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Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 9, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
719
+514 vs. Q4 2021
Portfolio value
$280.9M
+$23.4M (+9.1%) vs. Q4 2021
Filed
May 9, 2022
SEC
Holdings of Herold Advisors, Inc. in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
IPInternational Paper CoCOM400$18.5K<0.1%+400NewHistory
BBBLACKBERRY LtdCOM2,500$18.6K<0.1%+2,500NewHistory
Dimensional ETF Trust25434V831US HIGH PROF ETF710$18.7K<0.1%+710New–
BlackRock New York Municipal Income Trust09248L106SH BEN INT1,540$18.8K<0.1%+1,540New–
ARK ETF Tr00214Q807SPACE & DEFENSE1,050$18.8K<0.1%+1,050New–
Paramount Global92556H206CL B500$18.9K<0.1%+500New–
ProShares Tr74348A467S&P 500 DV ARIST200$19.0K<0.1%+200New–
Vanguard Health Care ETF92204A504ETF75$19.1K<0.1%+75New–
iShares MSCI USA Momentum Factor ETF46432F396ETF115$19.4K<0.1%+115New–
ARK Next Generation Technology ETF00214Q401ETF225$19.6K<0.1%+225New–
iShares Tr46435G243ESG AWRE 1 5 YR800$19.7K<0.1%+800New–
DALDelta Air Lines, Inc.COM NEW500$19.8K<0.1%+500NewHistory
MYJBlackRock Muniyield New Jersey Fund, Inc.COM1,500$20.1K<0.1%+1,500NewHistory
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE250$20.2K<0.1%+250New–
Paramount Global92556H107CL A500$20.2K<0.1%+500New–
SONYSony Group CorpSPONSORED ADR200$20.5K<0.1%+200NewHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF300$20.7K<0.1%+300New–
Vanguard S&P 500 ETF922908363ETF50$20.8K<0.1%+50New–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 160$20.8K<0.1%+60NewHistory
iShares Tr4642886613 7 YR TREAS BD174$21.2K<0.1%+174New–
iShares MSCI USA Min Vol Factor ETF46429B697ETF275$21.3K<0.1%+275New–
DOCUDocuSign, Inc.Stock200$21.4K<0.1%+200NewHistory
Nushares ETF Tr67092P870NUVEEN ESG US900$21.7K<0.1%+900New–
HIMXHimax Technologies, Inc.SPONSORED ADR2,000$21.7K<0.1%+2,000NewHistory
NXHNeighborhood Intelligence, Inc.COM500$22.0K<0.1%+500NewHistory
BBNBlackRock Taxable Municipal Bond TrustSHS1,000$22.0K<0.1%+1,000NewHistory
ETXEaton Vance Municipal Income 2028 Term TrustSHS1,081$22.1K<0.1%+1,081NewHistory
SPLKSplunk IncCOM150$22.3K<0.1%+150NewHistory
MNDTMandiant, Inc.Stock1,000$22.3K<0.1%+1,000NewHistory
AWFAlliancebernstein Global High Income Fund IncCOM2,000$22.4K<0.1%+2,000NewHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM1,607$22.5K<0.1%+1,607NewHistory
iShares Tr46435G193ESG AWRE USD ETF900$22.6K<0.1%+900New–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF300$22.8K<0.1%+300New–
Nushares ETF Tr67092P300NUVEEN ESG LRGVL600$22.8K<0.1%+600New–
FISFidelity National Information Services, Inc.Stock230$23.1K<0.1%+230NewHistory
Listed FDS Tr53656F623HORI KI INFL ETF700$23.3K<0.1%+700New–
DKNGDraftKings Inc.COM CL A1,200$23.4K<0.1%+1,200NewHistory
PBCTPeople's United Financial, Inc.COM1,204$24.1K<0.1%+1,204NewHistory
SPOTSpotify Technology S.A.Stock160$24.2K<0.1%+160NewHistory
Fidelity Covington Trust316092857MSCI RL EST ETF750$24.3K<0.1%+750New–
THWabrdn World Healthcare FundBEN INT SHS1,600$24.4K<0.1%+1,600NewHistory
iShares Tr46432F859CORE 1 5 YR USD507$24.6K<0.1%+507New–
GATXGatx CorpCOM200$24.7K<0.1%+200NewHistory
iShares Tr46434V613CORE UNIVRSL USD500$24.8K<0.1%+500New–
OPTUOptimum Communications, Inc.CL A2,000$25.0K<0.1%+2,000NewHistory
Vanguard High Dividend Yield Index ETF921946406ETF225$25.3K<0.1%+225New–
NIDNuveen Intermediate Duration Municipal Term FundCOM1,828$25.3K<0.1%+1,828NewHistory
MRSHMarsh & McLennan Companies, Inc.Stock150$25.6K<0.1%+150NewHistory
MPCMarathon Petroleum CorpStock300$25.6K<0.1%+300NewHistory
Pacer Trendpilot US Bond ETF69374H642ETF1,060$25.8K<0.1%+1,060New–
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncSHS1,000$26.0K<0.1%+1,000NewHistory
ELANElanco Animal Health IncCOM1,000$26.1K<0.1%+1,000NewHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM1,250$26.3K<0.1%+1,250NewHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF500$26.6K<0.1%+500New–
VGMInvesco Trust for Investment Grade MunicipalsCOM2,285$26.6K<0.1%+2,285NewHistory
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM2,000$26.7K<0.1%+2,000NewHistory
SJMJ M SMUCKER CoStock200$27.1K<0.1%+200NewHistory
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD1,400$27.3K<0.1%+1,400New–
HPIJohn Hancock Preferred Income FundSH BEN INT1,455$28.2K<0.1%+1,455NewHistory
TOLToll Brothers, Inc.COM600$28.2K<0.1%+600NewHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF572$28.4K<0.1%+572New–
SUNSunoco LPCOM UT REP LP700$28.6K<0.1%+700NewHistory
Fidelity Covington Trust316092790QLTY FCTOR ETF550$28.7K<0.1%+550New–
TAKTakeda Pharmaceutical Co LtdADR2,016$28.9K<0.1%+2,016NewHistory
UTFCohen & Steers Infrastructure Fund IncCOM1,000$28.9K<0.1%+1,000NewHistory
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF450$29.1K<0.1%+450New–
SBUXStarbucks CorpStock319$29.1K<0.1%+319NewHistory
AGCOAGCO CorpCOM200$29.2K<0.1%+200NewHistory
KKRKKR & Co. Inc.COM500$29.2K<0.1%+500NewHistory
SOFISoFi Technologies, Inc.Stock3,100$29.3K<0.1%+3,100NewHistory
TRGPTarga Resources Corp.COM390$29.4K<0.1%+390NewHistory
SNYSanofiSPONSORED ADR578$29.7K<0.1%+578NewHistory
TJXTJX Companies IncStock500$30.3K<0.1%+500NewHistory
TTTrane Technologies plcSHS200$30.5K<0.1%+200NewHistory
CORCencora, Inc.Stock200$30.9K<0.1%+200NewHistory
JBLUJetBlue Airways CorpCOM2,100$31.4K<0.1%+2,100NewHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP795$31.7K<0.1%+795New–
LINLinde PLCSHS100$31.9K<0.1%+100NewHistory
iShares Select Dividend ETF464287168ETF250$32.0K<0.1%+250New–
American Centy ETF Tr025072349US LARGE CAP VLU600$32.4K<0.1%+600New–
SUSuncor Energy IncStock1,000$32.6K<0.1%+1,000NewHistory
EVNEaton Vance Municipal Income TrustSH BEN INT2,806$33.2K<0.1%+2,806NewHistory
IOVAIovance Biotherapeutics, Inc.COM2,000$33.3K<0.1%+2,000NewHistory
WisdomTree Tr97717W505US MIDCAP DIVID750$33.3K<0.1%+750New–
EPDEnterprise Products Partners L.P.Stock1,300$33.6K<0.1%+1,300NewHistory
SRESempraStock200$33.6K<0.1%+200NewHistory
iShares MSCI USA Quality Factor ETF46432F339ETF250$33.7K<0.1%+250New–
American Centy ETF Tr025072356REAL ESTATE ETF645$33.9K<0.1%+645New–
NLYAnnaly Capital Management IncCOM4,872$34.3K<0.1%+4,872NewHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF285$34.5K<0.1%+285New–
CNKCinemark Holdings, Inc.COM2,000$34.6K<0.1%+2,000NewHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM2,700$34.6K<0.1%+2,700NewHistory
CECelanese CorpStock245$35.0K<0.1%+245NewHistory
PLTRPalantir Technologies Inc.Stock2,550$35.0K<0.1%+2,550NewHistory
Nushares ETF Tr67092P409NUVEEN ESG MIDCP800$35.1K<0.1%+800New–
NBBNuveen Taxable Municipal Income FundCOM1,772$35.4K<0.1%+1,772NewHistory
FISVFiserv IncStock350$35.5K<0.1%+350NewHistory
Barrick Gold Corp067901108COM1,450$35.6K<0.1%+1,450New–
HPSJohn Hancock Preferred Income Fund IIICOM1,986$35.7K<0.1%+1,986NewHistory
ZBHZimmer Biomet Holdings, Inc.Stock280$35.8K<0.1%+280NewHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Herold Advisors, Inc. in Q1 2022
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock$209.9K–
PDIPIMCO Dynamic Income FundSHS$45.6K–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF$13.9K–
Pieris Pharmaceuticals Inc720795103COM$6.06K–

Sold out since Q4 2021 (13)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Herold Advisors, Inc. sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
KLACKLA CorpCOM NEW4,770$2.05M0.8%History
SHWSherwin Williams CoCOM5,715$2.01M0.8%History
HEI.AHeico CorpCL A9,450$1.21M0.5%History
MKTXMarketaxess Holdings IncCOM2,202$905.0K0.4%History
Royal Dutch Shell PLC780259107SPON ADR B15,100$654.0K0.3%–
RTXRTX CorpStock7,310$629.0K0.2%History
Tidal ETF Tr886364843ATAC US ROTATION12,935$304.0K0.1%–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP4,220$289.0K0.1%–
AMDAdvanced Micro Devices IncStock1,720$247.0K0.1%History
Invesco QQQ Trust Series I46090E103ETF546$217.0K0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A4,948$214.0K0.1%–
XPEVXpeng Inc.ADS4,200$211.0K0.1%History
iShares Tr464288307MRGSTR MD CP GRW2,760$202.0K0.1%–