Modern Wealth Management, LLC
- SEC CIK
- 0002001900
- Latest filing
- Aug 13, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed May 30, 2025. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 435
- +31 vs. Q2 2024
- Portfolio value
- $1.63B
- +$275.6M (+20.3%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 1,051,464 | $106.5M | 6.5% | +13,432+1.3% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 215,001 | $104.9M | 6.4% | −14,968−6.5% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 143,784 | $82.5M | 5.1% | −8,276−5.4% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 808,492 | $77.4M | 4.7% | −94,571−10.5% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 850,234 | $71.1M | 4.4% | +842,161+10,431.8% | Added | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 737,848 | $67.8M | 4.2% | −31,192−4.1% | Reduced | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 857,772 | $60.1M | 3.7% | −28,323−3.2% | Reduced | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 864,492 | $50.0M | 3.1% | +421,701+95.2% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 754,849 | $39.9M | 2.4% | +423,134+127.6% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 72,791 | $38.4M | 2.4% | +495+0.7% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 164,798 | $29.5M | 1.8% | +2,325+1.4% | Added | – |
| AAPLApple Inc. | Stock | 103,983 | $24.2M | 1.5% | +1,724+1.7% | Added | History |
| Vanguard Scottsdale FDS92206C730 | VNG RUS1000IDX | 92,454 | $24.0M | 1.5% | +1,025+1.1% | Added | – |
| WisdomTree Tr97717W380 | INTRST RATE HDGE | 1,029,233 | $23.1M | 1.4% | +94,283+10.1% | Added | – |
| T Rowe Price Exchange-Traded87283Q867 | CAP APPRECIATION | 684,930 | $22.8M | 1.4% | +4,271+0.6% | Added | – |
| American Centy ETF Tr025072232 | AVANTIS ALL EQT | 218,092 | $20.5M | 1.3% | +218,092 | New | – |
| iShares Core S&P 500 ETF464287200 | ETF | 32,341 | $18.7M | 1.1% | −160.0% | Reduced | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 218,158 | $18.1M | 1.1% | +8,686+4.1% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 39,066 | $18.0M | 1.1% | +30,707+367.4% | Added | History |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 345,718 | $17.6M | 1.1% | +106,411+44.5% | Added | – |
| Pacer US Small Cap Cash Cows ETF69374H857 | ETF | 367,003 | $17.1M | 1.0% | +367,003 | New | – |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 379,595 | $15.6M | 1.0% | +903+0.2% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 53,853 | $15.2M | 0.9% | +3,619+7.2% | Added | – |
| iShares Tr46434V274 | INTL EQTY FACTOR | 481,179 | $15.1M | 0.9% | +481,179 | New | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 456,252 | $13.8M | 0.8% | +456,252 | New | – |
| MSFTMicrosoft Corp | Stock | 31,979 | $13.8M | 0.8% | +3,167+11.0% | Added | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 145,350 | $13.3M | 0.8% | −21,447−12.9% | Reduced | – |
| iShares Tr46434V266 | INTERNATIONAL SL | 350,420 | $12.4M | 0.8% | +350,420 | New | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 256,137 | $11.7M | 0.7% | +1,297+0.5% | Added | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 450,484 | $11.5M | 0.7% | +40,578+9.9% | Added | – |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 448,408 | $11.4M | 0.7% | +21,233+5.0% | Added | History |
| American Centy ETF Tr025072349 | US LARGE CAP VLU | 165,724 | $10.9M | 0.7% | +4,076+2.5% | Added | – |
| iShares Tr464287572 | GLOBAL 100 ETF | 104,987 | $10.4M | 0.6% | +6,227+6.3% | Added | – |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 198,571 | $10.2M | 0.6% | +198,571 | New | – |
| ETF Opportunities Trust26923N678 | IDX DYNAMIC INNO | 351,043 | $9.86M | 0.6% | +2,975+0.9% | Added | – |
| First Tr Exch Traded FD III33739P103 | LNG/SHT EQUITY | 142,220 | $9.03M | 0.6% | +6,592+4.9% | Added | – |
| iShares Tr464287721 | U.S. TECH ETF | 57,822 | $8.77M | 0.5% | +399+0.7% | Added | – |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 154,819 | $8.76M | 0.5% | −9,371−5.7% | Reduced | – |
| Schwab Charles Family FD808515530 | AMT TAX FREE MNY | 8,366,505 | $8.37M | 0.5% | +7,440,180+803.2% | Added | – |
| FSKFS KKR Capital Corp | COM | 395,838 | $7.81M | 0.5% | −3,633−0.9% | Reduced | History |
| PGProcter & Gamble Co | Stock | 43,695 | $7.57M | 0.5% | +420+1.0% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 64,394 | $7.55M | 0.5% | +12,830+24.9% | Added | History |
| NVDANVIDIA Corp | Stock | 60,825 | $7.39M | 0.5% | +4,613+8.2% | Added | History |
| Pacer FDS Tr69374H667 | US CHS CWS GWT | 159,823 | $7.37M | 0.5% | −1,191−0.7% | Reduced | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 87,671 | $7.29M | 0.4% | +5,104+6.2% | Added | – |
| iShares Tr46435G326 | CORE MSCI INTL | 100,273 | $7.10M | 0.4% | +42,388+73.2% | Added | – |
| LLYEli Lilly & Co | Stock | 7,966 | $7.06M | 0.4% | +679+9.3% | Added | History |
| Global X FDS37954Y657 | US PFD ETF | 320,757 | $6.67M | 0.4% | +320,757 | New | – |
| AMZNAmazon Com Inc | Stock | 35,054 | $6.53M | 0.4% | +1,535+4.6% | Added | History |
| IAUiShares Gold Trust | ETF | 126,883 | $6.31M | 0.4% | +921+0.7% | Added | History |
| iShares Tr464288521 | CRE U S REIT ETF | 95,244 | $5.86M | 0.4% | −3,003−3.1% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 29,115 | $5.75M | 0.4% | +570+2.0% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 26,999 | $5.69M | 0.3% | +1,197+4.6% | Added | History |
| Pacer FDS Tr69374H709 | GLOBL CASH ETF | 154,436 | $5.64M | 0.3% | +154,436 | New | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 239,135 | $5.61M | 0.3% | +55,282+30.1% | Added | – |
| GOOGLAlphabet Inc. | Stock | 33,603 | $5.57M | 0.3% | +1,111+3.4% | Added | History |
| WisdomTree Tr97717W547 | US VALUE FD | 68,827 | $5.51M | 0.3% | +68,827 | New | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 30,449 | $5.46M | 0.3% | +4,223+16.1% | Added | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 56,141 | $5.44M | 0.3% | +56,141 | New | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 71,464 | $5.37M | 0.3% | −100−0.1% | Reduced | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 58,014 | $5.30M | 0.3% | −256−0.4% | Reduced | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 50,056 | $4.91M | 0.3% | +7,447+17.5% | Added | – |
| HDHome Depot, Inc. | Stock | 12,043 | $4.88M | 0.3% | +1,131+10.4% | Added | History |
| Pacer Developed Markets International Cash Cows 100 ETF69374H873 | ETF | 147,245 | $4.66M | 0.3% | +147,245 | New | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 16,565 | $4.37M | 0.3% | +9,615+138.3% | Added | – |
| ESIElement Solutions Inc | COM | 151,351 | $4.11M | 0.3% | +151,351 | New | History |
| iShares Broad Usd Investment Grade Corporate Bond ETF464288620 | ETF | 77,166 | $4.06M | 0.2% | +16,699+27.6% | Added | – |
| iShares Tr464288588 | MBS ETF | 42,249 | $4.05M | 0.2% | +7,230+20.6% | Added | – |
| COSTCostco Wholesale Corp | Stock | 4,453 | $3.95M | 0.2% | +83+1.9% | Added | History |
| JNJJohnson & Johnson | Stock | 24,242 | $3.93M | 0.2% | +1,743+7.7% | Added | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 38,497 | $3.78M | 0.2% | +10,044+35.3% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 6,451 | $3.77M | 0.2% | +382+6.3% | Added | History |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 35,907 | $3.76M | 0.2% | +35,907 | New | – |
| CVXChevron Corp | Stock | 25,422 | $3.74M | 0.2% | +2,964+13.2% | Added | History |
| iShares Tr464287150 | CORE S&P TTL STK | 29,407 | $3.69M | 0.2% | +2,995+11.3% | Added | – |
| AVGOBroadcom Inc. | Stock | 20,951 | $3.61M | 0.2% | +1,591+8.2% | AddedConverted for a 10-for-1 split | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 30,832 | $3.60M | 0.2% | +197+0.6% | Added | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 70,200 | $3.58M | 0.2% | −2,890−4.0% | Reduced | – |
| CATCaterpillar Inc | Stock | 8,847 | $3.46M | 0.2% | +1,124+14.6% | Added | History |
| ProShares Tr74347B680 | S&P MDCP 400 DIV | 42,225 | $3.45M | 0.2% | +3,956+10.3% | Added | – |
| Schwab Strategic Tr808524672 | INTERNL DIVID | 131,889 | $3.45M | 0.2% | +131,889 | New | – |
| TMOThermo Fisher Scientific Inc. | Stock | 5,490 | $3.40M | 0.2% | +422+8.3% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 14,910 | $3.37M | 0.2% | +2,372+18.9% | Added | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 71,372 | $3.36M | 0.2% | +15,128+26.9% | Added | – |
| MSIMotorola Solutions, Inc. | Stock | 7,421 | $3.34M | 0.2% | +42+0.6% | Added | History |
| WMTWalmart Inc. | Stock | 39,613 | $3.20M | 0.2% | +5,385+15.7% | Added | History |
| METAMeta Platforms, Inc. | Stock | 5,384 | $3.08M | 0.2% | +242+4.7% | Added | History |
| Capital Group Dividend Value14020W106 | SHS CREAT UNIT | 80,566 | $2.94M | 0.2% | +4,938+6.5% | Added | – |
| BRBroadridge Financial Solutions, Inc. | Stock | 13,493 | $2.90M | 0.2% | +7+0.1% | Added | History |
| PECOPhillips Edison & Company, Inc. | COMMON STOCK | 76,223 | $2.87M | 0.2% | −7,200−8.6% | Reduced | History |
| ADBEAdobe Inc. | Stock | 5,431 | $2.81M | 0.2% | +333+6.5% | Added | History |
| GOOGAlphabet Inc. | Stock | 16,182 | $2.71M | 0.2% | +1,954+13.7% | Added | History |
| iShares Tr464287739 | U.S. REAL ES ETF | 26,525 | $2.70M | 0.2% | +668+2.6% | Added | – |
| AHRAmerican Healthcare REIT, Inc. | COM SHS | 99,637 | $2.60M | 0.2% | +99,637 | New | History |
| MCDMcDonalds Corp | Stock | 8,443 | $2.57M | 0.2% | +41+0.5% | Added | History |
| CMECME Group Inc. | COM | 11,490 | $2.54M | 0.2% | +61+0.5% | Added | History |
| CDWCDW Corp | COM | 10,363 | $2.35M | 0.1% | +586+6.0% | Added | History |
| ZTSZoetis Inc. | Stock | 11,846 | $2.31M | 0.1% | +839+7.6% | Added | History |
| TGTTarget Corp | Stock | 14,627 | $2.28M | 0.1% | +1,207+9.0% | Added | History |
| TSLATesla, Inc. | Stock | 8,695 | $2.27M | 0.1% | +745+9.4% | Added | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $152.1K | – |
Sold out since Q2 2024 (36)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 76,178 | $40.8M | 3.0% | History |
| American Centy ETF Tr025072877 | US SML CP VALU | 194,295 | $17.4M | 1.3% | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 27,690 | $1.65M | 0.1% | – |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 59,620 | $742.9K | 0.1% | History |
| MVTBlackRock Munivest Fund II, Inc. | COM | 60,000 | $663.0K | <0.1% | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 7,088 | $510.8K | <0.1% | – |
| NMCONuveen Municipal Credit Opportunities Fund | COM | 45,000 | $496.4K | <0.1% | History |
| MYDBlackRock Muniyield Fund, Inc. | COM | 40,000 | $434.0K | <0.1% | History |
| USBUS Bancorp DE | COM NEW | 10,701 | $424.8K | <0.1% | History |
| BKNBlackRock Investment Quality Municipal Trust, Inc. | COM | 35,000 | $418.9K | <0.1% | History |
| SNOWSnowflake Inc. | Stock | 3,084 | $416.6K | <0.1% | History |
| CVSCVS Health Corp | Stock | 6,915 | $408.4K | <0.1% | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 21,969 | $356.3K | <0.1% | History |
| Bondbloxx ETF Trust09789C788 | BLOOMBERG SIX MN | 6,870 | $345.4K | <0.1% | – |
| TKRTimken Co | COM | 4,173 | $334.5K | <0.1% | History |
| CPRICapri Holdings Ltd | SHS | 10,013 | $331.2K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q217 | BETABULDRS JAPAN | 5,718 | $322.7K | <0.1% | – |
| RFMZRiverNorth Flexible Municipal Income Fund II, Inc. | COM | 22,000 | $311.1K | <0.1% | History |
| MMUWestern Asset Managed Municipals Fund Inc. | COM | 30,000 | $310.5K | <0.1% | History |
| BFKBlackRock Municipal Income Trust | SH BEN INT | 30,000 | $306.3K | <0.1% | History |
| MUEBlackRock Muniholdings Quality Fund II, Inc. | COM | 30,000 | $306.0K | <0.1% | History |
| PMLPIMCO Municipal Income Fund II | COM | 35,000 | $298.6K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J619 | RUSL 1000 DYNM | 5,532 | $290.4K | <0.1% | – |
| iShares Tr464289859 | CORE 80 20 ETF | 3,693 | $276.2K | <0.1% | – |
| iShares Tr46434V803 | HDG MSCI EAFE | 7,542 | $268.2K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 12,051 | $241.0K | <0.1% | – |
| BABoeing Co | Stock | 1,322 | $240.6K | <0.1% | History |
| PMXPIMCO Municipal Income Fund III | COM | 30,000 | $236.4K | <0.1% | History |
| RBARB Global Inc. | COM | 2,719 | $207.6K | <0.1% | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 3,980 | $200.9K | <0.1% | – |
| MIOPioneer Municipal High Income Opportunities Fund, Inc. | COMMON STOCK | 15,705 | $183.0K | <0.1% | History |
| PMFPIMCO Municipal Income Fund | COM | 18,000 | $165.1K | <0.1% | History |
| RFMRiverNorth Flexible Municipal Income Fund, Inc. | COM | 10,000 | $161.9K | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 38,065 | $122.6K | <0.1% | – |
| SIRISirius XM Holdings Inc. | COM | 14,377 | $40.7K | <0.1% | History |
| DLTHDuluth Holdings Inc. | COM CL B | 10,000 | $36.9K | <0.1% | History |