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Wealth Effects LLC

SEC CIK
0001907254
Latest filing
Aug 6, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 16, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
197
−5 vs. Q2 2023
Portfolio value
$202.5M
−$24.4M (−10.8%) vs. Q2 2023
Filed
Oct 16, 2023
SEC
Holdings of Wealth Effects LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR2,409,289$24.8M12.3%+40,200+1.7%AddedHistory
AAPLApple Inc.Stock90,059$15.4M7.6%−2,677−2.9%ReducedHistory
NVDANVIDIA CorpStock23,921$10.4M5.1%−704−2.9%ReducedHistory
AMZNAmazon Com IncStock57,263$7.28M3.6%−711−1.2%ReducedHistory
MSFTMicrosoft CorpStock20,220$6.38M3.2%−404−2.0%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF26,867$5.71M2.8%+501+1.9%Added–
ARWRArrowhead Pharmaceuticals, Inc.COM164,750$4.43M2.2%+700+0.4%AddedHistory
JPMJPMorgan Chase & CoStock29,872$4.33M2.1%−297−1.0%ReducedHistory
GOOGLAlphabet Inc.Stock32,890$4.30M2.1%+150+0.5%AddedHistory
METAMeta Platforms, Inc.Stock13,726$4.12M2.0%+11,656+563.1%AddedHistory
TTDTrade Desk, Inc.Stock50,345$3.93M1.9%+3,075+6.5%AddedHistory
BXBlackstone Inc.COM28,075$3.01M1.5%−221−0.8%ReducedHistory
iShares Core S&P 500 ETF464287200ETF5,230$2.25M1.1%+32+0.6%Added–
CVXChevron CorpStock11,969$2.02M1.0%−33−0.3%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM36,334$1.95M1.0%+3,172+9.6%Added–
PFEPfizer IncStock56,493$1.87M0.9%+3,663+6.9%AddedHistory
iShares Tr464287150CORE S&P TTL STK19,742$1.86M0.9%+36+0.2%Added–
ABBVAbbVie Inc.Stock11,981$1.79M0.9%−49−0.4%ReducedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT36,598$1.73M0.9%−6,485−15.1%Reduced–
TSLATesla, Inc.Stock6,648$1.66M0.8%−465−6.5%ReducedHistory
BRK.BBerkshire Hathaway IncStock4,722$1.65M0.8%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock15,541$1.60M0.8%−585−3.6%ReducedHistory
BABoeing CoStock8,248$1.58M0.8%+318+4.0%AddedHistory
JNJJohnson & JohnsonStock10,016$1.56M0.8%−40.0%ReducedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF33,742$1.55M0.8%+100.0%Added–
URIUnited Rentals, Inc.COM3,415$1.52M0.7%−725−17.5%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF5,556$1.51M0.7%+132+2.4%Added–
GISGeneral Mills IncStock23,169$1.48M0.7%+5,920+34.3%AddedHistory
UNHUnitedHealth Group IncStock2,918$1.47M0.7%−55−1.8%ReducedHistory
PGProcter & Gamble CoStock9,865$1.44M0.7%+36+0.4%AddedHistory
SSentinelOne, Inc.CL A80,090$1.35M0.7%+6,890+9.4%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF5,321$1.33M0.7%00.0%Unchanged–
CVSCVS Health CorpStock18,877$1.32M0.7%−275−1.4%ReducedHistory
Vanguard S&P 500 ETF922908363ETF3,284$1.29M0.6%+124+3.9%Added–
IBMInternational Business Machines CorpStock9,127$1.28M0.6%−1,071−10.5%ReducedHistory
Global X FDS37954Y483NASDAQ 100 COVER76,075$1.28M0.6%+91+0.1%Added–
VZVerizon Communications IncStock38,479$1.25M0.6%−3,333−8.0%ReducedHistory
ENVXEnovix CorpCOM97,951$1.23M0.6%+15,500+18.8%AddedHistory
EXPEagle Materials IncCOM7,225$1.20M0.6%−101−1.4%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF3,245$1.16M0.6%00.0%Unchanged–
VVisa Inc.Stock5,021$1.15M0.6%+7+0.1%AddedHistory
LLYEli Lilly & CoStock2,150$1.15M0.6%+830+62.9%AddedHistory
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF24,550$1.15M0.6%+6,660+37.2%Added–
INDIindie Semiconductor, Inc.CLASS A COM176,300$1.11M0.5%−14,301−7.5%ReducedHistory
GOOGAlphabet Inc.Stock7,987$1.05M0.5%−400−4.8%ReducedHistory
iShares S&P 500 Value ETF464287408ETF5,982$920.3K0.5%00.0%Unchanged–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD12,116$910.5K0.4%−600−4.7%Reduced–
AMDAdvanced Micro Devices IncStock8,833$908.2K0.4%−1,090−11.0%ReducedHistory
XOMExxonMobil Holdings CorpCOM7,722$908.0K0.4%−2,099−21.4%ReducedHistory
GNRCGenerac Holdings Inc.Stock8,289$903.2K0.4%+2,010+32.0%AddedHistory
CATCaterpillar IncStock3,247$886.4K0.4%+18+0.6%AddedHistory
ESTCElastic N.V.ORD SHS10,657$865.8K0.4%+1,115+11.7%AddedHistory
DOCNDigitalOcean Holdings, Inc.COM35,545$854.1K0.4%+7,790+28.1%AddedHistory
CMCSAComcast CorpStock18,924$839.1K0.4%−496−2.6%ReducedHistory
AMTAmerican Tower CorpREIT5,101$838.9K0.4%−115−2.2%ReducedHistory
BACBank of America CorpStock30,066$823.2K0.4%−520−1.7%ReducedHistory
HDHome Depot, Inc.Stock2,663$804.6K0.4%−58−2.1%ReducedHistory
XAIRBeyond Air, Inc.COM347,850$803.5K0.4%+24,800+7.7%AddedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF12,805$768.2K0.4%+8+0.1%Added–
WMTWalmart Inc.Stock4,702$752.0K0.4%−75−1.6%ReducedHistory
DVNDevon Energy CorpStock15,484$738.6K0.4%−8,641−35.8%ReducedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM63,929$737.7K0.4%+45+0.1%AddedHistory
FSKFS KKR Capital CorpCOM37,400$736.4K0.4%+1,800+5.1%AddedHistory
DDD3D Systems CorpCOM NEW149,125$732.2K0.4%−23,350−13.5%ReducedHistory
THWabrdn World Healthcare FundBEN INT SHS62,400$731.3K0.4%+7,350+13.4%AddedHistory
AMGNAmgen IncStock2,707$727.5K0.4%+10.0%AddedHistory
PIImpinj IncCOM12,895$709.6K0.4%+5,615+77.1%AddedHistory
FSLYFastly, Inc.CL A36,681$703.2K0.3%−6,550−15.2%ReducedHistory
BSTBlackRock Science & Technology TrustSHS22,344$701.8K0.3%−257−1.1%ReducedHistory
Graniteshares ETF Tr38747R7021.25X LNG TESLA38,800$700.7K0.3%−4,600−10.6%Reduced–
BMYBristol Myers Squibb CoStock11,805$685.2K0.3%−1,248−9.6%ReducedHistory
ABTAbbott LaboratoriesStock7,001$678.1K0.3%+27+0.4%AddedHistory
INTCIntel CorpStock18,965$674.2K0.3%−3,599−16.0%ReducedHistory
SEELSeelos Therapeutics, Inc.COM3,605,246$663.4K0.3%+1,982,700+122.2%AddedHistory
PDPagerDuty, Inc.COM28,358$637.8K0.3%−2,740−8.8%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF6,746$636.4K0.3%00.0%Unchanged–
ORCLOracle CorpStock6,005$636.0K0.3%+190+3.3%AddedHistory
PEPPepsiCo IncStock3,626$614.5K0.3%+25+0.7%AddedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF7,962$609.7K0.3%−304−3.7%Reduced–
ARK Innovation ETF00214Q104ETF14,780$586.3K0.3%+1,265+9.4%Added–
OGNOrganon & Co.Stock32,634$566.5K0.3%−5,268−13.9%ReducedHistory
Vanguard Real Estate ETF922908553ETF7,382$558.5K0.3%−30.0%Reduced–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM46,403$555.4K0.3%+130.0%AddedHistory
Alps ETF Tr00162Q452ALERIAN MLP13,100$552.8K0.3%+295+2.3%Added–
SHOPShopify Inc.Stock10,020$546.8K0.3%+75+0.8%AddedHistory
iShares Tr464287689RUSSELL 3000 ETF2,205$540.4K0.3%00.0%Unchanged–
RTXRTX CorpStock7,373$530.6K0.3%+656+9.8%AddedHistory
PXDPioneer Natural Resources CoCOM2,302$528.4K0.3%+80+3.6%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH3,524$515.7K0.3%−148−4.0%Reduced–
COSTCostco Wholesale CorpStock909$513.3K0.3%−7−0.8%ReducedHistory
NVONovo Nordisk A SADR5,581$507.5K0.3%+5,581NewHistory
DLHCDLH Holdings Corp.COM43,400$506.5K0.3%00.0%UnchangedHistory
DLBDolby Laboratories, Inc.COM CL A6,300$499.3K0.2%00.0%UnchangedHistory
LNGCheniere Energy, Inc.COM NEW2,887$479.2K0.2%−30−1.0%ReducedHistory
PBIPitney Bowes IncCOM158,638$479.1K0.2%+6,608+4.3%AddedHistory
First Tr Exchange-Traded FD33733B100WTR ETF5,786$478.8K0.2%+201+3.6%Added–
SBCFSeacoast Banking Corp of FloridaCOM NEW21,800$478.7K0.2%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock565$469.6K0.2%+65+13.0%AddedHistory
MSMorgan StanleyStock5,705$465.9K0.2%+10.0%AddedHistory
MOAltria Group, Inc.Stock11,075$465.7K0.2%+1,200+12.2%AddedHistory

Sold out since Q2 2023 (11)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Wealth Effects LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
BTUPeabody Energy CorpCOM13,559$293.7K0.1%History
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,189$237.1K0.1%–
GEGeneral Electric CoStock2,096$230.2K0.1%History
NFLXNetflix IncStock460$202.6K0.1%History
TDToronto Dominion BankStock3,258$202.0K0.1%History
ROKURoku, IncCOM CL A3,154$201.7K0.1%History
CICigna GroupStock717$201.2K0.1%History
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,450$200.6K0.1%–
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM16,724$191.3K0.1%History
IMDXInsight Molecular Diagnostics Inc.COM40,500$9.31K<0.1%History
AAICArlington Asset Investment Corp.CL A NEW7,045––History