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Livermore
Livermore
ZHEN

Uptown Financial Advisors LLC

SEC CIK
0002066147
Latest filing
Jul 10, 2026

The latest 13F from Uptown Financial Advisors LLC covers Q2 2026 (filed Jul 10, 2026): 77 long positions worth $136.5M. The top 10 holdings make up 61.4% of the portfolio, and the largest is Vanguard Morningstar Growth ETF at 11.8%. Livermore has 7 filings on Form 13F from this institution, going back to Q4 2024.

What changed in Q2 2026

Share counts compared with Q1 2026: how many positions were new, added to, reduced or sold out, and the biggest buys and sells. Dollar amounts are estimated at the quarter-end prices implied by the filing.

Full comparison
New
7
Est. +$1.60M
Added
12
Est. +$644.7K
Reduced
25
Est. −$1.26M
Sold out
0

Top 5 holdings

Share of this quarter's portfolio value

  1. Vanguard Morningstar Growth ETF922908736
    11.8%$16.1M
  2. iShares Core S&P Small Cap ETF464287804
    8.6%$11.8M
  3. Vanguard Morningstar Mid-Cap ETF922908629
    8.2%$11.3M
  4. State Street SPDR Portfolio S&P 500 Value ETF78464A508
    7.3%$9.99M
  5. SPDR Index Shs FDS78463X509
    5.9%$8.08M

Share of portfolio

Top 5 holdings and the other 72 positions, by share of portfolio value

  1. Vanguard Morningstar Growth ETF11.8%
  2. iShares Core S&P Small Cap ETF8.6%
  3. Vanguard Morningstar Mid-Cap ETF8.2%
  4. State Street SPDR Portfolio S&P 500 Value ETF7.3%
  5. SPDR Index Shs FDS5.9%
  6. Other 72 positions58.1%

Biggest buys

New and added positions, by estimated amount bought

  1. PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833
    +$499.7KNew
  2. State Street Utilities Select Sector SPDR ETF81369Y886
    +$396.0KAdded
  3. CATCaterpillar Inc
    +$266.2KNewHistory
  4. TSLATesla, Inc.
    +$214.1KNewHistory
  5. IBMInternational Business Machines Corp
    +$208.9KNewHistory

Largest weight increases

New and added positions, by percentage points of the portfolio gained

  1. PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833
    +0.37 pp0.0% → 0.4%
  2. CATCaterpillar Inc
    +0.20 pp0.0% → 0.2%History
  3. TSLATesla, Inc.
    +0.16 pp0.0% → 0.2%History
  4. IBMInternational Business Machines Corp
    +0.15 pp0.0% → 0.2%History
  5. MIDDMIDDLEBY Corp
    +0.15 pp0.0% → 0.2%History

Biggest sells

Reduced and sold-out positions, by estimated amount sold

  1. Vanguard Morningstar Mid-Cap ETF922908629
    −$167.6KReducedConverted for a 4-for-1 split
  2. Vanguard Morningstar Growth ETF922908736
    −$142.2KReducedConverted for a 6-for-1 split
  3. iShares Inc46434G764
    −$112.1KReduced
  4. iShares Core S&P Small Cap ETF464287804
    −$111.7KReduced
  5. Schwab International Equity ETF808524805
    −$108.0KReduced

Largest weight decreases

Reduced and sold-out positions, by percentage points of the portfolio lost

  1. Vanguard Energy ETF92204A306
    −0.79 pp3.6% → 2.8%
  2. Vanguard Intermediate-Term Bond ETF921937819
    −0.39 pp3.4% → 3.0%
  3. Janus Detroit STR Tr47103U845
    −0.15 pp0.8% → 0.6%
  4. iShares Iboxx $ Investment Grade Corporate Bond ETF464287242
    −0.14 pp1.4% → 1.3%
  5. Vanguard Total International Bond ETF92203J407
    −0.11 pp1.2% → 1.1%

Metrics

13F metrics for Q2 2026, computed only from the numbers in the filings. Definitions below.

Portfolio value
$136.5M
+$12.8M (+10.4%) vs. prior quarter
Positions
77
+7 vs. prior quarter
Top 10 concentration
61.4%
Top 10 as share of value
Turnover
1.0%
Q2 2026, one quarter
Average holding period
6.9 quarters
Weighted by value

How these are calculated

  • Portfolio value: the market value of all long positions in the 13F, as reported at quarter end, excluding options.
  • Top 10 concentration: the combined value of the 10 largest positions as a share of portfolio value.
  • Turnover: the smaller of this quarter's estimated purchases and estimated sales, divided by the average of this and last quarter's portfolio value. Estimates multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares); new positions use this quarter's value and sold-out positions last quarter's. Only positions reported in shares count, and it is not calculated when the previous quarter was not filed.
  • Average holding period: how many consecutive quarters each current position has been held (including this one; a quarter without the position or without a filing starts the count over), weighted by this quarter's value. Counting starts with the first 13F in Livermore (Q4 2024), so positions held before then are understated.

13F filings by quarter

7 quarters, going back to Q4 2024. Bars show each quarter's 13F portfolio value; quarters without a filing are left blank.

Peak $136.5M (Q2 2026)

Q4 2024: $92.7MQ1 2025: $96.8MQ2 2025: $107.6MQ3 2025: $113.8MQ4 2025: $117.4MQ1 2026: $123.6MQ2 2026: $136.5M
Q4 2024Q2 2026
13F filings of Uptown Financial Advisors LLC by quarter
QuarterFiledPositionsValueTop 3 holdingsChangesFiling
Q2 2026Jul 10, 202677$136.5MVanguard Morningstar Growth ETFiShares Core S&P Small Cap ETFVanguard Morningstar Mid-Cap ETFvs. Q1 2026SEC
Q1 2026Apr 13, 202670$123.6MVanguard Morningstar Growth ETFVanguard Morningstar Mid-Cap ETFiShares Core S&P Small Cap ETFvs. Q4 2025SEC
Q4 2025Jan 23, 202674$117.4MVanguard Morningstar Growth ETFVanguard Morningstar Mid-Cap ETFiShares Core S&P Small Cap ETFvs. Q3 2025SEC
Q3 2025Oct 15, 202570$113.8MVanguard Morningstar Growth ETFVanguard Morningstar Mid-Cap ETFiShares Core S&P Small Cap ETFvs. Q2 2025SEC
Q2 2025Jul 10, 202570$107.6MVanguard Morningstar Growth ETFVanguard Morningstar Mid-Cap ETFiShares Core S&P Small Cap ETFvs. Q1 2025SEC
Q1 2025May 6, 202569$96.8MVanguard Morningstar Growth ETFVanguard Morningstar Mid-Cap ETFiShares Core S&P Small Cap ETFvs. Q4 2024SEC
Q4 2024Apr 29, 202565$92.7MVanguard Morningstar Growth ETFVanguard Morningstar Mid-Cap ETFiShares Core S&P Small Cap ETF–SEC