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Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 10, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
265
+21 vs. Q4 2023
Portfolio value
$413.4M
+$51.9M (+14.4%) vs. Q4 2023
Filed
May 10, 2024
SEC
Holdings of Herold Advisors, Inc. in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
CHPTChargePoint Holdings, Inc.COM CL A13,000$24.7K<0.1%00.0%UnchangedHistory
EBSEmergent BioSolutions Inc.COM10,000$25.3K<0.1%00.0%UnchangedHistory
PYNPIMCO New York Municipal Income Fund IIICOM12,458$73.1K<0.1%+1,258+11.2%AddedHistory
JOBYJoby Aviation, Inc.COMMON STOCK14,620$78.4K<0.1%00.0%UnchangedHistory
VKQInvesco Municipal TrustCOM10,293$99.8K<0.1%00.0%UnchangedHistory
Flagstar Bank, National Association649445103COM36,705$118.2K<0.1%−6,360−14.8%Reduced–
PNIPIMCO New York Municipal Income Fund IICOM16,685$123.8K<0.1%+1,783+12.0%AddedHistory
NMTNuveen Massachusetts Quality Municipal Income FundCOM11,585$126.5K<0.1%00.0%UnchangedHistory
ENXEaton Vance New York Municipal Bond FundCOM13,765$133.7K<0.1%+28+0.2%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN12,093$190.2K<0.1%+9+0.1%AddedHistory
BNTXBioNTech SESPONSORED ADS2,200$202.9K<0.1%+150+7.3%AddedHistory
CMGChipotle Mexican Grill IncCOM70$203.5K<0.1%+70NewHistory
GBTCGrayscale Bitcoin Trust ETFETF3,250$205.3K<0.1%+3,250NewHistory
WisdomTree Tr97717W794TRUE DEV INTL FD3,981$205.9K<0.1%+3,981New–
Vanguard Information Technology ETF92204A702ETF397$208.2K0.1%+397New–
NFGNational Fuel Gas CoStock3,900$209.5K0.1%+3,900NewHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF2,140$209.6K0.1%+2,140New–
CGCarlyle Group Inc.COM4,500$211.1K0.1%+4,500NewHistory
BIIBBiogen Inc.COM993$214.1K0.1%+118+13.5%AddedHistory
INSPInspire Medical Systems, Inc.COM1,000$214.8K0.1%00.0%UnchangedHistory
TMOThermo Fisher Scientific Inc.Stock378$219.8K0.1%−1,351−78.1%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD2,868$221.8K0.1%+2+0.1%Added–
KRKroger CoStock3,900$222.8K0.1%+3,900NewHistory
Goldman Sachs ETF Tr381430396JUST US LRG CP3,000$225.1K0.1%00.0%Unchanged–
HESHess CorpStock1,500$229.0K0.1%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock3,300$231.0K0.1%+300+10.0%AddedHistory
DDominion Energy, IncStock4,735$232.9K0.1%+4,735NewHistory
NNYNuveen New York Municipal Value FundCOM28,573$237.7K0.1%+61+0.2%AddedHistory
GMGeneral Motors CoCOM5,300$240.4K0.1%+5,300NewHistory
iShares Tr464287721U.S. TECH ETF1,786$241.2K0.1%+82+4.8%Added–
MRNAModerna, Inc.Stock2,405$256.3K0.1%+2,405NewHistory
J P Morgan Exchange Traded F46641Q399BETABUILDRS US2,750$259.7K0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33738D804LTD DUR INVT ETF13,871$260.4K0.1%+2,458+21.5%Added–
Invesco QQQ Trust Series I46090E103ETF587$261.0K0.1%00.0%Unchanged–
UBERUber Technologies, IncStock3,450$265.6K0.1%−200−5.5%ReducedHistory
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV13,064$269.8K0.1%+509+4.1%Added–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD10,800$271.3K0.1%00.0%UnchangedHistory
TGTTarget CorpStock1,543$273.6K0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL6,176$274.2K0.1%+5+0.1%Added–
Goldman Sachs ETF Tr381430107ACTIVEBETA INT8,031$275.4K0.1%−89−1.1%Reduced–
UPSUnited Parcel Service IncStock1,859$276.4K0.1%−3,590−65.9%ReducedHistory
COPConocoPhillipsStock2,190$278.7K0.1%+290+15.3%AddedHistory
Aim ETF Products Trust00888H786ALLIA US FEB ETF9,767$282.8K0.1%+9,767New–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD6,536$285.2K0.1%+6,536New–
SPYSPDR S&P 500 ETF TrustETF549$287.2K0.1%00.0%UnchangedHistory
CAHCardinal Health IncStock2,600$290.9K0.1%00.0%UnchangedHistory
DDDuPont de Nemours, Inc.COM3,835$294.1K0.1%−841−18.0%ReducedHistory
AMDAdvanced Micro Devices IncStock1,652$298.2K0.1%−490−22.9%ReducedHistory
OXYOccidental Petroleum CorpStock4,606$299.4K0.1%+401+9.5%AddedHistory
ACHRArcher Aviation Inc.Stock64,954$300.1K0.1%00.0%UnchangedHistory
EXPDExpeditors International of Washington IncCOM2,500$303.9K0.1%00.0%UnchangedHistory
ITWIllinois Tool Works IncStock1,150$308.6K0.1%−5−0.4%ReducedHistory
DVNDevon Energy CorpStock6,250$313.6K0.1%+1,350+27.6%AddedHistory
KHCKraft Heinz CoStock8,600$317.3K0.1%+100+1.2%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF6,403$320.8K0.1%+6,403New–
Vanguard Morningstar Small-Cap ETF922908751ETF1,433$327.6K0.1%+18+1.3%Added–
FDXFedEx CorpStock1,160$336.1K0.1%−1,600−58.0%ReducedHistory
iShares Tr46428743220 YR TR BD ETF3,591$339.8K0.1%−81−2.2%Reduced–
State Street Financial Select Sector SPDR ETF81369Y605ETF8,151$343.4K0.1%+77+1.0%Added–
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF6,296$353.4K0.1%+5+0.1%Added–
WisdomTree Tr97717X594ITL HDG QTLY DIV7,718$354.6K0.1%−4,745−38.1%Reduced–
Schwab US Dividend Equity ETF808524797ETF4,417$356.2K0.1%+1,082+32.4%Added–
ADMArcher-Daniels-Midland CoStock5,751$361.2K0.1%00.0%UnchangedHistory
CCICrown Castle Inc.REIT3,461$366.4K0.1%−272−7.3%ReducedHistory
PRUPrudential Financial IncStock3,184$373.9K0.1%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430123MARKETBETA US EQ5,268$378.1K0.1%−529−9.1%Reduced–
Goldman Sachs ETF Tr381430479ACCESS INVT GR8,590$393.3K0.1%+908+11.8%Added–
OGSONE Gas, Inc.COM6,100$393.6K0.1%−100−1.6%ReducedHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW6,674$398.1K0.1%−6,235−48.3%Reduced–
American Centy ETF Tr025072604AVANTIS EMGMKT7,118$412.6K0.1%+7,118New–
iShares Russell Midcap ETF464287499ETF5,000$420.4K0.1%00.0%Unchanged–
iShares S&P 500 Growth ETF464287309ETF5,016$423.6K0.1%+5,016New–
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM39,046$424.4K0.1%+2,015+5.4%AddedHistory
WisdomTree Tr97717Y808YIELD ENHANCED9,297$437.9K0.1%−478−4.9%Reduced–
KOCoca Cola CoStock7,286$445.8K0.1%+868+13.5%AddedHistory
ADBEAdobe Inc.Stock900$454.1K0.1%−100−10.0%ReducedHistory
DOWDow Inc.Stock7,854$455.1K0.1%−539−6.4%ReducedHistory
GLWCorning IncCOM14,022$462.2K0.1%−1,828−11.5%ReducedHistory
WisdomTree Tr97717X578EM EX ST-OWNED15,691$462.3K0.1%−1,681−9.7%Reduced–
FFord Motor CoStock35,086$466.0K0.1%−6,174−15.0%ReducedHistory
GSKGSK plcADR10,927$468.5K0.1%+246+2.3%AddedHistory
Global X FDS37954Y475S&P 500 COVERED11,598$473.1K0.1%00.0%Unchanged–
MOAltria Group, Inc.Stock11,071$483.0K0.1%−292−2.6%ReducedHistory
CCDCalamos Dynamic Convertible & Income FundCOM22,160$483.1K0.1%+730+3.4%AddedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT10,010$483.2K0.1%+829+9.0%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF2,944$484.2K0.1%+855+40.9%Added–
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A13,462$485.2K0.1%−634−4.5%ReducedHistory
CATCaterpillar IncStock1,350$494.7K0.1%00.0%UnchangedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF1,927$501.0K0.1%+2+0.1%Added–
AXPAmerican Express CoStock2,252$513.0K0.1%00.0%UnchangedHistory
WPCW. P. Carey Inc.COM9,095$513.3K0.1%+77+0.9%AddedHistory
American Centy ETF Tr025072323AVAN US SMAL ETF9,839$515.2K0.1%+9,839New–
GILDGilead Sciences, Inc.Stock7,087$519.2K0.1%−201−2.8%ReducedHistory
BlackRock ETF Trust09290C103ISHARES US EQUIT11,705$519.7K0.1%+11,705New–
GEGeneral Electric CoStock3,000$526.6K0.1%+121+4.2%AddedHistory
KMIKinder Morgan, Inc.Stock28,808$528.4K0.1%+1,203+4.4%AddedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN15,700$545.4K0.1%+200+1.3%AddedHistory
Flexshares Tr33939L803M STAR DEV MKT7,634$547.1K0.1%−764−9.1%Reduced–
Vanguard Total World Stock ETF922042742ETF5,048$557.9K0.1%+5,048New–
BENFranklin Templeton IncCOM19,850$558.0K0.1%−2,000−9.2%ReducedHistory

Sold out since Q4 2023 (12)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of Herold Advisors, Inc. sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT47,088$1.24M0.3%History
FANGDiamondback Energy, Inc.Stock6,451$1.00M0.3%History
LOWLowes Companies IncStock3,764$837.7K0.2%History
ATRAptargroup, Inc.Stock3,500$432.7K0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG12,111$348.7K0.1%History
iShares Tr464288877EAFE VALUE ETF5,387$280.7K0.1%–
First Tr Exchange Traded FD33738R704RBA INDL ETF4,723$273.3K0.1%–
DGDollar General CorpCOM1,932$262.7K0.1%History
SBUXStarbucks CorpStock2,572$247.0K0.1%History
TRVTravelers Companies, Inc.Stock1,200$228.6K0.1%History
PSAPublic StorageCOM705$215.0K0.1%History
HPEHewlett Packard Enterprise CoCOM11,904$202.1K0.1%History