+2.94 ppfrom 35.85%Mar 7, 2025SEC
Mar 11, 20255:00 PM ETHerzfeld Erik Mervin13D/A32.62%5.13M shares+3.54 ppfrom 29.08%Mar 7, 2025SEC
Mar 10, 20255:00 PM ETHerzfeld Erik Mervin13D/A29.08%4.57M shares+2.20 ppfrom 26.88%Mar 6, 2025SEC
Mar 10, 20255:00 PM ETHerzfeld Thomas J13D/A35.85%5.64M shares+1.73 ppfrom 34.12%Mar 6, 2025SEC
Mar 6, 20255:00 PM ETHerzfeld Thomas J13D/A34.12%5.36M shares+9.25 ppfrom 24.87%Mar 4, 2025SEC
Mar 6, 20255:00 PM ETHerzfeld Erik Mervin13D/A26.88%4.23M shares–Mar 4, 2025SEC
Feb 7, 20254:05 PM ETBulldog Investors, LLPand 2 others13G5.02%789.8K sharesNewDec 31, 2024SEC
Nov 25, 20245:24 PM ETHerzfeld Thomas J13D/A24.87%3.91M shares–Nov 21, 2024SEC
May 6, 2024Herzfeld Erik Mervin13D/AOld format–––SEC
Mar 27, 2024Herzfeld Thomas J13D/AOld format–––SEC
Feb 15, 202411:09 AM ETBlue Bell Private Wealth Management, LLC13G12.40%823.0K sharesNewDec 31, 2023SEC
Feb 14, 20242:21 PM ETMatisse Capital13G5.60%899.5K sharesNewDec 29, 2023SEC
Dec 29, 2023Herzfeld Thomas J13D/AOld format–––SEC
Dec 29, 2023Herzfeld Erik Mervin13D/AOld format–––SEC

Form 144: proposed insider sales

Notices from officers, directors and other affiliates planning to sell Herzfeld Credit Income Fund, Inc shares.

No Form 144 notices for Herzfeld Credit Income Fund, Inc are on file.