Skip to main content
Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 19, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
230
+26 vs. Q4 2022
Portfolio value
$289.3M
+$53.2M (+22.5%) vs. Q4 2022
Filed
Apr 19, 2023
SEC
Holdings of Herold Advisors, Inc. in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
JPCNuveen Preferred & Income Opportunities FundCOM10,092$66.4K<0.1%+10.0%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM10,650$83.2K<0.1%−1,363−11.3%ReducedHistory
PNIPIMCO New York Municipal Income Fund IICOM10,764$83.2K<0.1%+29+0.3%AddedHistory
HLNHaleon plcADR11,898$96.9K<0.1%−75−0.6%ReducedHistory
EBSEmergent BioSolutions Inc.COM10,000$103.6K<0.1%+10,000NewHistory
ENXEaton Vance New York Municipal Bond FundCOM13,971$135.8K<0.1%+29+0.2%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN11,900$148.4K0.1%+1,000+9.2%AddedHistory
HPEHewlett Packard Enterprise CoCOM12,415$197.8K0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q399BETABUILDRS US2,750$202.2K0.1%−685−19.9%Reduced–
Pacer FDS Tr69374H766INDUSTRIAL RELET5,000$202.5K0.1%+5,000New–
Siren ETF Tr829658301DIVCN LDRS ETF3,855$204.6K0.1%+3,855New–
TRVTravelers Companies, Inc.Stock1,200$205.7K0.1%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock3,000$209.2K0.1%+3,000NewHistory
COPConocoPhillipsStock2,146$212.9K0.1%+2,146NewHistory
iShares Tips Bond ETF464287176ETF1,943$214.2K0.1%+1,943New–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL3,460$215.9K0.1%+3+0.1%Added–
AVGOBroadcom Inc.Stock337$216.2K0.1%+337NewHistory
iShares Tr464288638ISHS 5-10YR INVT4,220$216.4K0.1%+4,220New–
NNYNuveen New York Municipal Value FundCOM24,808$216.5K0.1%+54+0.2%AddedHistory
DDominion Energy, IncStock3,960$221.4K0.1%+3,960NewHistory
KHCKraft Heinz CoStock5,750$222.4K0.1%00.0%UnchangedHistory
NFGNational Fuel Gas CoStock3,900$225.2K0.1%00.0%UnchangedHistory
JCIJohnson Controls International plcStock3,760$226.4K0.1%+50+1.3%AddedHistory
GMGeneral Motors CoCOM6,300$231.1K0.1%+6,300NewHistory
INSPInspire Medical Systems, Inc.COM1,000$234.1K0.1%00.0%UnchangedHistory
iShares Tr464287721U.S. TECH ETF2,577$239.2K0.1%+2,577New–
SBUXStarbucks CorpStock2,321$241.7K0.1%+100+4.5%AddedHistory
iShares Tr464288877EAFE VALUE ETF5,059$245.5K0.1%+5,059New–
PWRQuanta Services, Inc.COM1,500$250.0K0.1%00.0%UnchangedHistory
OXYOccidental Petroleum CorpStock4,030$251.6K0.1%+400+11.0%AddedHistory
COHRCoherent Corp.COM6,644$253.0K0.1%00.0%UnchangedHistory
AMGNAmgen IncStock1,090$263.4K0.1%+320+41.6%AddedHistory
KRKroger CoStock5,400$266.6K0.1%00.0%UnchangedHistory
CPERUnited States Commodity Index Funds TrustCM REP COPP FD10,800$269.4K0.1%00.0%UnchangedHistory
CAHCardinal Health IncStock3,600$271.8K0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV13,812$275.1K0.1%−381−2.7%Reduced–
EXPDExpeditors International of Washington IncCOM2,500$275.3K0.1%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF1,458$276.4K0.1%+1,458New–
MRNAModerna, Inc.Stock1,825$280.3K0.1%+235+14.8%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF5,779$282.0K0.1%+5,779New–
DDDuPont de Nemours, Inc.COM3,943$283.0K0.1%−483−10.9%ReducedHistory
WisdomTree Tr97717X594ITL HDG QTLY DIV7,198$283.7K0.1%+672+10.3%Added–
PRUPrudential Financial IncStock3,481$288.0K0.1%00.0%UnchangedHistory
ADBEAdobe Inc.Stock750$289.0K0.1%−50−6.3%ReducedHistory
Flexshares Tr33939L662HIG YLD VL ETF7,142$290.9K0.1%+742+11.6%Added–
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF6,291$291.9K0.1%00.0%Unchanged–
CATCaterpillar IncStock1,304$298.5K0.1%+51+4.1%AddedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF4,101$299.2K0.1%00.0%Unchanged–
Flexshares Tr33939L654US QT LW VLTY5,908$303.5K0.1%+314+5.6%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF2,466$305.9K0.1%+2,466New–
WisdomTree Tr97717Y808YIELD ENHANCED6,506$306.9K0.1%+573+9.7%Added–
ITWIllinois Tool Works IncStock1,265$308.0K0.1%+5+0.4%AddedHistory
GEGeneral Electric CoStock3,345$319.7K0.1%−349−9.4%ReducedHistory
Flagstar Bank, National Association649445103COM35,604$321.9K0.1%+3,147+9.7%Added–
Flexshares Tr33939L845QLT DIV DEF IDX6,119$323.9K0.1%+122+2.0%Added–
PYPLPayPal Holdings, Inc.Stock4,300$326.5K0.1%+550+14.7%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF10,294$330.9K0.1%+725+7.6%Added–
MSMorgan StanleyStock3,782$332.0K0.1%−858−18.5%ReducedHistory
NFLXNetflix IncStock972$335.8K0.1%+972NewHistory
Goldman Sachs ETF Tr381430396JUST US LRG CP5,740$336.8K0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,433$337.9K0.1%−760−14.6%Reduced–
Goldman Sachs ETF Tr381430479ACCESS INVT GR7,382$337.9K0.1%−487−6.2%Reduced–
WisdomTree Tr97717Y527FLOATNG RAT TREA6,891$346.4K0.1%+1,461+26.9%Added–
iShares Russell Midcap ETF464287499ETF5,000$349.6K0.1%00.0%Unchanged–
CCDCalamos Dynamic Convertible & Income FundCOM16,502$351.5K0.1%+365+2.3%AddedHistory
iShares Tr46428743220 YR TR BD ETF3,410$362.7K0.1%+3,410New–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT7,084$366.3K0.1%+324+4.8%AddedHistory
BNTXBioNTech SESPONSORED ADS3,000$373.7K0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL8,855$373.8K0.1%+40.0%Added–
GSKGSK plcADR10,551$375.4K0.1%−4,091−27.9%ReducedHistory
MOAltria Group, Inc.Stock8,458$377.4K0.1%+430+5.4%AddedHistory
Flexshares Tr33939L670CRE SLCT BD FD16,983$382.8K0.1%+3,887+29.7%Added–
iShares Tr464288885EAFE GRWTH ETF4,154$389.2K0.1%+4,154New–
BPBP PLCADR10,942$415.1K0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR10,120$417.2K0.1%+4,149+69.5%Added–
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM41,178$435.3K0.2%−763−1.8%ReducedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG12,480$435.8K0.2%+60.0%AddedHistory
DOWDow Inc.Stock8,056$441.6K0.2%+69+0.9%AddedHistory
American Centy ETF Tr025072877US SML CP VALU6,030$446.6K0.2%+169+2.9%Added–
WMWaste Management IncStock2,746$448.1K0.2%−11,027−80.1%ReducedHistory
CCICrown Castle Inc.REIT3,348$448.1K0.2%+177+5.6%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF2,219$452.9K0.2%+2,219New–
ADMArcher-Daniels-Midland CoStock5,751$458.1K0.2%00.0%UnchangedHistory
BRK.ABerkshire Hathaway IncCL A1$465.6K0.2%00.0%UnchangedHistory
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS14,813$484.6K0.2%−40.0%ReducedHistory
IRMIron Mountain IncCOM9,250$489.4K0.2%+100+1.1%AddedHistory
PMPhilip Morris International Inc.Stock5,050$491.1K0.2%+103+2.1%AddedHistory
CCitigroup IncStock10,636$498.7K0.2%+60+0.6%AddedHistory
Fidelity Covington Trust316092832DIVID ETF RISI12,320$500.9K0.2%−1,250−9.2%Reduced–
KOCoca Cola CoStock8,152$505.7K0.2%+621+8.2%AddedHistory
Flexshares Tr33939L506IBOXX 3R TARGT20,938$506.1K0.2%+603+3.0%Added–
FFord Motor CoStock40,241$507.0K0.2%+295+0.7%AddedHistory
BNY Mellon ETF Trust09661T107US LRG CP CORE6,715$511.3K0.2%−1,730−20.5%Reduced–
ORCLOracle CorpStock5,563$516.9K0.2%+529+10.5%AddedHistory
TSNTyson Foods, Inc.Stock8,748$518.9K0.2%+8,748NewHistory
OGSONE Gas, Inc.COM6,600$522.9K0.2%00.0%UnchangedHistory
FDXFedEx CorpStock2,310$527.8K0.2%+359+18.4%AddedHistory
AXPAmerican Express CoStock3,201$528.0K0.2%+100+3.2%AddedHistory
GILDGilead Sciences, Inc.Stock6,412$532.1K0.2%+348+5.7%AddedHistory
WisdomTree Tr97717X578EM EX ST-OWNED19,138$532.8K0.2%−8,000−29.5%Reduced–

Sold out since Q4 2022 (11)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Herold Advisors, Inc. sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
JKHYJack Henry & Associates IncStock8,120$1.43M0.6%History
AVYAvery Dennison CorpCOM7,280$1.32M0.6%History
STZConstellation Brands, Inc.Stock4,375$1.01M0.4%History
LHXL3HARRIS Technologies, Inc.Stock4,305$896.3K0.4%History
DGDollar General CorpCOM1,501$369.6K0.2%History
TGTTarget CorpStock2,227$331.8K0.1%History
NRGNRG Energy, Inc.Stock9,949$316.6K0.1%History
CLColgate Palmolive CoStock3,878$305.6K0.1%History
STESTERIS plcSHS USD1,219$225.1K0.1%History
WCNWaste Connections, Inc.COM1,650$218.6K0.1%History
HESHess CorpStock1,500$212.7K0.1%History