Herold Advisors, Inc.
- SEC CIK
- 0001891713
- Latest filing
- Jul 22, 2026
Holdings in Q4 2025
Holdings as of Dec 31, 2025, filed Feb 17, 2026. Long positions only; changes compare share counts with Q3 2025.
- Positions
- 247
- −1 vs. Q3 2025
- Portfolio value
- $447.5M
- +$16.0M (+3.7%) vs. Q3 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GCVGabelli Convertible & Income Securities Fund Inc | COM | 10,601 | $44.0K | <0.1% | 00.0% | Unchanged | History |
| ACHRArcher Aviation Inc. | Stock | 15,300 | $115.1K | <0.1% | 00.0% | Unchanged | History |
| EBSEmergent BioSolutions Inc. | COM | 10,000 | $123.6K | <0.1% | 00.0% | Unchanged | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 13,677 | $130.3K | <0.1% | −972−6.6% | Reduced | History |
| JOBYJoby Aviation, Inc. | COMMON STOCK | 10,000 | $132.0K | <0.1% | 00.0% | Unchanged | History |
| KIOKKR Income Opportunities Fund | COM | 11,877 | $137.7K | <0.1% | +30.0% | Added | History |
| NMTNuveen Massachusetts Quality Municipal Income Fund | COM | 16,000 | $181.3K | <0.1% | 00.0% | Unchanged | History |
| TRVTravelers Companies, Inc. | Stock | 700 | $203.0K | <0.1% | +700 | New | History |
| CAGConagra Brands Inc. | Stock | 12,000 | $207.7K | <0.1% | +12,000 | New | History |
| BENFranklin Templeton Inc | COM | 8,750 | $209.0K | <0.1% | 00.0% | Unchanged | History |
| QBTSD-Wave Quantum Inc. | Stock | 8,000 | $209.2K | <0.1% | −200−2.4% | Reduced | History |
| KHCKraft Heinz Co | Stock | 9,000 | $218.3K | <0.1% | −1,150−11.3% | Reduced | History |
| HPEHewlett Packard Enterprise Co | COM | 9,089 | $218.3K | <0.1% | 00.0% | Unchanged | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 13,320 | $219.6K | <0.1% | 00.0% | Unchanged | History |
| MHNBlackRock Muniholdings New York Quality Fund, Inc. | COM | 21,759 | $222.6K | <0.1% | −12,827−37.1% | Reduced | History |
| Invesco Exchange Traded FD T46137V563 | HIG YLD EQ DIV | 10,989 | $224.0K | 0.1% | −1,737−13.6% | Reduced | – |
| AXONAxon Enterprise, Inc. | COM | 395 | $224.3K | 0.1% | 00.0% | Unchanged | History |
| NNYNuveen New York Municipal Value Fund | COM | 26,320 | $225.4K | 0.1% | +1,640+6.6% | Added | History |
| DDominion Energy, Inc | Stock | 4,000 | $234.4K | 0.1% | −300−7.0% | Reduced | History |
| NRKNuveen New York Amt-Free Quality Municipal Income Fund | COM | 23,437 | $236.5K | 0.1% | −7,827−25.0% | Reduced | History |
| URIUnited Rentals, Inc. | COM | 300 | $242.8K | 0.1% | +300 | New | History |
| iShares Tr464288760 | US AER DEF ETF | 1,142 | $245.2K | 0.1% | +1,142 | New | – |
| J P Morgan Exchange Traded F46641Q399 | BETABUILDRS US | 2,000 | $246.6K | 0.1% | 00.0% | Unchanged | – |
| UBERUber Technologies, Inc | Stock | 3,100 | $253.3K | 0.1% | 00.0% | Unchanged | History |
| BSTBlackRock Science & Technology Trust | SHS | 6,273 | $254.3K | 0.1% | +41+0.7% | Added | History |
| CEGConstellation Energy Corp | Stock | 720 | $254.4K | 0.1% | +720 | New | History |
| WisdomTree Tr97717X594 | ITL HDG QTLY DIV | 5,393 | $262.4K | 0.1% | −236−4.2% | Reduced | – |
| COHRCoherent Corp. | COM | 1,429 | $263.8K | 0.1% | +1,429 | New | History |
| CGCarlyle Group Inc. | COM | 4,500 | $266.0K | 0.1% | 00.0% | Unchanged | History |
| SBUXStarbucks Corp | Stock | 3,175 | $267.4K | 0.1% | +485+18.0% | Added | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 5,709 | $274.0K | 0.1% | −243−4.1% | Reduced | – |
| MDLZMondelez International, Inc. | Stock | 5,095 | $274.3K | 0.1% | +1,795+54.4% | Added | History |
| WisdomTree Tr97717Y808 | YIELD ENHANCED | 5,741 | $275.8K | 0.1% | −1,988−25.7% | Reduced | – |
| OGSONE Gas, Inc. | COM | 3,600 | $278.1K | 0.1% | 00.0% | Unchanged | History |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 5,550 | $282.7K | 0.1% | −250−4.3% | Reduced | – |
| ITWIllinois Tool Works Inc | Stock | 1,150 | $283.2K | 0.1% | 00.0% | Unchanged | History |
| INTCIntel Corp | Stock | 7,689 | $283.7K | 0.1% | −2,036−20.9% | Reduced | History |
| TGTTarget Corp | Stock | 2,958 | $289.1K | 0.1% | +48+1.6% | Added | History |
| PRUPrudential Financial Inc | Stock | 2,581 | $291.3K | 0.1% | −149−5.5% | Reduced | History |
| JBLJabil Inc | Stock | 1,280 | $292.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 1,014 | $294.3K | 0.1% | −428−29.7% | Reduced | – |
| PDIPIMCO Dynamic Income Fund | SHS | 16,625 | $294.4K | 0.1% | +3,462+26.3% | Added | History |
| PWRQuanta Services, Inc. | COM | 700 | $295.4K | 0.1% | 00.0% | Unchanged | History |
| NFBKNorthfield Bancorp, Inc. | COM | 25,926 | $296.3K | 0.1% | 00.0% | Unchanged | History |
| ADMArcher-Daniels-Midland Co | Stock | 5,201 | $299.0K | 0.1% | 00.0% | Unchanged | History |
| NETCloudflare, Inc. | CL A COM | 1,520 | $299.7K | 0.1% | 00.0% | Unchanged | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 498 | $305.5K | 0.1% | +2+0.4% | Added | – |
| Goldman Sachs ETF Tr38149W820 | INNOVAT EQ ETF | 4,306 | $314.8K | 0.1% | −660−13.3% | Reduced | – |
| Franklin Templeton ETF Tr35473P108 | INTL COR DIV TIL | 8,135 | $316.4K | 0.1% | +8,135 | New | – |
| ZTSZoetis Inc. | Stock | 2,560 | $322.1K | 0.1% | −799−23.8% | Reduced | History |
| NFGNational Fuel Gas Co | Stock | 4,100 | $328.2K | 0.1% | 00.0% | Unchanged | History |
| OKLOOklo Inc. | COM CL A | 4,700 | $337.3K | 0.1% | 00.0% | Unchanged | History |
| iShares Tr46435G474 | FALN ANGLS USD | 12,444 | $339.7K | 0.1% | +12,444 | New | – |
| WPCW. P. Carey Inc. | COM | 5,373 | $345.8K | 0.1% | +16+0.3% | Added | History |
| TPLTexas Pacific Land Corp | Stock | 1,212 | $348.1K | 0.1% | +105+9.5% | AddedConverted for a 3-for-1 split | History |
| GMGeneral Motors Co | COM | 4,300 | $349.7K | 0.1% | 00.0% | Unchanged | History |
| American Centy ETF Tr025072323 | AVAN US SMAL ETF | 6,005 | $352.7K | 0.1% | 00.0% | Unchanged | – |
| Capital Group Growth ETF14020G101 | SHS CREAT UNIT | 7,952 | $353.6K | 0.1% | +1,918+31.8% | Added | – |
| DOWDow Inc. | Stock | 15,371 | $359.4K | 0.1% | +6,305+69.5% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 488 | $368.2K | 0.1% | −1−0.2% | Reduced | – |
| EXPDExpeditors International of Washington Inc | COM | 2,500 | $372.5K | 0.1% | 00.0% | Unchanged | History |
| CPERUnited States Commodity Index Funds Trust | CM REP COPP FD | 10,800 | $377.6K | 0.1% | 00.0% | Unchanged | History |
| BIPCBrookfield Infrastructure Corp | COM SUB VTG A | 8,516 | $386.6K | 0.1% | −847−9.0% | Reduced | History |
| GSKGSK plc | ADR | 8,111 | $397.8K | 0.1% | −774−8.7% | Reduced | History |
| GEVGE Vernova Inc. | Stock | 612 | $400.0K | 0.1% | −148−19.5% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 596 | $406.4K | 0.1% | 00.0% | Unchanged | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 7,815 | $428.1K | 0.1% | −60−0.8% | Reduced | – |
| ACNAccenture plc | Stock | 1,660 | $445.4K | 0.1% | −65−3.8% | Reduced | History |
| American Centy ETF Tr025072364 | INTERNATIONAL LR | 6,351 | $452.4K | 0.1% | +1,000+18.7% | Added | – |
| PEPPepsiCo Inc | Stock | 3,160 | $453.5K | 0.1% | −2,774−46.7% | Reduced | History |
| WMWaste Management Inc | Stock | 2,066 | $453.9K | 0.1% | +10.0% | Added | History |
| KOCoca Cola Co | Stock | 6,499 | $454.3K | 0.1% | +17+0.3% | Added | History |
| PLTRPalantir Technologies Inc. | Stock | 2,563 | $455.6K | 0.1% | +50+2.0% | Added | History |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 11,828 | $461.5K | 0.1% | −1,170−9.0% | Reduced | – |
| VSTVistra Corp. | Stock | 2,875 | $463.8K | 0.1% | −20−0.7% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J619 | RUSL 1000 DYNM | 7,590 | $464.0K | 0.1% | 00.0% | Unchanged | – |
| American Centy ETF Tr02507A507 | AVANTIS U S QUAL | 7,914 | $476.2K | 0.1% | +429+5.7% | Added | – |
| MUMicron Technology Inc | Stock | 1,679 | $479.2K | 0.1% | −200−10.6% | Reduced | History |
| iShares Russell Midcap ETF464287499 | ETF | 5,000 | $481.4K | 0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 4,295 | $489.0K | 0.1% | −524−10.9% | Reduced | – |
| CRMSalesforce, Inc. | Stock | 1,872 | $495.9K | 0.1% | +75+4.2% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 2,292 | $503.5K | 0.1% | +342+17.5% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 1,531 | $513.1K | 0.1% | +1,531 | New | – |
| First Tr Exchange-Traded FD33739Q705 | FT VEST S&P 500 | 10,668 | $524.2K | 0.1% | −790−6.9% | Reduced | – |
| PHParker-Hannifin Corp | Stock | 624 | $548.5K | 0.1% | 00.0% | Unchanged | History |
| Vanguard S&P 500 ETF922908363 | ETF | 887 | $556.2K | 0.1% | −63−6.6% | Reduced | – |
| MOAltria Group, Inc. | Stock | 9,685 | $558.5K | 0.1% | −2,057−17.5% | Reduced | History |
| CAHCardinal Health Inc | Stock | 2,750 | $565.1K | 0.1% | 00.0% | Unchanged | History |
| UPSUnited Parcel Service Inc | Stock | 5,785 | $573.8K | 0.1% | +833+16.8% | Added | History |
| BAMBrookfield Asset Management Ltd. | CL A LMT VTG SHS | 10,957 | $574.8K | 0.1% | −337−3.0% | Reduced | History |
| Goldman Sachs ETF Tr38149W630 | NASDA 100 ETF | 10,879 | $575.2K | 0.1% | +10,879 | New | – |
| Flexshares Tr33939L670 | CRE SLCT BD FD | 25,952 | $580.4K | 0.1% | −7,310−22.0% | Reduced | – |
| AMDAdvanced Micro Devices Inc | Stock | 2,718 | $582.1K | 0.1% | −435−13.8% | Reduced | History |
| WisdomTree Tr97717W794 | TRUE DEV INTL FD | 8,842 | $582.2K | 0.1% | +4,661+111.5% | Added | – |
| MLMMartin Marietta Materials Inc | COM | 955 | $594.6K | 0.1% | +200+26.5% | Added | History |
| J P Morgan Exchange Traded F46654Q716 | ACTIVE BOND ETF | 11,093 | $599.8K | 0.1% | +11,093 | New | – |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 15,700 | $604.1K | 0.1% | 00.0% | Unchanged | History |
| CCDCalamos Dynamic Convertible & Income Fund | COM | 28,999 | $604.9K | 0.1% | +2,558+9.7% | Added | History |
| Invesco Exch Traded FD Tr II46138G656 | S&P ULTRA DIVIDE | 11,970 | $622.9K | 0.1% | −381−3.1% | Reduced | – |
| Flexshares Tr33939L803 | M STAR DEV MKT | 6,755 | $626.4K | 0.1% | −752−10.0% | Reduced | – |
Sold out since Q3 2025 (13)
Positions held at the end of Q3 2025 that are gone from this filing.
| Security | Class | Shares in Q3 2025 | Value in Q3 2025 | % of portfolio in Q3 2025 | History |
|---|---|---|---|---|---|
| Global X FDS37954Y475 | S&P 500 COVERED | 11,598 | $455.3K | 0.1% | – |
| NVONovo Nordisk A S | ADR | 5,500 | $305.2K | 0.1% | History |
| ELVElevance Health, Inc. | Stock | 719 | $232.3K | 0.1% | History |
| DDDuPont de Nemours, Inc. | COM | 2,882 | $224.5K | 0.1% | History |
| DKSDick's Sporting Goods, Inc. | Stock | 1,006 | $223.6K | 0.1% | History |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 2,324 | $217.7K | 0.1% | – |
| Dimensional ETF Trust25434V716 | US SUSTAINABILTY | 5,112 | $217.1K | 0.1% | – |
| Flexshares Tr33939L407 | MORNSTAR UPSTR | 4,873 | $213.3K | <0.1% | – |
| IBITiShares Bitcoin Trust ETF | ETF | 3,227 | $209.8K | <0.1% | History |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 4,434 | $207.0K | <0.1% | – |
| ENXEaton Vance New York Municipal Bond Fund | COM | 16,185 | $159.6K | <0.1% | History |
| FLGFlagstar Bank, National Association | Stock | 10,140 | $117.1K | <0.1% | History |
| MYNBlackRock Muniyield New York Quality Fund, Inc. | COM | 11,476 | $114.0K | <0.1% | History |