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Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Jul 17, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
239
+9 vs. Q1 2023
Portfolio value
$326.7M
+$37.4M (+12.9%) vs. Q1 2023
Filed
Jul 17, 2023
SEC
Holdings of Herold Advisors, Inc. in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
EBSEmergent BioSolutions Inc.COM10,000$73.5K<0.1%00.0%UnchangedHistory
PNIPIMCO New York Municipal Income Fund IICOM10,791$81.9K<0.1%+27+0.3%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM10,450$82.8K<0.1%−200−1.9%ReducedHistory
HLNHaleon plcADR11,034$92.5K<0.1%−864−7.3%ReducedHistory
CHPTChargePoint Holdings, Inc.COM CL A13,000$114.3K<0.1%+13,000NewHistory
ENXEaton Vance New York Municipal Bond FundCOM13,693$128.7K<0.1%−278−2.0%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN11,910$151.3K<0.1%+10+0.1%AddedHistory
NFGNational Fuel Gas CoStock3,900$200.3K0.1%00.0%UnchangedHistory
HESHess CorpStock1,500$203.9K0.1%+1,500NewHistory
TRVTravelers Companies, Inc.Stock1,200$208.4K0.1%00.0%UnchangedHistory
HPEHewlett Packard Enterprise CoCOM12,415$208.6K0.1%00.0%UnchangedHistory
DDominion Energy, IncStock4,185$216.7K0.1%+225+5.7%AddedHistory
Invesco QQQ Trust Series I46090E103ETF587$217.0K0.1%+587New–
NNYNuveen New York Municipal Value FundCOM25,794$218.0K0.1%+986+4.0%AddedHistory
MDLZMondelez International, Inc.Stock3,000$218.8K0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q399BETABUILDRS US2,750$219.2K0.1%00.0%Unchanged–
AMDAdvanced Micro Devices IncStock1,935$220.4K0.1%+1,935NewHistory
COPConocoPhillipsStock2,149$222.6K0.1%+3+0.1%AddedHistory
First Tr Exchange-Traded FD33738D804LTD DUR INVT ETF11,983$223.1K0.1%+11,983New–
SBUXStarbucks CorpStock2,322$230.0K0.1%+10.0%AddedHistory
Schwab Strategic Tr808524862SHT TM US TRES4,825$231.9K0.1%+4,825New–
MRNAModerna, Inc.Stock1,925$233.9K0.1%+100+5.5%AddedHistory
COHRCoherent Corp.COM4,644$236.8K0.1%−2,000−30.1%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF539$238.9K0.1%+539NewHistory
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV12,632$242.8K0.1%−1,180−8.5%Reduced–
GMGeneral Motors CoCOM6,300$242.9K0.1%00.0%UnchangedHistory
OXYOccidental Petroleum CorpStock4,205$247.3K0.1%+175+4.3%AddedHistory
iShares Tr464288877EAFE VALUE ETF5,059$247.6K0.1%00.0%Unchanged–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD10,800$250.6K0.1%00.0%UnchangedHistory
KRKroger CoStock5,400$253.8K0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL6,260$258.9K0.1%−2,595−29.3%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD3,513$265.7K0.1%−920−20.8%Reduced–
DDDuPont de Nemours, Inc.COM3,743$267.4K0.1%−200−5.1%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF8,152$274.8K0.1%−2,142−20.8%Reduced–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 5005,259$278.0K0.1%+5,259New–
iShares Tr464287721U.S. TECH ETF2,577$280.6K0.1%00.0%Unchanged–
iShares Core MSCI Emerging Markets ETF46434G103ETF5,779$284.8K0.1%00.0%Unchanged–
Vanguard Morningstar Small-Cap ETF922908751ETF1,447$287.8K0.1%−11−0.8%Reduced–
PWRQuanta Services, Inc.COM1,500$294.7K0.1%00.0%UnchangedHistory
PRUPrudential Financial IncStock3,381$298.3K0.1%−100−2.9%ReducedHistory
CCDCalamos Dynamic Convertible & Income FundCOM13,871$301.5K0.1%−2,631−15.9%ReducedHistory
EXPDExpeditors International of Washington IncCOM2,500$302.8K0.1%00.0%UnchangedHistory
AMGNAmgen IncStock1,367$303.5K0.1%+277+25.4%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF2,266$305.6K0.1%−200−8.1%Reduced–
CATCaterpillar IncStock1,250$307.6K0.1%−54−4.1%ReducedHistory
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF6,291$309.1K0.1%00.0%Unchanged–
ITWIllinois Tool Works IncStock1,265$316.5K0.1%00.0%UnchangedHistory
MSMorgan StanleyStock3,784$323.1K0.1%+2+0.1%AddedHistory
BNTXBioNTech SESPONSORED ADS3,000$323.8K0.1%00.0%UnchangedHistory
INSPInspire Medical Systems, Inc.COM1,000$324.6K0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT2,245$335.9K0.1%+2,245New–
GEGeneral Electric CoStock3,093$339.7K0.1%−252−7.5%ReducedHistory
CAHCardinal Health IncStock3,600$340.5K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33733E823GROWTH STRENGTH14,618$343.2K0.1%+14,618New–
iShares Tr46428743220 YR TR BD ETF3,410$351.0K0.1%00.0%Unchanged–
Goldman Sachs ETF Tr381430479ACCESS INVT GR7,762$351.3K0.1%+380+5.1%Added–
CCICrown Castle Inc.REIT3,176$361.9K0.1%−172−5.1%ReducedHistory
Goldman Sachs ETF Tr381430396JUST US LRG CP5,740$362.6K0.1%00.0%Unchanged–
GSKGSK plcADR10,179$362.8K0.1%−372−3.5%ReducedHistory
iShares Russell Midcap ETF464287499ETF5,000$365.2K0.1%00.0%Unchanged–
MOAltria Group, Inc.Stock8,257$374.0K0.1%−201−2.4%ReducedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF3,464$374.6K0.1%+3,464New–
AVGOBroadcom Inc.Stock436$378.2K0.1%+99+29.4%AddedHistory
iShares Tr464288885EAFE GRWTH ETF4,006$382.2K0.1%−148−3.6%Reduced–
BEPCBrookfield Renewable CorpCL A SUB VTG12,480$394.2K0.1%00.0%UnchangedHistory
DOWDow Inc.Stock7,635$406.6K0.1%−421−5.2%ReducedHistory
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL3,905$417.4K0.1%+3,905New–
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM40,351$417.6K0.1%−827−2.0%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF1,921$423.2K0.1%−298−13.4%Reduced–
BPBP PLCADR12,062$425.7K0.1%+1,120+10.2%AddedHistory
Flagstar Bank, National Association649445103COM37,875$425.7K0.1%+2,271+6.4%Added–
NFLXNetflix IncStock972$428.2K0.1%00.0%UnchangedHistory
KOCoca Cola CoStock7,148$430.4K0.1%−1,004−12.3%ReducedHistory
ADMArcher-Daniels-Midland CoStock5,751$434.5K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT9,160$436.7K0.1%+9,160New–
First Tr Exchange-Traded FD336917109SHS13,373$454.8K0.1%+13,373New–
INTCIntel CorpStock13,633$455.9K0.1%−3,782−21.7%ReducedHistory
iShares Tr464288638ISHS 5-10YR INVT9,041$457.2K0.1%+4,821+114.2%Added–
ADBEAdobe Inc.Stock950$464.5K0.1%+200+26.7%AddedHistory
CCitigroup IncStock10,136$466.7K0.1%−500−4.7%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF6,465$470.0K0.1%+6,465New–
ABAlliancebernstein Holding L.P.UNIT LTD PARTN14,800$476.0K0.1%−120−0.8%ReducedHistory
OGSONE Gas, Inc.COM6,200$476.2K0.1%−400−6.1%ReducedHistory
WMWaste Management IncStock2,747$476.3K0.1%+10.0%AddedHistory
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS14,813$484.1K0.1%00.0%UnchangedHistory
GILDGilead Sciences, Inc.Stock6,305$486.0K0.1%−107−1.7%ReducedHistory
AXPAmerican Express CoStock2,851$496.7K0.2%−350−10.9%ReducedHistory
IRMIron Mountain IncCOM8,751$497.2K0.2%−499−5.4%ReducedHistory
KMIKinder Morgan, Inc.Stock29,117$501.4K0.2%−2,700−8.5%ReducedHistory
Fidelity Covington Trust316092832DIVID ETF RISI12,320$514.2K0.2%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE13,438$526.0K0.2%−1,643−10.9%Reduced–
PMPhilip Morris International Inc.Stock5,484$535.3K0.2%+434+8.6%AddedHistory
SLViShares Silver TrustETF25,655$535.9K0.2%00.0%UnchangedHistory
TSNTyson Foods, Inc.Stock10,645$543.3K0.2%+1,897+21.7%AddedHistory
WisdomTree Tr97717Y808YIELD ENHANCED11,780$549.3K0.2%+5,274+81.1%Added–
Flexshares Tr33939L803M STAR DEV MKT8,564$555.8K0.2%+8,564New–
First Tr Exchange-Traded FD33734H106SHS13,942$558.9K0.2%+13,942New–
BNY Mellon ETF Trust09661T107US LRG CP CORE6,715$559.8K0.2%00.0%Unchanged–
FDXFedEx CorpStock2,310$572.6K0.2%00.0%UnchangedHistory
FFord Motor CoStock37,928$573.8K0.2%−2,313−5.7%ReducedHistory

Sold out since Q1 2023 (10)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Herold Advisors, Inc. sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
ABBNYABB LtdSPONSORED ADR15,900$545.4K0.2%History
IEPIcahn Enterprises L.P.DEPOSITARY UNIT7,084$366.3K0.1%History
PYPLPayPal Holdings, Inc.Stock4,300$326.5K0.1%History
JCIJohnson Controls International plcStock3,760$226.4K0.1%History
KHCKraft Heinz CoStock5,750$222.4K0.1%History
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL3,460$215.9K0.1%–
iShares Tips Bond ETF464287176ETF1,943$214.2K0.1%–
Siren ETF Tr829658301DIVCN LDRS ETF3,855$204.6K0.1%–
Pacer FDS Tr69374H766INDUSTRIAL RELET5,000$202.5K0.1%–
JPCNuveen Preferred & Income Opportunities FundCOM10,092$66.4K<0.1%History