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Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 9, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
719
+514 vs. Q4 2021
Portfolio value
$280.9M
+$23.4M (+9.1%) vs. Q4 2021
Filed
May 9, 2022
SEC
Holdings of Herold Advisors, Inc. in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
SWAVShockwave Medical, Inc.COM350$72.6K<0.1%+350NewHistory
BKRBaker Hughes CoCL A2,000$72.8K<0.1%+2,000NewHistory
Global X Lithium & Battery Tech ETF37954Y855ETF950$73.1K<0.1%+950New–
LUVSouthwest Airlines CoCOM1,600$73.3K<0.1%+1,600NewHistory
SYKStryker CorpStock275$73.5K<0.1%−6,759−96.1%ReducedHistory
Dimensional ETF Trust25434V849NATL MUN BD ETF1,520$73.7K<0.1%+1,520New–
GMGeneral Motors CoCOM1,715$75.0K<0.1%+1,715NewHistory
MVFBlackRock Munivest Fund, Inc.COM9,250$75.5K<0.1%+9,250NewHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF1,565$75.6K<0.1%+1,565New–
KNXKnight-Swift Transportation Holdings Inc.CL A1,500$75.7K<0.1%+1,500NewHistory
Cambria ETF Tr132061201SHSHLD YIELD ETF1,190$76.1K<0.1%+1,190New–
TFCTruist Financial CorpCOM1,346$76.4K<0.1%+1,346NewHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS3,500$76.6K<0.1%+3,500NewHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF5,195$76.8K<0.1%+5,195NewHistory
RFRegions Financial CorpCOM3,500$77.9K<0.1%+3,500NewHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF350$78.0K<0.1%+350New–
IFFInternational Flavors & Fragrances IncCOM601$78.9K<0.1%+601NewHistory
TPLTexas Pacific Land CorpStock60$81.1K<0.1%+60NewHistory
MLIMueller Industries IncCOM1,500$81.3K<0.1%+1,500NewHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF4,300$81.8K<0.1%+4,300New–
BCEBce IncCOM NEW1,475$81.8K<0.1%+1,475NewHistory
CMGChipotle Mexican Grill IncCOM52$82.3K<0.1%+52NewHistory
AJRDAerojet Rocketdyne Holdings, Inc.COM2,100$82.6K<0.1%+2,100NewHistory
ARWRArrowhead Pharmaceuticals, Inc.COM1,800$82.8K<0.1%+1,800NewHistory
WMBWilliams Companies, Inc.COM2,500$83.5K<0.1%+2,500NewHistory
VKQInvesco Municipal TrustCOM7,293$83.9K<0.1%+7,293NewHistory
PPLPPL CorpCOM2,950$84.3K<0.1%+2,950NewHistory
TTETotalEnergies SESPONSORED ADS1,698$85.9K<0.1%+1,698NewHistory
PNFPIMCO New York Municipal Income FundCOM9,959$86.1K<0.1%+9,959NewHistory
STMSTMicroelectronics N.V.NY REGISTRY2,000$86.5K<0.1%+2,000NewHistory
iShares Tr46434V290US SML CAP EQT1,600$87.3K<0.1%−2,900−64.4%Reduced–
DHRDanaher CorpStock300$88.0K<0.1%+300NewHistory
METMetlife IncStock1,258$88.5K<0.1%+1,258NewHistory
First Tr Exchange Traded FD33738R100MULTI ASSET DI5,250$88.5K<0.1%+5,250New–
iShares U.S. Treasury Bond ETF46429B267ETF3,569$88.9K<0.1%−6,235−63.6%Reduced–
HONHoneywell International IncCOM458$89.1K<0.1%−7,278−94.1%ReducedHistory
RYRoyal Bank of CanadaStock810$89.3K<0.1%+810NewHistory
CARRCarrier Global CorpStock1,967$90.3K<0.1%+1,967NewHistory
iShares Tips Bond ETF464287176ETF725$90.3K<0.1%+725New–
Schwab US Dividend Equity ETF808524797ETF1,150$90.7K<0.1%+1,150New–
J P Morgan Exchange Traded F46641Q241BETABUILDERS US1,802$91.0K<0.1%+1,802New–
PKGPackaging Corp of AmericaStock590$92.1K<0.1%+590NewHistory
BIDUBaidu, Inc.ADR700$92.6K<0.1%+700NewHistory
American Centy ETF Tr025072802INTL SMCP VLU1,505$94.2K<0.1%+1,505New–
iShares Tr464287556ISHARES BIOTECH725$94.5K<0.1%+725New–
First Tr Exchange-Traded FD336917109SHS2,550$95.5K<0.1%+2,550New–
Vanguard Intermediate-Term Bond ETF921937819ETF1,169$95.7K<0.1%+1,169New–
NMAINuveen Multi-Asset Income FundCOM5,956$96.5K<0.1%+5,956NewHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF425$96.8K<0.1%+425New–
BRCCBRC Inc.COM CL A4,700$98.1K<0.1%+4,700NewHistory
ALKAlaska Air Group, Inc.COM1,700$98.6K<0.1%+1,700NewHistory
UUnity Software Inc.COM1,000$99.2K<0.1%+1,000NewHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM10,223$99.3K<0.1%+30+0.3%AddedHistory
PNIPIMCO New York Municipal Income Fund IICOM10,641$101.1K<0.1%+24+0.2%AddedHistory
Global X FDS37954Y657US PFD ETF4,365$102.6K<0.1%+4,365New–
NADNuveen Quality Municipal Income FundCOM7,829$104.6K<0.1%+7,829NewHistory
Flexshares Tr33939L506IBOXX 3R TARGT4,044$104.8K<0.1%+4,044New–
State Street Utilities Select Sector SPDR ETF81369Y886ETF1,450$108.0K<0.1%+1,450New–
CFGCitizens Financial Group IncCOM2,400$108.8K<0.1%+2,400NewHistory
OGNOrganon & Co.Stock3,168$110.7K<0.1%+3,168NewHistory
ALLAllstate CorpStock800$110.8K<0.1%+800NewHistory
CLXClorox CoStock800$111.2K<0.1%+800NewHistory
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM4,420$113.0K<0.1%+4,420NewHistory
WisdomTree Tr97717X131INTL QULTY DIV3,125$114.0K<0.1%+3,125New–
BABAAlibaba Group Holding LtdADR1,051$114.3K<0.1%+1,051NewHistory
IDAIdacorp IncCOM1,000$115.4K<0.1%+1,000NewHistory
NMTNuveen Massachusetts Quality Municipal Income FundCOM9,085$115.6K<0.1%+9,085NewHistory
Pacer FDS Tr69374H741DATA AND INFRAST3,000$117.1K<0.1%+3,000New–
Vanguard Short-Term Bond ETF921937827ETF1,520$118.4K<0.1%+1,520New–
TGNATegna IncCOM5,300$118.7K<0.1%+5,300NewHistory
SPYSPDR S&P 500 ETF TrustETF266$120.1K<0.1%+266NewHistory
PNCPNC Financial Services Group, Inc.Stock661$121.9K<0.1%+661NewHistory
COPConocoPhillipsStock1,224$122.5K<0.1%+1,224NewHistory
OXYOccidental Petroleum CorpStock2,180$123.7K<0.1%+2,180NewHistory
Global X FDS37954Y475S&P 500 COVERED2,500$123.8K<0.1%+2,500New–
MMM3M CoStock837$124.7K<0.1%+837NewHistory
TDToronto Dominion BankStock1,600$127.1K<0.1%+1,600NewHistory
WRKWestRock CoCOM2,750$129.3K<0.1%+2,750NewHistory
WSMWilliams Sonoma IncCOM900$130.5K<0.1%+900NewHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF2,935$132.0K<0.1%+2,935New–
WisdomTree Tr97717X701EUROPE HEDGED EQ1,800$132.5K<0.1%+1,800New–
ETF Managers Tr26924G201PRIME CYBR SCRTY2,300$135.1K<0.1%+2,300New–
Pacer Lunt Large Cap Multi-Factor Alternator ETF69374H816ETF3,463$136.6K<0.1%+3,463New–
ABNBAirbnb, Inc.Stock800$137.4K<0.1%+800NewHistory
Goldman Sachs ETF Tr381430206ACTIVEBETA EME4,284$145.1K0.1%+4,284New–
HPEHewlett Packard Enterprise CoCOM8,900$148.7K0.1%+8,900NewHistory
J P Morgan Exchange Traded F46641Q159INCOME ETF3,110$149.3K0.1%+3,110New–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT3,100$151.7K0.1%+3,100New–
Fidelity High Dividend ETF316092840ETF3,650$151.9K0.1%+3,650New–
JJacobs Solutions Inc.COM1,110$153.0K0.1%+1,110NewHistory
New Age Alpha Tr64157X203AVDR US LRGCP ES4,975$154.7K0.1%+4,975New–
ENXEaton Vance New York Municipal Bond FundCOM14,865$155.8K0.1%+30+0.2%AddedHistory
iShares Tr46435G425ESG AWR MSCI USA1,546$156.7K0.1%+1,546New–
WYNNWynn Resorts LtdCOM1,975$157.5K0.1%+1,975NewHistory
HESHess CorpStock1,500$160.6K0.1%+1,500NewHistory
FDXFedEx CorpStock700$162.0K0.1%+700NewHistory
SPDR Series Trust78468R812ST STR MSCI USAQ1,300$162.0K0.1%+1,300New–
First Tr Exchange-Traded FD33733B100WTR ETF1,930$162.7K0.1%+1,930New–
CTVACorteva, Inc.Stock2,855$164.1K0.1%+2,855NewHistory
DUKDuke Energy CORPStock1,478$165.1K0.1%+1,478NewHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Herold Advisors, Inc. in Q1 2022
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock$209.9K–
PDIPIMCO Dynamic Income FundSHS$45.6K–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF$13.9K–
Pieris Pharmaceuticals Inc720795103COM$6.06K–

Sold out since Q4 2021 (13)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Herold Advisors, Inc. sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
KLACKLA CorpCOM NEW4,770$2.05M0.8%History
SHWSherwin Williams CoCOM5,715$2.01M0.8%History
HEI.AHeico CorpCL A9,450$1.21M0.5%History
MKTXMarketaxess Holdings IncCOM2,202$905.0K0.4%History
Royal Dutch Shell PLC780259107SPON ADR B15,100$654.0K0.3%–
RTXRTX CorpStock7,310$629.0K0.2%History
Tidal ETF Tr886364843ATAC US ROTATION12,935$304.0K0.1%–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP4,220$289.0K0.1%–
AMDAdvanced Micro Devices IncStock1,720$247.0K0.1%History
Invesco QQQ Trust Series I46090E103ETF546$217.0K0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A4,948$214.0K0.1%–
XPEVXpeng Inc.ADS4,200$211.0K0.1%History
iShares Tr464288307MRGSTR MD CP GRW2,760$202.0K0.1%–