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Livermore
Livermore
ZHEN

West Financial Advisors, LLC

SEC CIK
0001843684
Latest filing
Jul 8, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Apr 11, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
154
−3 vs. Q4 2023
Portfolio value
$466.2M
+$27.5M (+6.3%) vs. Q4 2023
Filed
Apr 11, 2024
SEC
Holdings of West Financial Advisors, LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF231,051$120.9M25.9%+566+0.2%AddedHistory
Vanguard Total Bond Market ETF921937835ETF647,576$47.0M10.1%+26,918+4.3%Added–
Vanguard Ftse Developed Markets ETF921943858ETF923,921$46.4M9.9%+34,927+3.9%Added–
Vanguard Mun BD FDS922907746TAX EXEMPT BD903,705$45.7M9.8%+19,833+2.2%Added–
Dimensional Emerging Core Equity Market ETF25434V302ETF874,492$21.6M4.6%+13,492+1.6%Added–
iShares Core S&P Mid-Cap ETF464287507ETF348,687$21.2M4.5%00.0%UnchangedConverted for a 5-for-1 split–
iShares Core MSCI Eafe ETF46432F842ETF251,961$18.7M4.0%+5,322+2.2%Added–
Dimensional ETF Trust25434V831US HIGH PROF ETF379,605$12.0M2.6%+6,876+1.8%Added–
Dimensional U.S. Small Cap ETF25434V500ETF178,924$11.2M2.4%+948+0.5%Added–
Vanguard Index FDS922908652EXTEND MKT ETF63,005$11.0M2.4%−1,372−2.1%Reduced–
Vanguard S&P 500 ETF922908363ETF20,931$10.1M2.2%−495−2.3%Reduced–
iShares Tips Bond ETF464287176ETF87,157$9.36M2.0%+1,884+2.2%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF116,276$9.36M2.0%+5,109+4.6%Added–
Vanguard Dividend Appreciation ETF921908844ETF51,263$9.36M2.0%−3,813−6.9%Reduced–
Dimensional ETF Trust25434V849NATL MUN BD ETF167,996$8.08M1.7%+1,441+0.9%Added–
PIMCO ETF Tr72201R7830-5 HIGH YIELD65,805$6.15M1.3%+1,303+2.0%Added–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF66,023$6.06M1.3%+2,044+3.2%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF20,615$5.36M1.1%−70−0.3%Reduced–
Invesco QQQ Trust Series I46090E103ETF10,490$4.66M1.0%−104−1.0%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF13,593$3.11M0.7%−663−4.7%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F43,716$2.64M0.6%−9,092−17.2%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF18,647$2.35M0.5%+18,647New–
State Street Financial Select Sector SPDR ETF81369Y605ETF55,322$2.33M0.5%+505+0.9%Added–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF27,195$2.22M0.5%−688−2.5%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF10,627$2.21M0.5%+80+0.8%Added–
AAPLApple Inc.Stock12,611$2.16M0.5%00.0%UnchangedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF7,698$1.92M0.4%+204+2.7%Added–
Vanguard Morningstar Growth ETF922908736ETF5,105$1.76M0.4%−688−11.9%Reduced–
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF41,940$1.61M0.3%−2,659−6.0%Reduced–
Vanguard World FD921910733ESG US STK ETF16,230$1.51M0.3%−70−0.4%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF35,879$1.50M0.3%+3,143+9.6%Added–
Vanguard World FD921910725ESG INTL STK ETF23,777$1.37M0.3%+27+0.1%Added–
Vanguard Real Estate ETF922908553ETF15,370$1.33M0.3%+746+5.1%Added–
iShares Tr464288414NATIONAL MUN ETF9,354$1.01M0.2%+2,647+39.5%Added–
SCHWSchwab Charles CorpStock12,600$911.5K0.2%00.0%UnchangedHistory
Vanguard World FD921910873MEGA CAP INDEX3,827$715.2K0.2%00.0%Unchanged–
MSFTMicrosoft CorpStock1,678$705.9K0.2%+34+2.1%AddedHistory
LNTAlliant Energy CorpStock13,767$693.9K0.1%+2,999+27.9%AddedHistory
TYLTyler Technologies IncCOM1,378$585.6K0.1%+14+1.0%AddedHistory
iShares Tr464288802ESG OPTIMIZED5,195$567.1K0.1%00.0%Unchanged–
Schwab U.S. Broad Market ETF808524102ETF8,853$540.5K0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD6,296$486.8K0.1%−2,323−27.0%Reduced–
iShares Tr464288570ESG MSCI KLD ETF4,690$472.8K0.1%−15−0.3%Reduced–
Vanguard World FD921910691ESG US CORP BD7,001$439.3K0.1%+11+0.2%Added–
TROWPrice T Rowe Group IncStock3,587$437.3K0.1%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF1,964$376.9K0.1%00.0%Unchanged–
GOOGAlphabet Inc.Stock2,000$304.5K0.1%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock2,000$301.9K0.1%00.0%UnchangedHistory
QCOMQualcomm IncStock1,674$283.4K0.1%00.0%UnchangedHistory
Schwab US Dividend Equity ETF808524797ETF3,322$267.9K0.1%00.0%Unchanged–
WisdomTree Tr97717X701EUROPE HEDGED EQ5,294$255.7K0.1%00.0%Unchanged–
WFCWells Fargo & CompanyStock4,039$234.1K0.1%+2,059+104.0%AddedHistory
AMGNAmgen IncStock764$217.2K<0.1%−310−28.9%ReducedHistory
NSCNorfolk Southern CorpStock846$215.6K<0.1%00.0%UnchangedHistory
PFGPrincipal Financial Group IncCOM2,462$212.5K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Value ETF922908744ETF1,192$194.1K<0.1%+7+0.6%Added–
CHDChurch & Dwight Co IncCOM1,808$188.6K<0.1%00.0%UnchangedHistory
ORCLOracle CorpStock1,501$188.5K<0.1%−100−6.2%ReducedHistory
FIBKFirst Interstate Bancsystem IncCOM6,332$172.3K<0.1%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock1,164$153.6K<0.1%−120−9.3%ReducedHistory
HONHoneywell International IncCOM695$142.6K<0.1%00.0%UnchangedHistory
ADMArcher-Daniels-Midland CoStock2,000$125.6K<0.1%00.0%UnchangedHistory
BRK.BBerkshire Hathaway IncStock286$120.3K<0.1%+25+9.6%AddedHistory
ABBVAbbVie Inc.Stock657$119.6K<0.1%00.0%UnchangedHistory
Vanguard High Dividend Yield Index ETF921946406ETF934$113.0K<0.1%00.0%Unchanged–
iShares Core Dividend Growth ETF46434V621ETF1,895$110.0K<0.1%00.0%Unchanged–
iShares Russell Midcap ETF464287499ETF1,040$87.5K<0.1%00.0%Unchanged–
XOMExxonMobil Holdings CorpCOM741$86.1K<0.1%00.0%UnchangedHistory
BABoeing CoStock433$83.6K<0.1%00.0%UnchangedHistory
CTVACorteva, Inc.Stock1,303$75.1K<0.1%−249−16.0%ReducedHistory
ABTAbbott LaboratoriesStock616$70.0K<0.1%00.0%UnchangedHistory
TSLATesla, Inc.Stock378$66.4K<0.1%00.0%UnchangedHistory
DEDeere & CoStock162$66.4K<0.1%+2+1.3%AddedHistory
LOWLowes Companies IncStock256$65.2K<0.1%00.0%UnchangedHistory
KRKroger CoStock1,112$63.5K<0.1%00.0%UnchangedHistory
CASYCaseys General Stores IncCOM198$63.1K<0.1%+13+7.0%AddedHistory
iShares Russell 1000 Value ETF464287598ETF351$62.9K<0.1%00.0%Unchanged–
Vanguard Whitehall FDS921946810INTL DVD ETF716$58.4K<0.1%−284−28.4%Reduced–
NKENIKE, Inc.Stock600$56.4K<0.1%00.0%UnchangedHistory
Schwab International Equity ETF808524805ETF1,395$54.4K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E651GLOBAL WATER1,250$53.9K<0.1%00.0%Unchanged–
QCRHQCR Holdings IncCOM870$52.8K<0.1%00.0%UnchangedHistory
SBUXStarbucks CorpStock497$45.4K<0.1%00.0%UnchangedHistory
iShares MSCI Eafe ETF464287465ETF568$45.4K<0.1%−81−12.5%Reduced–
Dimensional ETF Trust25434V104US CORE EQT MKT1,184$43.3K<0.1%00.0%Unchanged–
EDConsolidated Edison IncStock472$42.9K<0.1%00.0%UnchangedHistory
MCDMcDonalds CorpStock145$40.9K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A763ST STR SP DIV294$38.6K<0.1%00.0%Unchanged–
CATCaterpillar IncStock103$37.7K<0.1%00.0%UnchangedHistory
CMICummins IncStock126$37.1K<0.1%00.0%UnchangedHistory
MARMarriott International IncStock135$34.1K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF218$34.0K<0.1%00.0%Unchanged–
iShares Select Dividend ETF464287168ETF273$33.6K<0.1%00.0%Unchanged–
BALLBALL CorpCOM488$32.9K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734H106SHS718$30.3K<0.1%00.0%Unchanged–
COSTCostco Wholesale CorpStock41$30.0K<0.1%00.0%UnchangedHistory
WELLWelltower Inc.REIT320$29.9K<0.1%00.0%UnchangedHistory
OTTROtter Tail CorpCOM334$28.9K<0.1%00.0%UnchangedHistory
PNCPNC Financial Services Group, Inc.Stock174$28.1K<0.1%00.0%UnchangedHistory
JBLJabil IncStock200$26.8K<0.1%00.0%UnchangedHistory

Sold out since Q4 2023 (14)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of West Financial Advisors, LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF11,606$2.08M0.5%–
iShares Tr464288158SHRT NAT MUN ETF1,443$152.1K<0.1%–
DDDuPont de Nemours, Inc.COM249$19.2K<0.1%History
PFEPfizer IncStock591$17.0K<0.1%History
DOWDow Inc.Stock249$13.7K<0.1%History
AEPAmerican Electric Power Co IncStock120$9.75K<0.1%History
iShares Core S&P Small Cap ETF464287804ETF79$8.55K<0.1%–
CCChemours CoStock117$3.69K<0.1%History
KRPKimbell Royalty Partners, LPUNIT118$1.78K<0.1%History
NMFCNew Mountain Finance CorpCOM116$1.48K<0.1%History
TDFTempleton Dragon Fund IncCOM112$912<0.1%History
OCSLOaktree Specialty Lending CorpCOM39$800<0.1%History
VTRSViatris IncStock73$791<0.1%History
NWBINorthwest Bancshares, Inc.COM61$763<0.1%History