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Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 19, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
230
+26 vs. Q4 2022
Portfolio value
$289.3M
+$53.2M (+22.5%) vs. Q4 2022
Filed
Apr 19, 2023
SEC
Holdings of Herold Advisors, Inc. in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ABBNYABB LtdSPONSORED ADR15,900$545.4K0.2%00.0%UnchangedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN14,920$545.5K0.2%00.0%UnchangedHistory
KMIKinder Morgan, Inc.Stock31,817$557.1K0.2%+14,695+85.8%AddedHistory
SLViShares Silver TrustETF25,655$567.5K0.2%+3,775+17.3%AddedHistory
INTCIntel CorpStock17,415$569.0K0.2%+4,307+32.9%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF2,291$571.5K0.2%+161+7.6%Added–
FANGDiamondback Energy, Inc.Stock4,288$579.6K0.2%+4,288NewHistory
Goldman Sachs ETF Tr381430388ACCESS EMNG MKTS14,313$580.5K0.2%+14,313New–
BENFranklin Templeton IncCOM22,250$599.4K0.2%00.0%UnchangedHistory
TMOThermo Fisher Scientific Inc.Stock1,046$602.9K0.2%+611+140.5%AddedHistory
LOWLowes Companies IncStock3,042$608.3K0.2%+1,673+122.2%AddedHistory
SEESealed Air CorpCOM13,276$609.5K0.2%+7,591+133.5%AddedHistory
GSGoldman Sachs Group IncStock1,891$618.6K0.2%−664−26.0%ReducedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE15,081$620.5K0.2%−34−0.2%Reduced–
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A13,626$627.6K0.2%+50.0%AddedHistory
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF7,429$633.7K0.2%+398+5.7%Added–
APDAir Products & Chemicals, Inc.Stock2,250$646.2K0.2%−275−10.9%ReducedHistory
TERTeradyne, IncStock6,056$651.1K0.2%+6,056NewHistory
HASHasbro, Inc.COM12,161$652.9K0.2%+12,161NewHistory
DKSDick's Sporting Goods, Inc.Stock4,648$659.5K0.2%+4,648NewHistory
LRCXLam Research CorpCOM1,260$668.0K0.2%+1,260NewHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF3,183$671.3K0.2%+868+37.5%Added–
CMPRCIMPRESS plcSHS EURO15,400$674.8K0.2%00.0%UnchangedHistory
BXBlackstone Inc.COM7,686$675.1K0.2%+5+0.1%AddedHistory
NGGNational Grid PLCSPONSORED ADR NE10,312$701.0K0.2%+20+0.2%AddedHistory
SPDR Series Trust78464A664ST LON TREAS ETF23,654$730.4K0.3%+23,654New–
BRK.BBerkshire Hathaway IncStock2,503$772.9K0.3%−447−15.2%ReducedHistory
Goldman Sachs ETF Tr381430362ACCESS INFLATI15,951$801.8K0.3%+10,301+182.3%Added–
Flexshares Tr33939L407MORNSTAR UPSTR19,787$836.8K0.3%+27+0.1%Added–
ELVElevance Health, Inc.Stock1,834$843.5K0.3%+720+64.6%AddedHistory
BLKBlackRock, Inc.COM1,263$845.1K0.3%+158+14.3%AddedHistory
COSTCostco Wholesale CorpStock1,707$848.2K0.3%−3,300−65.9%ReducedHistory
UNPUnion Pacific CorpStock4,223$849.8K0.3%−1,184−21.9%ReducedHistory
J P Morgan Exchange Traded F46641Q159INCOME ETF18,641$853.3K0.3%+4,180+28.9%Added–
American Centy ETF Tr025072703INTL EQT ETF15,208$867.3K0.3%−1,265−7.7%Reduced–
Goldman Sachs ETF Tr38149W739ACTIVEBETA WRLD21,929$870.1K0.3%+21,929New–
IBNIcici Bank LtdADR40,700$878.3K0.3%00.0%UnchangedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF13,300$892.0K0.3%00.0%Unchanged–
iShares Tr46435G102CONV BD ETF12,560$912.1K0.3%00.0%Unchanged–
WisdomTree Tr97717W588US LARGECAP FUND21,050$920.3K0.3%−1,000−4.5%Reduced–
Schwab U.S. Large-Cap Growth ETF808524300ETF14,280$930.6K0.3%−4,720−24.8%Reduced–
GLWCorning IncCOM26,445$933.0K0.3%+17,495+195.5%AddedHistory
WisdomTree Tr97717Y790US EFFIC CORE FD27,150$951.9K0.3%−2,890−9.6%Reduced–
PEGPublic Service Enterprise Group IncCOM15,452$965.0K0.3%+344+2.3%AddedHistory
UPSUnited Parcel Service IncStock4,977$965.4K0.3%+2,247+82.3%AddedHistory
HSYHershey CoCOM4,016$1.02M0.4%+1,577+64.7%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF21,406$1.07M0.4%+227+1.1%Added–
Pacer US Cash Cows 100 ETF69374H881ETF23,141$1.09M0.4%+1,225+5.6%Added–
PEPPepsiCo IncStock6,011$1.10M0.4%+131+2.2%AddedHistory
IQVIQVIA Holdings Inc.Stock5,600$1.11M0.4%00.0%UnchangedHistory
GLDSPDR Gold TrustETF6,080$1.11M0.4%+875+16.8%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF7,355$1.13M0.4%+2,944+66.7%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF23,454$1.18M0.4%+4,808+25.8%Added–
TAT&T Inc.Stock65,751$1.27M0.4%+2,537+4.0%AddedHistory
SHELShell plcADR22,099$1.27M0.4%+111+0.5%AddedHistory
iShares Core S&P 500 ETF464287200ETF3,108$1.28M0.4%+3,108New–
DISWalt Disney CoStock12,784$1.28M0.4%−1,368−9.7%ReducedHistory
ABTAbbott LaboratoriesStock12,688$1.28M0.4%−4,254−25.1%ReducedHistory
BACBank of America CorpStock44,932$1.29M0.4%+6,285+16.3%AddedHistory
Goldman Sachs ETF Tr381430602ACTIVEBETA US23,420$1.30M0.4%+23,420New–
TSCOTractor Supply CoCOM5,567$1.31M0.5%−2,493−30.9%ReducedHistory
AAPAdvance Auto Parts IncCOM10,938$1.33M0.5%+10,938NewHistory
GOOGAlphabet Inc.Stock13,075$1.36M0.5%+4,875+59.5%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM25,179$1.37M0.5%+1,539+6.5%Added–
First Trust Rising Dividend Achievers ETF33738R506ETF30,681$1.38M0.5%−281−0.9%Reduced–
MCDMcDonalds CorpStock4,991$1.40M0.5%−196−3.8%ReducedHistory
CSCOCisco Systems, Inc.Stock26,902$1.41M0.5%+992+3.8%AddedHistory
WisdomTree Tr97717X669US QTLY DIV GRT22,784$1.42M0.5%−1,420−5.9%Reduced–
BABoeing CoStock6,745$1.43M0.5%−101−1.5%ReducedHistory
LMTLockheed Martin CorpStock3,111$1.47M0.5%−141−4.3%ReducedHistory
AMTAmerican Tower CorpREIT7,410$1.51M0.5%00.0%UnchangedHistory
FBINFortune Brands Innovations, Inc.COM25,898$1.52M0.5%+25,898NewHistory
American Centy ETF Tr025072885US EQT ETF21,980$1.56M0.5%+569+2.7%Added–
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT49,583$1.56M0.5%+150.0%AddedHistory
NEENextera Energy IncStock20,325$1.57M0.5%−1,400−6.4%ReducedHistory
PLDPrologis, Inc.REIT12,579$1.57M0.5%−844−6.3%ReducedHistory
Goldman Sachs ETF Tr381430529ACCES TREASURY15,725$1.57M0.5%+15,725New–
UNHUnitedHealth Group IncStock3,398$1.61M0.6%+127+3.9%AddedHistory
ETNEaton Corp plcStock9,408$1.61M0.6%+3,683+64.3%AddedHistory
QCOMQualcomm IncStock12,836$1.64M0.6%+14+0.1%AddedHistory
EDConsolidated Edison IncStock17,124$1.64M0.6%+11+0.1%AddedHistory
CMCSAComcast CorpStock44,551$1.69M0.6%+15,835+55.1%AddedHistory
TSLATesla, Inc.Stock8,277$1.72M0.6%+877+11.9%AddedHistory
RTXRTX CorpStock17,550$1.72M0.6%+4,088+30.4%AddedHistory
NUENucor CorpCOM11,230$1.73M0.6%−2,800−20.0%ReducedHistory
CTASCintas CorpStock3,780$1.75M0.6%−975−20.5%ReducedHistory
METAMeta Platforms, Inc.Stock8,770$1.86M0.6%+2,435+38.4%AddedHistory
CBChubb LtdStock9,826$1.91M0.7%−66−0.7%ReducedHistory
BNBROOKFIELD CorpCL A LTD VT SH59,282$1.93M0.7%−130.0%ReducedHistory
CVSCVS Health CorpStock26,538$1.97M0.7%+2,835+12.0%AddedHistory
AMZNAmazon Com IncStock19,110$1.97M0.7%+4,494+30.7%AddedHistory
Goldman Sachs ETF Tr38149W101ACCESS US AGRAT48,051$2.03M0.7%+48,051New–
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM43,634$2.03M0.7%−330−0.8%Reduced–
ISRGIntuitive Surgical IncCOM NEW7,950$2.03M0.7%00.0%UnchangedHistory
PFEPfizer IncStock49,991$2.04M0.7%+15,710+45.8%AddedHistory
WPCW. P. Carey Inc.COM26,679$2.07M0.7%−1,862−6.5%ReducedHistory
Goldman Sachs ETF Tr381430206ACTIVEBETA EME70,498$2.10M0.7%+70,498New–
APHAmphenol CorpCL A25,796$2.11M0.7%+72+0.3%AddedHistory
DEDeere & CoStock5,237$2.16M0.7%−57−1.1%ReducedHistory
PSXPhillips 66Stock21,773$2.21M0.8%+774+3.7%AddedHistory

Sold out since Q4 2022 (11)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Herold Advisors, Inc. sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
JKHYJack Henry & Associates IncStock8,120$1.43M0.6%History
AVYAvery Dennison CorpCOM7,280$1.32M0.6%History
STZConstellation Brands, Inc.Stock4,375$1.01M0.4%History
LHXL3HARRIS Technologies, Inc.Stock4,305$896.3K0.4%History
DGDollar General CorpCOM1,501$369.6K0.2%History
TGTTarget CorpStock2,227$331.8K0.1%History
NRGNRG Energy, Inc.Stock9,949$316.6K0.1%History
CLColgate Palmolive CoStock3,878$305.6K0.1%History
STESTERIS plcSHS USD1,219$225.1K0.1%History
WCNWaste Connections, Inc.COM1,650$218.6K0.1%History
HESHess CorpStock1,500$212.7K0.1%History