Herold Advisors, Inc.
- SEC CIK
- 0001891713
- Latest filing
- Jul 22, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 8, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 246
- +7 vs. Q2 2023
- Portfolio value
- $328.7M
- +$2.03M (+0.6%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| EBSEmergent BioSolutions Inc. | COM | 10,000 | $34.0K | <0.1% | 00.0% | Unchanged | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 13,000 | $64.6K | <0.1% | 00.0% | Unchanged | History |
| PNIPIMCO New York Municipal Income Fund II | COM | 10,818 | $69.5K | <0.1% | +27+0.3% | Added | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 10,250 | $75.5K | <0.1% | −200−1.9% | Reduced | History |
| HLNHaleon plc | ADR | 10,009 | $83.4K | <0.1% | −1,025−9.3% | Reduced | History |
| ACHRArcher Aviation Inc. | Stock | 17,082 | $86.4K | <0.1% | +17,082 | New | History |
| ENXEaton Vance New York Municipal Bond Fund | COM | 13,716 | $113.7K | <0.1% | +23+0.2% | Added | History |
| VTRSViatris Inc | Stock | 12,704 | $125.3K | <0.1% | +12,704 | New | History |
| TGNATegna Inc | COM | 11,300 | $164.6K | 0.1% | +11,300 | New | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 12,075 | $169.4K | 0.1% | +165+1.4% | Added | History |
| First Tr Exchange-Traded FD33738D804 | LTD DUR INVT ETF | 10,635 | $195.6K | 0.1% | −1,348−11.2% | Reduced | – |
| TPLTexas Pacific Land Corp | Stock | 110 | $200.6K | 0.1% | +110 | New | History |
| NFGNational Fuel Gas Co | Stock | 3,900 | $202.4K | 0.1% | 00.0% | Unchanged | History |
| NNYNuveen New York Municipal Value Fund | COM | 25,884 | $207.3K | 0.1% | +90+0.3% | Added | History |
| GMGeneral Motors Co | COM | 6,300 | $207.7K | 0.1% | 00.0% | Unchanged | History |
| MDLZMondelez International, Inc. | Stock | 3,000 | $208.2K | 0.1% | 00.0% | Unchanged | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 587 | $210.5K | 0.1% | 00.0% | Unchanged | – |
| CTVACorteva, Inc. | Stock | 4,137 | $211.6K | 0.1% | +4,137 | New | History |
| J P Morgan Exchange Traded F46641Q399 | BETABUILDRS US | 2,750 | $212.0K | 0.1% | 00.0% | Unchanged | – |
| BNTXBioNTech SE | SPONSORED ADS | 2,000 | $217.3K | 0.1% | −1,000−33.3% | Reduced | History |
| NVONovo Nordisk A S | ADR | 2,400 | $218.3K | 0.1% | +2,400 | New | History |
| HPEHewlett Packard Enterprise Co | COM | 12,604 | $218.9K | 0.1% | +189+1.5% | Added | History |
| SBUXStarbucks Corp | Stock | 2,422 | $221.1K | 0.1% | +100+4.3% | Added | History |
| BIIBBiogen Inc. | COM | 875 | $224.9K | 0.1% | +875 | New | History |
| CAHCardinal Health Inc | Stock | 2,600 | $225.7K | 0.1% | −1,000−27.8% | Reduced | History |
| HESHess Corp | Stock | 1,500 | $229.5K | 0.1% | 00.0% | Unchanged | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 4,825 | $231.1K | 0.1% | 00.0% | Unchanged | – |
| DVNDevon Energy Corp | Stock | 4,900 | $233.7K | 0.1% | +4,900 | New | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 549 | $234.7K | 0.1% | +10+1.9% | Added | History |
| Invesco Exchange Traded FD T46137V563 | HIG YLD EQ DIV | 12,341 | $236.8K | 0.1% | −291−2.3% | Reduced | – |
| PSAPublic Storage | COM | 910 | $239.8K | 0.1% | +910 | New | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 6,166 | $241.6K | 0.1% | −94−1.5% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 3,280 | $246.4K | 0.1% | −233−6.6% | Reduced | – |
| CPERUnited States Commodity Index Funds Trust | CM REP COPP FD | 10,800 | $248.6K | 0.1% | 00.0% | Unchanged | History |
| COPConocoPhillips | Stock | 2,151 | $257.7K | 0.1% | +2+0.1% | Added | History |
| Goldman Sachs ETF Tr381430396 | JUST US LRG CP | 4,320 | $263.0K | 0.1% | −1,420−24.7% | Reduced | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 8,002 | $265.4K | 0.1% | −150−1.8% | Reduced | – |
| ITWIllinois Tool Works Inc | Stock | 1,155 | $266.0K | 0.1% | −110−8.7% | Reduced | History |
| TTETotalEnergies SE | SPONSORED ADS | 4,057 | $266.8K | 0.1% | +4,057 | New | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 2,036 | $268.3K | 0.1% | −230−10.2% | Reduced | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,433 | $270.9K | 0.1% | −14−1.0% | Reduced | – |
| OXYOccidental Petroleum Corp | Stock | 4,244 | $275.4K | 0.1% | +39+0.9% | Added | History |
| KHCKraft Heinz Co | Stock | 8,350 | $280.9K | 0.1% | +8,350 | New | History |
| EXPDExpeditors International of Washington Inc | COM | 2,500 | $286.6K | 0.1% | 00.0% | Unchanged | History |
| BEPCBrookfield Renewable Corp | CL A SUB VTG | 12,108 | $289.9K | 0.1% | −372−3.0% | Reduced | History |
| Goldman Sachs ETF Tr38149W820 | INNOVAT EQ ETF | 6,291 | $293.8K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 3,487 | $300.9K | 0.1% | −519−13.0% | Reduced | – |
| Dimensional ETF Trust25434V401 | US EQUI MARK ETF | 6,495 | $302.3K | 0.1% | +6,495 | New | – |
| GEGeneral Electric Co | Stock | 2,742 | $303.1K | 0.1% | −351−11.3% | Reduced | History |
| First Tr Exchange Traded FD33738R704 | RBA INDL ETF | 5,919 | $304.9K | 0.1% | +5,919 | New | – |
| First Tr Exchange-Traded FD33739Q705 | FT VEST S&P 500 | 6,311 | $311.5K | 0.1% | +1,052+20.0% | Added | – |
| CATCaterpillar Inc | Stock | 1,150 | $313.9K | 0.1% | −100−8.0% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 2,245 | $318.1K | 0.1% | 00.0% | Unchanged | – |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 7,682 | $331.9K | 0.1% | −80−1.0% | Reduced | – |
| AXPAmerican Express Co | Stock | 2,252 | $336.0K | 0.1% | −599−21.0% | Reduced | History |
| Flexshares Tr33939L829 | INT QLTDVDYNAM | 13,476 | $338.4K | 0.1% | +13,476 | New | – |
| iShares Russell Midcap ETF464287499 | ETF | 5,000 | $346.3K | 0.1% | 00.0% | Unchanged | – |
| PRUPrudential Financial Inc | Stock | 3,681 | $349.3K | 0.1% | +300+8.9% | Added | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 3,990 | $353.9K | 0.1% | +580+17.0% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,482 | $355.2K | 0.1% | +18+0.5% | Added | – |
| DDDuPont de Nemours, Inc. | COM | 4,826 | $360.0K | 0.1% | +1,083+28.9% | Added | History |
| iShares Tr464288877 | EAFE VALUE ETF | 7,399 | $362.0K | 0.1% | +2,340+46.3% | Added | – |
| NFLXNetflix Inc | Stock | 972 | $367.0K | 0.1% | 00.0% | Unchanged | History |
| GSKGSK plc | ADR | 10,170 | $368.7K | 0.1% | −9−0.1% | Reduced | History |
| CCDCalamos Dynamic Convertible & Income Fund | COM | 19,816 | $369.4K | 0.1% | +5,945+42.9% | Added | History |
| NRKNuveen New York Amt-Free Quality Municipal Income Fund | COM | 40,351 | $381.3K | 0.1% | 00.0% | Unchanged | History |
| KOCoca Cola Co | Stock | 7,005 | $392.1K | 0.1% | −143−2.0% | Reduced | History |
| CCICrown Castle Inc. | REIT | 4,280 | $393.9K | 0.1% | +1,104+34.8% | Added | History |
| CCitigroup Inc | Stock | 9,636 | $396.3K | 0.1% | −500−4.9% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 1,923 | $408.5K | 0.1% | +2+0.1% | Added | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 5,524 | $419.0K | 0.1% | +5,524 | New | – |
| Flagstar Bank, National Association649445103 | COM | 36,986 | $419.4K | 0.1% | −889−2.3% | Reduced | – |
| First Tr Exchange-Traded FD336917109 | SHS | 12,626 | $422.2K | 0.1% | −747−5.6% | Reduced | – |
| OGSONE Gas, Inc. | COM | 6,266 | $427.8K | 0.1% | +66+1.1% | Added | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 9,160 | $432.7K | 0.1% | 00.0% | Unchanged | – |
| ADMArcher-Daniels-Midland Co | Stock | 5,751 | $433.7K | 0.1% | 00.0% | Unchanged | History |
| MMM3M Co | Stock | 4,655 | $435.8K | 0.1% | +4,655 | New | History |
| DOWDow Inc. | Stock | 8,542 | $440.4K | 0.1% | +907+11.9% | Added | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 6,369 | $444.4K | 0.1% | −96−1.5% | Reduced | – |
| Global X FDS37954Y475 | S&P 500 COVERED | 11,598 | $451.0K | 0.1% | +11,598 | New | – |
| WisdomTree Tr97717Y808 | YIELD ENHANCED | 9,772 | $452.3K | 0.1% | −2,008−17.0% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G656 | S&P ULTRA DIVIDE | 12,282 | $456.8K | 0.1% | −1,156−8.6% | Reduced | – |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 15,200 | $461.3K | 0.1% | +400+2.7% | Added | History |
| KMIKinder Morgan, Inc. | Stock | 28,295 | $469.1K | 0.1% | −822−2.8% | Reduced | History |
| BPBP PLC | ADR | 12,462 | $482.5K | 0.1% | +400+3.3% | Added | History |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 10,345 | $485.5K | 0.1% | +10,345 | New | – |
| DGDollar General Corp | COM | 4,628 | $489.6K | 0.1% | +4,628 | New | History |
| Fidelity Covington Trust316092832 | DIVID ETF RISI | 12,320 | $490.0K | 0.1% | 00.0% | Unchanged | – |
| WisdomTree Tr97717X594 | ITL HDG QTLY DIV | 12,766 | $494.6K | 0.2% | −3,689−22.4% | Reduced | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 13,238 | $495.0K | 0.2% | −704−5.0% | Reduced | – |
| BAMBrookfield Asset Management Ltd. | CL A LMT VTG SHS | 14,813 | $496.0K | 0.2% | 00.0% | Unchanged | History |
| Flexshares Tr33939L803 | M STAR DEV MKT | 7,933 | $496.2K | 0.2% | −631−7.4% | Reduced | – |
| GLWCorning Inc | COM | 16,350 | $498.2K | 0.2% | −15,253−48.3% | Reduced | History |
| ADBEAdobe Inc. | Stock | 1,000 | $509.9K | 0.2% | +50+5.3% | Added | History |
| IRMIron Mountain Inc | COM | 8,752 | $520.3K | 0.2% | +10.0% | Added | History |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 5,005 | $520.4K | 0.2% | +1,100+28.2% | Added | – |
| SLViShares Silver Trust | ETF | 25,655 | $521.8K | 0.2% | 00.0% | Unchanged | History |
| BIPCBrookfield Infrastructure Corp | COM SB VTG SHS A | 15,166 | $536.0K | 0.2% | +86+0.6% | Added | History |
| FFord Motor Co | Stock | 43,182 | $536.3K | 0.2% | +5,254+13.9% | Added | History |
| BENFranklin Templeton Inc | COM | 21,850 | $537.1K | 0.2% | 00.0% | Unchanged | History |
Sold out since Q2 2023 (15)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| AAPAdvance Auto Parts Inc | COM | 11,951 | $840.2K | 0.3% | History |
| TERTeradyne, Inc | Stock | 7,057 | $785.7K | 0.2% | History |
| HASHasbro, Inc. | COM | 11,734 | $760.0K | 0.2% | History |
| SEESealed Air Corp | COM | 15,098 | $603.9K | 0.2% | History |
| TSNTyson Foods, Inc. | Stock | 10,645 | $543.3K | 0.2% | History |
| INSPInspire Medical Systems, Inc. | COM | 1,000 | $324.6K | 0.1% | History |
| PWRQuanta Services, Inc. | COM | 1,500 | $294.7K | 0.1% | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 5,779 | $284.8K | 0.1% | – |
| iShares Tr464287721 | U.S. TECH ETF | 2,577 | $280.6K | 0.1% | – |
| KRKroger Co | Stock | 5,400 | $253.8K | 0.1% | History |
| COHRCoherent Corp. | COM | 4,644 | $236.8K | 0.1% | History |
| MRNAModerna, Inc. | Stock | 1,925 | $233.9K | 0.1% | History |
| AMDAdvanced Micro Devices Inc | Stock | 1,935 | $220.4K | 0.1% | History |
| DDominion Energy, Inc | Stock | 4,185 | $216.7K | 0.1% | History |
| TRVTravelers Companies, Inc. | Stock | 1,200 | $208.4K | 0.1% | History |