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Wealth Effects LLC

SEC CIK
0001907254
Latest filing
Aug 6, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Jan 29, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
227
+30 vs. Q3 2023
Portfolio value
$266.0M
+$63.5M (+31.3%) vs. Q3 2023
Filed
Jan 29, 2024
SEC
Holdings of Wealth Effects LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR2,416,326$34.1M12.8%+7,037+0.3%AddedHistory
AAPLApple Inc.Stock95,838$18.5M6.9%+5,779+6.4%AddedHistory
NVDANVIDIA CorpStock24,746$12.3M4.6%+825+3.4%AddedHistory
AMZNAmazon Com IncStock62,638$9.52M3.6%+5,375+9.4%AddedHistory
MSFTMicrosoft CorpStock20,792$7.82M2.9%+572+2.8%AddedHistory
ADBEAdobe Inc.Stock10,532$6.28M2.4%+10,532NewHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF26,438$6.27M2.4%−429−1.6%Reduced–
JPMJPMorgan Chase & CoStock32,350$5.50M2.1%+2,478+8.3%AddedHistory
GOOGLAlphabet Inc.Stock36,070$5.04M1.9%+3,180+9.7%AddedHistory
ARWRArrowhead Pharmaceuticals, Inc.COM161,850$4.95M1.9%−2,900−1.8%ReducedHistory
METAMeta Platforms, Inc.Stock12,730$4.51M1.7%−996−7.3%ReducedHistory
TTDTrade Desk, Inc.Stock56,718$4.08M1.5%+6,373+12.7%AddedHistory
MPCMarathon Petroleum CorpStock23,500$3.49M1.3%+23,500NewHistory
BXBlackstone Inc.COM26,147$3.42M1.3%−1,928−6.9%ReducedHistory
iShares Core S&P 500 ETF464287200ETF5,481$2.62M1.0%+251+4.8%Added–
CVXChevron CorpStock16,995$2.54M1.0%+5,026+42.0%AddedHistory
BABoeing CoStock9,614$2.51M0.9%+1,366+16.6%AddedHistory
SSentinelOne, Inc.CL A82,690$2.27M0.9%+2,600+3.2%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM38,412$2.11M0.8%+2,078+5.7%Added–
IBMInternational Business Machines CorpStock12,192$1.99M0.7%+3,065+33.6%AddedHistory
URIUnited Rentals, Inc.COM3,415$1.96M0.7%00.0%UnchangedHistory
BRK.BBerkshire Hathaway IncStock5,340$1.90M0.7%+618+13.1%AddedHistory
ABBVAbbVie Inc.Stock12,121$1.88M0.7%+140+1.2%AddedHistory
GISGeneral Mills IncStock28,199$1.84M0.7%+5,030+21.7%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF34,507$1.78M0.7%+765+2.3%Added–
LLYEli Lilly & CoStock2,991$1.74M0.7%+841+39.1%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF5,596$1.74M0.7%+40+0.7%Added–
DOCNDigitalOcean Holdings, Inc.COM46,365$1.70M0.6%+10,820+30.4%AddedHistory
VZVerizon Communications IncStock44,982$1.70M0.6%+6,503+16.9%AddedHistory
iShares Tr464287150CORE S&P TTL STK16,089$1.69M0.6%−3,653−18.5%Reduced–
TSLATesla, Inc.Stock6,699$1.66M0.6%+51+0.8%AddedHistory
PFEPfizer IncStock57,321$1.65M0.6%+828+1.5%AddedHistory
MRKMerck & Co., Inc.Stock15,097$1.65M0.6%−444−2.9%ReducedHistory
JNJJohnson & JohnsonStock10,393$1.63M0.6%+377+3.8%AddedHistory
UNHUnitedHealth Group IncStock2,971$1.56M0.6%+53+1.8%AddedHistory
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF30,227$1.51M0.6%+5,677+23.1%Added–
AMDAdvanced Micro Devices IncStock10,167$1.50M0.6%+1,334+15.1%AddedHistory
Invesco QQQ Trust Series I46090E103ETF3,643$1.49M0.6%+398+12.3%Added–
CVSCVS Health CorpStock18,552$1.46M0.6%−325−1.7%ReducedHistory
PGProcter & Gamble CoStock9,880$1.45M0.5%+15+0.2%AddedHistory
Vanguard S&P 500 ETF922908363ETF3,308$1.45M0.5%+24+0.7%Added–
EXPEagle Materials IncCOM7,100$1.44M0.5%−125−1.7%ReducedHistory
NVONovo Nordisk A SADR13,518$1.40M0.5%+7,937+142.2%AddedHistory
BMYBristol Myers Squibb CoStock27,176$1.39M0.5%+15,371+130.2%AddedHistory
INDIindie Semiconductor, Inc.CLASS A COM171,000$1.39M0.5%−5,300−3.0%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF4,951$1.37M0.5%−370−7.0%Reduced–
PIImpinj IncCOM14,995$1.35M0.5%+2,100+16.3%AddedHistory
Global X FDS37954Y483NASDAQ 100 COVER77,267$1.34M0.5%+1,192+1.6%Added–
VVisa Inc.Stock4,991$1.30M0.5%−30−0.6%ReducedHistory
GOOGAlphabet Inc.Stock9,087$1.28M0.5%+1,100+13.8%AddedHistory
ENVXEnovix CorpCOM101,750$1.27M0.5%+3,799+3.9%AddedHistory
XOMExxonMobil Holdings CorpCOM12,195$1.22M0.5%+4,473+57.9%AddedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT25,170$1.22M0.5%−11,428−31.2%Reduced–
ESTCElastic N.V.ORD SHS10,655$1.20M0.5%−20.0%ReducedHistory
INTCIntel CorpStock22,565$1.13M0.4%+3,600+19.0%AddedHistory
AMTAmerican Tower CorpREIT5,187$1.12M0.4%+86+1.7%AddedHistory
GNRCGenerac Holdings Inc.Stock8,594$1.11M0.4%+305+3.7%AddedHistory
iShares S&P 500 Value ETF464287408ETF5,982$1.04M0.4%00.0%Unchanged–
Strategy Shs86280R803DAY HAGAN SMART28,524$1.02M0.4%+28,524New–
UTGReaves Utility Income FundCOM SH BEN INT37,943$1.01M0.4%+37,943NewHistory
HDHome Depot, Inc.Stock2,904$1.01M0.4%+241+9.0%AddedHistory
SPYSPDR S&P 500 ETF TrustETF2,063$980.8K0.4%+1,083+110.5%AddedHistory
BACBank of America CorpStock29,042$977.9K0.4%−1,024−3.4%ReducedHistory
DDD3D Systems CorpCOM NEW150,025$952.7K0.4%+900+0.6%AddedHistory
CATCaterpillar IncStock3,208$948.5K0.4%−39−1.2%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD11,730$907.5K0.3%−386−3.2%Reduced–
State Street Energy Select Sector SPDR ETF81369Y506ETF10,703$897.3K0.3%+7,255+210.4%Added–
iShares Core S&P Small Cap ETF464287804ETF8,275$895.7K0.3%+1,529+22.7%Added–
COSTCostco Wholesale CorpStock1,324$874.2K0.3%+415+45.7%AddedHistory
XAIRBeyond Air, Inc.COM444,000$870.2K0.3%+96,150+27.6%AddedHistory
ARK Innovation ETF00214Q104ETF15,640$819.1K0.3%+860+5.8%Added–
CMCSAComcast CorpStock18,624$816.7K0.3%−300−1.6%ReducedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF12,464$809.3K0.3%−341−2.7%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF4,684$798.1K0.3%+2,388+104.0%Added–
WMTWalmart Inc.Stock5,002$788.5K0.3%+300+6.4%AddedHistory
AMGNAmgen IncStock2,708$779.8K0.3%+10.0%AddedHistory
THWabrdn World Healthcare FundBEN INT SHS66,250$773.1K0.3%+3,850+6.2%AddedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM62,540$762.4K0.3%−1,389−2.2%ReducedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF7,965$761.9K0.3%+30.0%Added–
BSTBlackRock Science & Technology TrustSHS22,391$753.7K0.3%+47+0.2%AddedHistory
DVNDevon Energy CorpStock16,606$752.3K0.3%+1,122+7.2%AddedHistory
FSKFS KKR Capital CorpCOM37,450$747.9K0.3%+50+0.1%AddedHistory
AVGOBroadcom Inc.Stock667$745.0K0.3%+102+18.1%AddedHistory
ORCLOracle CorpStock7,065$744.9K0.3%+1,060+17.7%AddedHistory
ABTAbbott LaboratoriesStock6,736$741.5K0.3%−265−3.8%ReducedHistory
iShares Core Dividend Growth ETF46434V621ETF13,441$723.4K0.3%+5,999+80.6%Added–
SBCFSeacoast Banking Corp of FloridaCOM NEW24,800$705.8K0.3%+3,000+13.8%AddedHistory
SHOPShopify Inc.Stock8,975$699.2K0.3%−1,045−10.4%ReducedHistory
RTXRTX CorpStock8,103$681.8K0.3%+730+9.9%AddedHistory
DLHCDLH Holdings Corp.COM42,700$672.5K0.3%−700−1.6%ReducedHistory
OGNOrganon & Co.Stock46,477$670.2K0.3%+13,843+42.4%AddedHistory
PBIPitney Bowes IncCOM151,351$665.9K0.3%−7,287−4.6%ReducedHistory
GLDSPDR Gold TrustETF3,481$665.4K0.3%+3,481NewHistory
FSLYFastly, Inc.CL A36,431$648.5K0.2%−250−0.7%ReducedHistory
Vanguard Real Estate ETF922908553ETF7,133$630.3K0.2%−249−3.4%Reduced–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF8,696$626.4K0.2%+2,673+44.4%Added–
AMATApplied Materials IncStock3,820$619.1K0.2%+1,420+59.2%AddedHistory
PEPPepsiCo IncStock3,583$608.6K0.2%−43−1.2%ReducedHistory
Alps ETF Tr00162Q452ALERIAN MLP13,395$569.6K0.2%+295+2.3%Added–
First Tr Exchange-Traded FD33733B100WTR ETF5,776$547.6K0.2%−10−0.2%Reduced–

Sold out since Q3 2023 (14)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Wealth Effects LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
PXDPioneer Natural Resources CoCOM2,302$528.4K0.3%History
ALBAlbemarle CorpStock1,300$221.1K0.1%History
Innovator ETFs Trust45783Y541EQUITY DEF PROTN9,035$220.6K0.1%–
MRNAModerna, Inc.Stock2,106$217.5K0.1%History
VanEck ETF Trust92189F700AGRIBUSINESS ETF2,644$208.1K0.1%–
KMIKinder Morgan, Inc.Stock12,468$206.7K0.1%History
DUKDuke Energy CORPStock2,315$204.3K0.1%History
PMDPsychemedics CorpCOM NEW40,701$161.6K0.1%History
KEYKeycorpCOM14,964$161.0K0.1%History
Flagstar Bank, National Association649445103COM10,000$113.4K0.1%–
TVRDTvardi Therapeutics, Inc.COM14,000$23.5K<0.1%History
AMLIFAmerican Lithium Corp.COM10,000$14.3K<0.1%History
AMRNAmarin Corp PLCSPONS ADR NEW12,599$11.6K<0.1%History
Pieris Pharmaceuticals Inc720795103COM11,700$3.49K<0.1%–