Wealth Effects LLC
- SEC CIK
- 0001907254
- Latest filing
- Aug 6, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Oct 16, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 197
- −5 vs. Q2 2023
- Portfolio value
- $202.5M
- −$24.4M (−10.8%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SBCFSeacoast Banking Corp of Florida | COM NEW | 21,800 | $478.7K | 0.2% | 00.0% | Unchanged | History |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 5,786 | $478.8K | 0.2% | +201+3.6% | Added | – |
| PBIPitney Bowes Inc | COM | 158,638 | $479.1K | 0.2% | +6,608+4.3% | Added | History |
| LNGCheniere Energy, Inc. | COM NEW | 2,887 | $479.2K | 0.2% | −30−1.0% | Reduced | History |
| DLBDolby Laboratories, Inc. | COM CL A | 6,300 | $499.3K | 0.2% | 00.0% | Unchanged | History |
| DLHCDLH Holdings Corp. | COM | 43,400 | $506.5K | 0.3% | 00.0% | Unchanged | History |
| NVONovo Nordisk A S | ADR | 5,581 | $507.5K | 0.3% | +5,581 | New | History |
| COSTCostco Wholesale Corp | Stock | 909 | $513.3K | 0.3% | −7−0.8% | Reduced | History |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 3,524 | $515.7K | 0.3% | −148−4.0% | Reduced | – |
| PXDPioneer Natural Resources Co | COM | 2,302 | $528.4K | 0.3% | +80+3.6% | Added | History |
| RTXRTX Corp | Stock | 7,373 | $530.6K | 0.3% | +656+9.8% | Added | History |
| iShares Tr464287689 | RUSSELL 3000 ETF | 2,205 | $540.4K | 0.3% | 00.0% | Unchanged | – |
| SHOPShopify Inc. | Stock | 10,020 | $546.8K | 0.3% | +75+0.8% | Added | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 13,100 | $552.8K | 0.3% | +295+2.3% | Added | – |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 46,403 | $555.4K | 0.3% | +130.0% | Added | History |
| Vanguard Real Estate ETF922908553 | ETF | 7,382 | $558.5K | 0.3% | −30.0% | Reduced | – |
| OGNOrganon & Co. | Stock | 32,634 | $566.5K | 0.3% | −5,268−13.9% | Reduced | History |
| ARK Innovation ETF00214Q104 | ETF | 14,780 | $586.3K | 0.3% | +1,265+9.4% | Added | – |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 7,962 | $609.7K | 0.3% | −304−3.7% | Reduced | – |
| PEPPepsiCo Inc | Stock | 3,626 | $614.5K | 0.3% | +25+0.7% | Added | History |
| ORCLOracle Corp | Stock | 6,005 | $636.0K | 0.3% | +190+3.3% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 6,746 | $636.4K | 0.3% | 00.0% | Unchanged | – |
| PDPagerDuty, Inc. | COM | 28,358 | $637.8K | 0.3% | −2,740−8.8% | Reduced | History |
| SEELSeelos Therapeutics, Inc. | COM | 3,605,246 | $663.4K | 0.3% | +1,982,700+122.2% | Added | History |
| INTCIntel Corp | Stock | 18,965 | $674.2K | 0.3% | −3,599−16.0% | Reduced | History |
| ABTAbbott Laboratories | Stock | 7,001 | $678.1K | 0.3% | +27+0.4% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 11,805 | $685.2K | 0.3% | −1,248−9.6% | Reduced | History |
| Graniteshares ETF Tr38747R702 | 1.25X LNG TESLA | 38,800 | $700.7K | 0.3% | −4,600−10.6% | Reduced | – |
| BSTBlackRock Science & Technology Trust | SHS | 22,344 | $701.8K | 0.3% | −257−1.1% | Reduced | History |
| FSLYFastly, Inc. | CL A | 36,681 | $703.2K | 0.3% | −6,550−15.2% | Reduced | History |
| PIImpinj Inc | COM | 12,895 | $709.6K | 0.4% | +5,615+77.1% | Added | History |
| AMGNAmgen Inc | Stock | 2,707 | $727.5K | 0.4% | +10.0% | Added | History |
| THWabrdn World Healthcare Fund | BEN INT SHS | 62,400 | $731.3K | 0.4% | +7,350+13.4% | Added | History |
| DDD3D Systems Corp | COM NEW | 149,125 | $732.2K | 0.4% | −23,350−13.5% | Reduced | History |
| FSKFS KKR Capital Corp | COM | 37,400 | $736.4K | 0.4% | +1,800+5.1% | Added | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 63,929 | $737.7K | 0.4% | +45+0.1% | Added | History |
| DVNDevon Energy Corp | Stock | 15,484 | $738.6K | 0.4% | −8,641−35.8% | Reduced | History |
| WMTWalmart Inc. | Stock | 4,702 | $752.0K | 0.4% | −75−1.6% | Reduced | History |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 12,805 | $768.2K | 0.4% | +8+0.1% | Added | – |
| XAIRBeyond Air, Inc. | COM | 347,850 | $803.5K | 0.4% | +24,800+7.7% | Added | History |
| HDHome Depot, Inc. | Stock | 2,663 | $804.6K | 0.4% | −58−2.1% | Reduced | History |
| BACBank of America Corp | Stock | 30,066 | $823.2K | 0.4% | −520−1.7% | Reduced | History |
| AMTAmerican Tower Corp | REIT | 5,101 | $838.9K | 0.4% | −115−2.2% | Reduced | History |
| CMCSAComcast Corp | Stock | 18,924 | $839.1K | 0.4% | −496−2.6% | Reduced | History |
| DOCNDigitalOcean Holdings, Inc. | COM | 35,545 | $854.1K | 0.4% | +7,790+28.1% | Added | History |
| ESTCElastic N.V. | ORD SHS | 10,657 | $865.8K | 0.4% | +1,115+11.7% | Added | History |
| CATCaterpillar Inc | Stock | 3,247 | $886.4K | 0.4% | +18+0.6% | Added | History |
| GNRCGenerac Holdings Inc. | Stock | 8,289 | $903.2K | 0.4% | +2,010+32.0% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 7,722 | $908.0K | 0.4% | −2,099−21.4% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 8,833 | $908.2K | 0.4% | −1,090−11.0% | Reduced | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 12,116 | $910.5K | 0.4% | −600−4.7% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 5,982 | $920.3K | 0.5% | 00.0% | Unchanged | – |
| GOOGAlphabet Inc. | Stock | 7,987 | $1.05M | 0.5% | −400−4.8% | Reduced | History |
| INDIindie Semiconductor, Inc. | CLASS A COM | 176,300 | $1.11M | 0.5% | −14,301−7.5% | Reduced | History |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 24,550 | $1.15M | 0.6% | +6,660+37.2% | Added | – |
| LLYEli Lilly & Co | Stock | 2,150 | $1.15M | 0.6% | +830+62.9% | Added | History |
| VVisa Inc. | Stock | 5,021 | $1.15M | 0.6% | +7+0.1% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 3,245 | $1.16M | 0.6% | 00.0% | Unchanged | – |
| EXPEagle Materials Inc | COM | 7,225 | $1.20M | 0.6% | −101−1.4% | Reduced | History |
| ENVXEnovix Corp | COM | 97,951 | $1.23M | 0.6% | +15,500+18.8% | Added | History |
| VZVerizon Communications Inc | Stock | 38,479 | $1.25M | 0.6% | −3,333−8.0% | Reduced | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 76,075 | $1.28M | 0.6% | +91+0.1% | Added | – |
| IBMInternational Business Machines Corp | Stock | 9,127 | $1.28M | 0.6% | −1,071−10.5% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 3,284 | $1.29M | 0.6% | +124+3.9% | Added | – |
| CVSCVS Health Corp | Stock | 18,877 | $1.32M | 0.7% | −275−1.4% | Reduced | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 5,321 | $1.33M | 0.7% | 00.0% | Unchanged | – |
| SSentinelOne, Inc. | CL A | 80,090 | $1.35M | 0.7% | +6,890+9.4% | Added | History |
| PGProcter & Gamble Co | Stock | 9,865 | $1.44M | 0.7% | +36+0.4% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 2,918 | $1.47M | 0.7% | −55−1.8% | Reduced | History |
| GISGeneral Mills Inc | Stock | 23,169 | $1.48M | 0.7% | +5,920+34.3% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 5,556 | $1.51M | 0.7% | +132+2.4% | Added | – |
| URIUnited Rentals, Inc. | COM | 3,415 | $1.52M | 0.7% | −725−17.5% | Reduced | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 33,742 | $1.55M | 0.8% | +100.0% | Added | – |
| JNJJohnson & Johnson | Stock | 10,016 | $1.56M | 0.8% | −40.0% | Reduced | History |
| BABoeing Co | Stock | 8,248 | $1.58M | 0.8% | +318+4.0% | Added | History |
| MRKMerck & Co., Inc. | Stock | 15,541 | $1.60M | 0.8% | −585−3.6% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 4,722 | $1.65M | 0.8% | 00.0% | Unchanged | History |
| TSLATesla, Inc. | Stock | 6,648 | $1.66M | 0.8% | −465−6.5% | Reduced | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 36,598 | $1.73M | 0.9% | −6,485−15.1% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 11,981 | $1.79M | 0.9% | −49−0.4% | Reduced | History |
| iShares Tr464287150 | CORE S&P TTL STK | 19,742 | $1.86M | 0.9% | +36+0.2% | Added | – |
| PFEPfizer Inc | Stock | 56,493 | $1.87M | 0.9% | +3,663+6.9% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 36,334 | $1.95M | 1.0% | +3,172+9.6% | Added | – |
| CVXChevron Corp | Stock | 11,969 | $2.02M | 1.0% | −33−0.3% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 5,230 | $2.25M | 1.1% | +32+0.6% | Added | – |
| BXBlackstone Inc. | COM | 28,075 | $3.01M | 1.5% | −221−0.8% | Reduced | History |
| TTDTrade Desk, Inc. | Stock | 50,345 | $3.93M | 1.9% | +3,075+6.5% | Added | History |
| METAMeta Platforms, Inc. | Stock | 13,726 | $4.12M | 2.0% | +11,656+563.1% | Added | History |
| GOOGLAlphabet Inc. | Stock | 32,890 | $4.30M | 2.1% | +150+0.5% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 29,872 | $4.33M | 2.1% | −297−1.0% | Reduced | History |
| ARWRArrowhead Pharmaceuticals, Inc. | COM | 164,750 | $4.43M | 2.2% | +700+0.4% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 26,867 | $5.71M | 2.8% | +501+1.9% | Added | – |
| MSFTMicrosoft Corp | Stock | 20,220 | $6.38M | 3.2% | −404−2.0% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 57,263 | $7.28M | 3.6% | −711−1.2% | Reduced | History |
| NVDANVIDIA Corp | Stock | 23,921 | $10.4M | 5.1% | −704−2.9% | Reduced | History |
| AAPLApple Inc. | Stock | 90,059 | $15.4M | 7.6% | −2,677−2.9% | Reduced | History |
| AVDLAvadel Pharmaceuticals PLC | SPONSORED ADR | 2,409,289 | $24.8M | 12.3% | +40,200+1.7% | Added | History |
Sold out since Q2 2023 (11)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| BTUPeabody Energy Corp | COM | 13,559 | $293.7K | 0.1% | History |
| First Tr Exchange Traded FD33734X143 | HLTH CARE ALPH | 2,189 | $237.1K | 0.1% | – |
| GEGeneral Electric Co | Stock | 2,096 | $230.2K | 0.1% | History |
| NFLXNetflix Inc | Stock | 460 | $202.6K | 0.1% | History |
| TDToronto Dominion Bank | Stock | 3,258 | $202.0K | 0.1% | History |
| ROKURoku, Inc | COM CL A | 3,154 | $201.7K | 0.1% | History |
| CICigna Group | Stock | 717 | $201.2K | 0.1% | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 1,450 | $200.6K | 0.1% | – |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 16,724 | $191.3K | 0.1% | History |
| IMDXInsight Molecular Diagnostics Inc. | COM | 40,500 | $9.31K | <0.1% | History |
| AAICArlington Asset Investment Corp. | CL A NEW | 7,045 | – | – | History |